Compliance Specialist

1 month ago

Bristol, Bristol, United Kingdom TLT LLP Full time
Job Summary

We are seeking a highly skilled Compliance Analyst to join our Can I Act team at TLT LLP. As a key member of our team, you will play a critical role in ensuring the firm's compliance with anti-money laundering regulations and other financial crime laws.

Key Responsibilities
  • Manage and implement assessments of high and medium risk clients, including reviewing information and updating client due diligence as necessary.
  • Address any non-compliance issues in line with internal policies and procedures.
  • Work with Client Relationship Partners to ensure AML reviews are consistent and up-to-date.
  • Monitor and analyze matter risk assessments to ensure the firm is comfortable acting in the particular circumstances.
  • Flag high-risk factors for further investigation and follow business acceptance procedures for all clients and work of the firm.
  • Liaise with fee earners and others to make informed decisions about CDD requirements and mitigate any risks identified.
  • Review and analyze CDD documents to ensure compliance with anti-money laundering regulations.
  • Conduct source of funds and source of wealth reviews and make decisions on whether the risk has been mitigated.
Requirements
  • Good research and analytical skills.
  • Strong organizational skills and the ability to prioritize workload.
  • Excellent communication skills and the ability to deal with people of all levels.
  • Ability to work well under pressure and to deadlines in a fast-paced environment.
  • Accurate data inputting, attention to detail, and accuracy.
  • Good IT skills.
  • Legal qualification desired but not essential.
  • A minimum of one year's experience of conflict checking is required for the compliance analyst role.
About TLT LLP

TLT LLP is a fast-paced, fast-growing, and forward-thinking law firm that helps clients stay one step ahead. We work with high-profile clients in innovative sectors and have a network of partner firms across Europe, India, and the US.

Our Benefits

We value our employees highly and offer a competitive salary with an annual pay review, as well as access to an extensive range of benefits via our flexible benefits scheme. We also offer a progressive fully flexible working approach, empowering our people to work in a place and at a time that meets their needs.

  • AML Compliance Specialist

    3 weeks ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    Your new role at Hays Specialist Recruitment Limited involves safeguarding the firm from financial and reputational risks associated with money laundering and financial crimes. As the AML Manager, you will play a pivotal role in developing, implementing, and managing AML compliance programs, ensuring adherence to all relevant legislation and regulatory...

  • AML Compliance Specialist

    2 weeks ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    Your new role at Hays Specialist Recruitment Limited involves safeguarding the firm from financial and reputational risks associated with money laundering and financial crimes. As the AML Manager, you will play a pivotal role in developing, implementing, and managing AML compliance programs, ensuring adherence to all relevant legislation and regulatory...

  • Senior Compliance Manager

    2 weeks ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    Job Title: Senior Compliance ManagerHays Specialist Recruitment Limited is seeking a highly skilled Senior Compliance Manager to head up the compliance side of a well-established firm of accountants in Bristol. This is an excellent opportunity to have autonomy in running a well-established practice.Key Responsibilities:Oversee a team of 5 to ensure that the...

  • Director of Compliance

    3 weeks ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    A leading firm of accountants in Bristol is seeking a Director to oversee the compliance side of the business. This is an excellent opportunity to lead a well-established practice and drive growth through strategic thinking and innovation.The ideal candidate will be a qualified accountant with previous experience in a similar role, overseeing a team of 5 to...

  • Director of Compliance

    4 weeks ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    A highly regarded and successful firm of accountants in Bristol is seeking a Director to lead the compliance side of the firm. This is an excellent opportunity to have autonomy in running a well-established practice.You will be an ambitious ACCA/ACA qualified accountant, with previous practice experience in a similar role. You will oversee a team of 5 to...

  • Director of Compliance

    4 weeks ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    A highly regarded and successful firm of accountants in Bristol is seeking a Director to lead the compliance side of the firm. This is an excellent opportunity to have autonomy in running a well-established practice.You will be an ambitious ACCA/ACA qualified accountant, with previous practice experience in a similar role. You will oversee a team of 5 to...

  • Chief Compliance Officer

    3 weeks ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    Hays Specialist Recruitment Limited is seeking a highly skilled and ambitious ACCA/ACA qualified accountant to lead the compliance side of the firm. As a strategic thinker, you will oversee a team of 5 and ensure the smooth operation of the compliance practice. Your key responsibilities will include seeking and winning new work, implementing your own ideas,...

  • Complaints Resolution Specialist

    2 weeks ago

    Bristol, Bristol, United Kingdom AJ FOX COMPLIANCE Full time

    We are seeking a highly skilled Complaints Resolution Specialist to join our team at AJ FOX COMPLIANCE. As a Complaints Handler, you will be responsible for investigating complaints and ensuring compliance with policies, procedures, and regulatory obligations.The successful candidate will have excellent communication and organisation skills, with the ability...

