Compliance Specialist

2 weeks ago

Bristol, Bristol, United Kingdom TLT LLP Full time

We are seeking a highly skilled Compliance Specialist to join our team at TLT LLP. As a key member of our Can I Act team, you will play a crucial role in ensuring the firm's compliance with anti-money laundering regulations.

About the Role

The Compliance Specialist will be responsible for managing and implementing assessments of high and medium risk clients, including reviewing information regarding clients with whom they have a business relationship. This will involve recompleting the AML client risk assessment and updating CDD accordingly.

You will also be responsible for addressing any non-compliance in line with internal policies, working with Client Relationship Partners (CRPs) to ensure AML reviews are consistent with what we know about the client, their business and risk profile, and relevant information has been kept up-to-date.

Additionally, you will contact clients directly to explain the requirements of the Money Laundering Regulations and to seek information and documentation to comply.

The ideal candidate will have a strong understanding of anti-money laundering regulations and a proven track record of ensuring compliance in a fast-paced environment.

About the Team

Can I Act is a shared service team within TLT ReSource who undertake volume compliance tasks on behalf of the firm. The team deals with all tasks associated with taking on new clients and matters, such as conflict checking, client due diligence, and source of funds checks.

The team consists of 14 compliance professionals and is managed on a day-to-day basis by the Team Manager. The Risk Manager in Risk & Compliance is the strategic head of CIA and responsible for the team's operations.

About TLT LLP

TLT LLP is a fast-paced, fast-growing, and forward-thinking law firm that helps clients stay one step ahead. We work with high-profile clients in innovative sectors and have a network of partner firms across Europe, India, and the US.

We value our employees highly and offer a competitive salary with an annual pay review, as well as access to an extensive range of benefits via our flexible benefits scheme.

At TLT LLP, we have a progressive fully flexible working approach, empowering our people to work in a place and at a time that meets their needs, those of their clients, and of the wider team and firm.

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