Head of Compliance and Risk Management

5 days ago

London, Greater London, United Kingdom Financial House Full time
Job Title: Head of Compliance

Financial House is seeking an experienced Head of Compliance to lead our compliance function and ensure all activities are conducted in accordance with relevant regulations and internal policies.

Job Description

We are a trusted provider of financial services, offering merchant acquiring and card-issuing solutions. Our products are multi-currency, comprehensive solutions that are swift, efficient, and adhere to global security standards. As a Principal member of MasterCard, Visa, and UnionPay, our advanced API provides seamless integration with essential payment systems like SEPA, Faster Payments, BACS, CHAPS, and SWIFT.

We are looking for a seasoned professional to join our team and take on the role of Head of Compliance & MLRO. The successful candidate will be responsible for:

  • Developing, implementing, and maintaining compliance policies and procedures.
  • Acting as the Money Laundering Reporting Officer (MLRO) and managing all aspects of anti-money laundering (AML) compliance.
  • Providing expert advice on regulatory requirements and best practices related to card schemes and various financial products.
  • Conducting regular compliance risk assessments and implementing appropriate controls.
  • Overseeing and managing regulatory reporting requirements.
  • Liaising with regulatory bodies, particularly the Financial Conduct Authority (FCA), and ensuring timely and accurate submission of reports and documentation.
  • Conducting internal audits and reviews to ensure compliance with policies and regulations.
  • Staying up-to-date with industry developments and regulatory changes, and proactively updating the company's compliance framework.
  • Training and educating staff on compliance-related matters and promoting a culture of compliance across the organization.

Requirements:

  • Minimum of 8 years of experience in compliance within the financial services industry, with a focus on card schemes.
  • Strong understanding of IBANs, issuing, and acquiring products.
  • Proven experience as a Head of Compliance or MLRO in a similar organization.
  • Extensive experience with the Financial Conduct Authority (FCA) regulations and requirements.
  • In-depth knowledge of relevant regulations and best practices.
  • Excellent analytical and problem-solving skills.
  • Strong leadership and management abilities.
  • Exceptional communication and interpersonal skills.
  • Ability to work effectively in a fast-paced and dynamic environment.

Preferred Qualifications:

  • Experience working with financial technology (FinTech) companies.
  • Strong understanding of regulatory requirements in the payments industry.
  • ICA Qualified

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