Compliance Specialist

4 weeks ago


StratforduponAvon, Warwickshire, United Kingdom Clayton Davies Ltd Full time
Compliance Consultant Job Description

We are seeking a highly skilled Compliance Consultant to join our team at Clayton Davies Ltd. As a Compliance Consultant, you will play a crucial role in supporting our Compliance function in delivering high-quality services to our clients.

Key Responsibilities:
  • Undertake day-to-day client management, including supportive consultancy, firm audits, and file checks.
  • Deal with in-depth and highly technical compliance queries.
  • Have a comprehensive knowledge of the FCA Handbook.
  • Read and summarise important industry papers.
  • Draft internal technical papers and contribute to manual/toolkit development.
  • Have existing knowledge/experience of Discretionary Fund Management & Retail Financial Advisers.
  • Operate at client offices or from home.
Requirements:
  • Level 4 Diploma in Financial Planning or equivalent.
  • Previous experience in a similar role.

We offer a competitive salary, benefits package, and opportunities for professional growth and development. If you are a motivated and experienced Compliance Consultant looking for a new challenge, please submit your application.



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