Financial Services Compliance Officer
5 days ago
Astral Recruitment is seeking a skilled Compliance Administrator to join a successful and established multi-branch Financial Services company.
The ideal candidate will have previous experience in financial services, preferably in a wealth management/financial planning/IFA environment. A compliance background and experience in high-level file checking are essential.
Responsibilities will include:
- Assisting the Compliance Manager with training and competency supervision
- Reviewing KPIs, CPD, training and development plans for IFA's and mortgage advisors
- Maintaining records and logs on compliance areas such as SPS's, complaints, data breaches, qualifications etc
The successful candidate will be based in Shoreham, with the possibility of working from other offices. A salary of £ DOE and qualifications plus benefits package is on offer, with an immediate start.
Please note that this is an office-based role.
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Financial Services Compliance Officer
3 days ago
Shoreham-by-Sea, West Sussex, United Kingdom Astral Recruitment Full timeCompliance Administrator - Financial ServicesAstral Recruitment is seeking a skilled Compliance Administrator to join a successful and established multi-branch Financial Services company.The ideal candidate will have previous experience in financial services, preferably in a wealth management/financial planning/IFA environment. A compliance background and...
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Financial Services Compliance Officer
3 days ago
Shoreham-by-Sea, West Sussex, United Kingdom Astral Recruitment Full timeCompliance Administrator - Financial ServicesAstral Recruitment is seeking a skilled Compliance Administrator to join a successful and established multi-branch Financial Services company.The ideal candidate will have previous experience in financial services, preferably in a wealth management/financial planning/IFA environment. A compliance background and...
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