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Head of Compliance and MLRO

2 months ago

London, Greater London, United Kingdom Financial House Full time

Financial House, a trusted provider of financial services, offers comprehensive solutions that are swift, efficient, and adhere to global security standards. As a Principal member of MasterCard, Visa, and UnionPay, our advanced API provides seamless integration with essential payment systems.

We are seeking an experienced professional to join our team as a Head of Compliance and MLRO.

Key Responsibilities:

  • Lead and manage the compliance function, ensuring all activities are conducted in accordance with relevant regulations and internal policies.
  • Develop, implement, and maintain compliance policies and procedures to ensure adherence to regulatory requirements.
  • Act as the Money Laundering Reporting Officer (MLRO) and manage all aspects of anti-money laundering (AML) compliance.
  • Provide expert advice on regulatory requirements and best practices related to card schemes and various financial products.
  • Conduct regular compliance risk assessments and implement appropriate controls to mitigate risks.
  • Oversee and manage regulatory reporting requirements to ensure timely and accurate submission of reports and documentation.
  • Liaise with regulatory bodies, particularly the Financial Conduct Authority (FCA), to ensure compliance with regulatory requirements.
  • Conduct internal audits and reviews to ensure compliance with policies and regulations.
  • Stay up-to-date with industry developments and regulatory changes and proactively update the company's compliance framework.
  • Train and educate staff on compliance-related matters and promote a culture of compliance across the organization.

Requirements:

  • Minimum of 8 years of experience in compliance within the financial services industry, with a focus on card schemes.
  • Strong understanding of IBANs, issuing, and acquiring products and their regulatory requirements.
  • Proven experience as a Head of Compliance or MLRO in a similar organization.
  • Extensive experience with the Financial Conduct Authority (FCA) regulations and requirements.
  • In-depth knowledge of relevant regulations and best practices in the financial services industry.
  • Excellent analytical and problem-solving skills to identify and mitigate compliance risks.
  • Strong leadership and management abilities to lead and manage the compliance function.
  • Exceptional communication and interpersonal skills to liaise with regulatory bodies and internal stakeholders.
  • Ability to work effectively in a fast-paced and dynamic environment with multiple priorities and deadlines.

Preferred Qualifications:

  • Experience working with financial technology (FinTech) companies and their regulatory requirements.
  • Strong understanding of regulatory requirements in the payments industry and their impact on compliance.
  • ICA Qualified with a strong understanding of compliance regulations and best practices.