Regulatory Advice Manager

2 months ago


Birmingham, Birmingham, United Kingdom Broadgate Full time
Senior Regulatory Advice Manager

Broadgate is seeking a seasoned Senior Regulatory Advice Manager to lead the Regulatory Advice team within the Customer and Conduct division.

This role requires a proactive and expert individual to provide clear and timely regulatory guidance on daily operations and key initiatives, such as product launches and projects. The manager will interpret regulatory changes and support business areas in their implementation.

As a key member of the team, the Senior Regulatory Advice Manager will ensure comprehensive advice across Broadgate's activities. Reporting to the Head of Regulatory Advice, the manager will contribute to the overall success of the team.

Key Responsibilities:
  • Develop a framework to ensure Broadgate's compliance with regulations.
  • Provide expert advice on product developments and projects.
  • Drive governance effectiveness and support the Senior Managers and Certification Regime (SMCR).
  • Oversee and challenge risk management practices.
Key Skills & Experience:
  • Expertise in the FCA Sourcebook and regulations.
  • Experience in General Insurance is essential.
  • Strong understanding of FCA priorities and risk management.
  • Excellent analytical, communication, and leadership skills.
  • Regulatory qualifications preferred but not required.


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