Regulatory Advice Manager
2 months ago
Broadgate is seeking a seasoned Senior Regulatory Advice Manager to lead the Regulatory Advice team within the Customer and Conduct division.
This role requires a proactive and expert individual to provide clear and timely regulatory guidance on daily operations and key initiatives, such as product launches and projects. The manager will interpret regulatory changes and support business areas in their implementation.
As a key member of the team, the Senior Regulatory Advice Manager will ensure comprehensive advice across Broadgate's activities. Reporting to the Head of Regulatory Advice, the manager will contribute to the overall success of the team.
Key Responsibilities:- Develop a framework to ensure Broadgate's compliance with regulations.
- Provide expert advice on product developments and projects.
- Drive governance effectiveness and support the Senior Managers and Certification Regime (SMCR).
- Oversee and challenge risk management practices.
- Expertise in the FCA Sourcebook and regulations.
- Experience in General Insurance is essential.
- Strong understanding of FCA priorities and risk management.
- Excellent analytical, communication, and leadership skills.
- Regulatory qualifications preferred but not required.
-
Regulatory Advice Manager
3 weeks ago
Birmingham, Birmingham, United Kingdom Broadgate Full timeJob OpportunityJob Title: Senior Regulatory Advice ManagerLocation: Hybrid RemoteBroadgate is seeking a seasoned Senior Regulatory Advice Manager to lead the Regulatory Advice team within the Customer and Conduct division. In this role, the manager will provide timely and expert regulatory guidance on daily operations and key initiatives, such as product...
-
Regulatory Advice Manager
3 weeks ago
Birmingham, Birmingham, United Kingdom Broadgate Full timeJob DescriptionJob Title: Senior Regulatory Advice ManagerLocation: Birmingham (Hybrid Remote)Broadgate is seeking a proactive Senior Regulatory Advice Manager to lead the Regulatory Advice team within the Customer and Conduct division. In this role, the manager will provide clear and timely regulatory guidance on daily operations and key initiatives, such...
-
Senior Regulatory Advice Manager
1 month ago
Birmingham, Birmingham, United Kingdom Broadgate Full timeJob Title: Senior Regulatory Advice ManagerBroadgate is seeking a seasoned Senior Regulatory Advice Manager to lead the Regulatory Advice team within the Customer and Conduct division.This role requires a proactive and expert individual to provide clear and timely regulatory guidance on daily operations and key initiatives, such as product launches and...
-
Senior Regulatory Advice Manager
1 month ago
Birmingham, Birmingham, United Kingdom Broadgate Full timeJob Title: Senior Regulatory Advice ManagerBroadgate is seeking a seasoned Senior Regulatory Advice Manager to lead the Regulatory Advice team within the Customer and Conduct division.This role requires a proactive and expert individual to provide clear and timely regulatory guidance on daily operations and key initiatives, such as product launches and...
-
Senior Regulatory Advice Manager
1 month ago
Birmingham, Birmingham, United Kingdom Broadgate Full timeJob Title: Senior Regulatory Advice ManagerLocation: Birmingham (Hybrid Remote)This leading General Insurance provider is seeking a proactive Senior Regulatory Advice Manager to lead the Regulatory Advice team within the Customer and Conduct division.The manager will provide clear and timely regulatory guidance on daily operations and key initiatives, such...
-
Senior Regulatory Advice Manager
1 month ago
Birmingham, Birmingham, United Kingdom Broadgate Full timeJob Title: Senior Regulatory Advice ManagerLocation: Birmingham (Hybrid Remote)This leading General Insurance provider is seeking a proactive Senior Regulatory Advice Manager to lead the Regulatory Advice team within the Customer and Conduct division.The manager will provide clear and timely regulatory guidance on daily operations and key initiatives, such...
-
Senior Regulatory Advice Manager
2 months ago
Birmingham, Birmingham, United Kingdom Broadgate Search Ltd Full timeJob Title: Senior Regulatory Advice ManagerLocation: RemoteAbout the Role:Broadgate Search Ltd is seeking a proactive Senior Regulatory Advice Manager to lead the Regulatory Advice team within the Customer and Conduct division.Key Responsibilities:Develop and implement a framework to ensure compliance with regulations.Provide expert advice on product...
-
Senior Regulatory Advice Manager
2 months ago
Birmingham, Birmingham, United Kingdom Broadgate Search Ltd Full timeJob Title: Senior Regulatory Advice ManagerLocation: RemoteAbout the Role:Broadgate Search Ltd is seeking a proactive Senior Regulatory Advice Manager to lead the Regulatory Advice team within the Customer and Conduct division.Key Responsibilities:Develop and implement a framework to ensure compliance with regulations.Provide expert advice on product...
-
Financial Advice Administrator
4 weeks ago
Birmingham, Birmingham, United Kingdom THE OPENWORK PARTNERSHIP Full timeFinancial Advice Administrator RoleWe are seeking an experienced Financial Advice Administrator to join our team at The Openwork Partnership. This role will focus on providing technical support to our Practice Principal, ensuring efficient processing of business and delivering a high-quality service to our clients.Key ResponsibilitiesObtain valuations,...
