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Compliance and Regulatory Risk Management Specialist
2 months ago
A well-established and reputable legal services provider is seeking a highly skilled Risk and Compliance Manager to join their team in Nantwich.
Key Responsibilities- Develop and implement effective compliance policies, procedures, and systems to ensure the firm's regulatory requirements are met.
- Conduct thorough risk assessments and compliance performance reviews to identify areas for improvement.
- Design and implement risk mitigation strategies to minimize potential threats to the firm.
- Provide expert advice and guidance to fee earners on compliance matters.
- Support and mentor junior team members to ensure they have the necessary skills and knowledge to perform their roles effectively.
- Oversee the firm's file review procedures to ensure compliance with regulatory requirements.
- Maintain accurate records of risk and compliance issues, trends, and regulatory reports.
The ideal candidate will have at least 1 year's experience in a similar role, excellent communication skills, and the ability to work well under pressure.
The successful Risk and Compliance Manager will be a key member of the team, responsible for ensuring the firm's compliance with regulatory requirements and minimizing potential risks.