  • Senior Compliance Manager

    2 weeks ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    Job Opportunity: We are seeking a highly skilled and ambitious ACCA/ACA qualified accountant to lead our compliance team.About the Role: As a Director of Practice, you will be responsible for overseeing the compliance side of our firm, ensuring that it runs smoothly and efficiently.Key Responsibilities:Lead a team of 5 to achieve compliance goalsSeek and win...

  • Senior Compliance Manager

    3 weeks ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    A highly regarded and successful firm of accountants in Bristol is seeking a Senior Compliance Manager to head up the compliance side of the firm. This is an excellent opportunity to have autonomy in running a well-established practice. The ideal candidate will be an ambitious ACCA/ACA qualified accountant, with previous practice experience in a similar...

  • Chief Compliance Officer

    3 weeks ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    Compliance Director OpportunityA highly regarded firm of accountants in Bristol is seeking a Director to lead the compliance side of the business. This is an excellent opportunity to have autonomy in running a well-established practice.You will be an ambitious ACCA/ACA qualified accountant, with previous practice experience in a similar role. You will...

  • Chief Compliance Officer

    3 weeks ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    Compliance Director OpportunityA highly regarded firm of accountants in Bristol is seeking a Director to lead the compliance side of the business. This is an excellent opportunity to have autonomy in running a well-established practice.You will be an ambitious ACCA/ACA qualified accountant, with previous practice experience in a similar role. You will...

  • AML Compliance Specialist

    2 months ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    AML Manager Job DescriptionYour new company is a highly respected law firm based in the vibrant heart of South West England, renowned for their commitment to excellence and integrity in all aspects of work. Due to continued growth and dedication to upholding the highest standards of legal compliance, they're now seeking an experienced Anti-Money Laundering...

  • AML Compliance Specialist

    2 months ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    AML Manager Job DescriptionYour new company is a highly respected law firm based in the vibrant heart of South West England, renowned for their commitment to excellence and integrity in all aspects of work. Due to continued growth and dedication to upholding the highest standards of legal compliance, they're now seeking an experienced Anti-Money Laundering...

  • AML Compliance Specialist

    3 weeks ago

    Bristol, Bristol, United Kingdom Hays Specialist Recruitment Limited Full time

    Your new company is a highly respected law firm based in the vibrant heart of South West England, renowned for their commitment to excellence and integrity in all aspects of work. Due to continued growth and dedication to upholding the highest standards of legal compliance, they're now seeking an experienced Anti-Money Laundering (AML) Manager to join their...

  • Compliance Specialist

    4 weeks ago

    Bristol, Bristol, United Kingdom Grandir UK Full time

    Early Years Compliance SpecialistWe are seeking a detail-oriented professional to join our team as an Early Years Compliance Specialist. As a key member of our compliance team, you will be responsible for ensuring regulatory compliance across our allocated nurseries.Key Responsibilities:Conduct early years regulatory audits to identify areas of...

  • Compliance Specialist

    4 weeks ago

    Bristol, Bristol, United Kingdom Grandir UK Full time

    Early Years Compliance SpecialistWe are seeking a detail-oriented professional to join our team as an Early Years Compliance Specialist. As a key member of our compliance team, you will be responsible for ensuring regulatory compliance across our allocated nurseries.Key Responsibilities:Conduct early years regulatory audits to identify areas of...

  • Compliance Specialist

    1 month ago

    Bristol, Bristol, United Kingdom QED Legal LLP Full time

    Compliance and Risk Role **About the Role** We are seeking a skilled Compliance and Risk professional to join our team at QED Legal LLP. As a Compliance and Risk Specialist, you will play a crucial role in supporting the Head of Risk and Compliance in maintaining best practices across the firm. **Key Responsibilities** * Conduct file audits to ensure...

  • Compliance Specialist

    1 month ago

    Bristol, Bristol, United Kingdom QED Legal LLP Full time

    Compliance and Risk Role **About the Role** We are seeking a skilled Compliance and Risk professional to join our team at QED Legal LLP. As a Compliance and Risk Specialist, you will play a crucial role in supporting the Head of Risk and Compliance in maintaining best practices across the firm. **Key Responsibilities** * Conduct file audits to ensure...

  • Compliance Specialist

    2 weeks ago

    Bristol, Bristol, United Kingdom TLT LLP Full time

    We are seeking a highly skilled Compliance Specialist to join our team at TLT LLP. As a key member of our Can I Act team, you will play a crucial role in ensuring the firm's compliance with anti-money laundering regulations.About the RoleThe Compliance Specialist will be responsible for managing and implementing assessments of high and medium risk clients,...