-
Financial Advice Administrator
4 weeks ago
Birmingham, Birmingham, United Kingdom THE OPENWORK PARTNERSHIP Full timeFinancial Advice Administrator RoleWe are seeking an experienced Financial Advice Administrator to join our team at The Openwork Partnership. This role will focus on providing technical support to our Practice Principal, ensuring efficient processing of business and delivering a high-quality service to our clients.Key ResponsibilitiesObtain valuations,...
-
Regulatory Compliance Manager
2 weeks ago
Birmingham, Birmingham, United Kingdom Deutsche Bank CWS Full timeWe are AMS, a global workforce solutions firm that helps organisations thrive in times of change. Our Contingent Workforce Solutions (CWS) service supports clients by providing professional interim solutions and temporary resources.Job description - the roleOur client, Deutsche Bank, is a leading global financial institution. We are seeking a highly skilled...
-
Regulatory Solicitor Partner
4 weeks ago
Birmingham, Birmingham, United Kingdom ENL Legal Recruitment Full timeRegulatory Partner OpportunityWe are seeking an experienced Regulatory Partner to join our team in Birmingham. As a key member of our commercial law firm, you will be responsible for providing expert advice on regulatory matters, including health and safety, environmental issues, and data protection.Key Responsibilities:Manage a caseload of regulatory...
-
Regulatory Solicitor Partner
4 weeks ago
Birmingham, Birmingham, United Kingdom ENL Legal Recruitment Full timeRegulatory Partner OpportunityWe are seeking an experienced Regulatory Partner to join our team in Birmingham. As a key member of our commercial law firm, you will be responsible for providing expert advice on regulatory matters, including health and safety, environmental issues, and data protection.Key Responsibilities:Manage a caseload of regulatory...
-
Regulatory Lawyer
1 hour ago
Birmingham, Birmingham, United Kingdom ENL Legal Recruitment Full timeRegulatory Partner OpportunityOur client, a leading Legal 500 law firm, is seeking an experienced Regulatory Partner to join their thriving commercial law team in Birmingham City Centre. With a strong focus on growth and expansion, the firm is looking for a highly driven and focused individual to lead their regulatory practice.The Role:Manage a caseload of...
-
Regulatory Solicitor Partner
3 weeks ago
Birmingham, Birmingham, United Kingdom ENL Legal Recruitment Full timeThe firm is seeking an experienced Regulatory Partner to join their team in Birmingham. The ideal candidate will have a strong background in regulatory law, with a focus on health and safety, environmental, and data protection matters.The successful candidate will be responsible for managing their own caseload, providing advice to clients, and contributing...
-
Regulatory Compliance Solicitor
2 weeks ago
Birmingham, Birmingham, United Kingdom Goldman Sachs Full timeRegulatory Compliance and Wealth ManagementWe are seeking a highly skilled Regulatory Compliance Solicitor to join our team in Birmingham. As a key member of our Wealth Management business, you will provide expert advice on the legal and regulatory framework for our transaction-focused businesses.Key Responsibilities:Advising on the current regulatory regime...
-
Regulatory Compliance Specialist
1 week ago
Birmingham, Birmingham, United Kingdom General Dental Council Full timeAbout the General Dental CouncilWe are a regulatory body dedicated to protecting patient safety and maintaining public confidence in dental services. Our purpose is to register qualified dental professionals, set standards for the dental team, investigate complaints about dental professionals' fitness to practise, and work to ensure the quality of dental...
-
Regulatory Solicitor Partner
4 weeks ago
Birmingham, Birmingham, United Kingdom ENL Legal Recruitment Full timeRegulatory Partner OpportunityWe are seeking an experienced Regulatory Partner to join our team in Birmingham. As a key member of our commercial law firm, you will be responsible for providing advice on regulatory matters, including health and safety regulations, environmental issues, and data protection.The successful candidate will have a strong track...
-
Regulatory Solicitor Partner
4 weeks ago
Birmingham, Birmingham, United Kingdom ENL Legal Recruitment Full timeRegulatory Partner OpportunityWe are seeking an experienced Regulatory Partner to join our team in Birmingham. As a key member of our commercial law firm, you will be responsible for providing advice on regulatory matters, including health and safety regulations, environmental issues, and data protection.The successful candidate will have a strong track...
-
Healthcare Regulatory Solicitor
4 weeks ago
Birmingham, Birmingham, United Kingdom ENL Legal Recruitment Full timeJob Title: Healthcare Regulatory LawyerA new opportunity has arisen for an experienced Healthcare Regulatory Lawyer to join a reputable team at ENL Legal Recruitment. The ideal candidate will have a strong background in healthcare law and be able to provide expert advice on regulatory matters.Responsibilities:Manage defendant clinical negligence claims and...