Compliance and Governance Professional

3 weeks ago

Belfast, United Kingdom 3173 Full time
Job Description

3173 is a leading firm of pensions experts, serving clients across the UK from offices in various locations. Our business is built on the foundations of our employees, who work together to create a positive impact on the communities we serve.

Our Culture Policy, 'Above all else,' reflects our 20-year history and guides our employees in following our ethos and goals. We operate in a dynamic and challenging industry, with a strong reputation contributing to our business growth.

We are seeking a Compliance, Risk and Audit Officer who will play a key role in our award-winning and growing organization. The successful candidate will be motivated to make a meaningful contribution to our business and deliver high-quality work aligned with their responsibilities.

Key Responsibilities
  • Conduct annual compliance reviews and provide a report to the Risk and Audit Committee.
  • Contribute to regular reviews of compliance documentation and procedures.
  • Support the business by providing a compliance view on matters.
  • Contribute and monitor the Quality and Compliance Monitoring Plan, ensuring it captures the standard and clauses of ISO 9001.
  • Undertake Internal Audits across Functional areas of the Group's business processes, providing verbal and written feedback.
  • Facilitate external Audits, specifically for ISO 27001 Information Security and ISO 9001 Quality Assurance.
  • Contribute to the monitoring of an effective Business Continuity Plan/Disaster recovery plan.
  • Contribute to the effective implementation of our GDPR protocols.
  • Take a key role in recording, monitoring, and reporting incidents to improve quality and identify trends.
  • Contribute to regular analysis and review of Management Information within the Risk and Audit team.
  • Support all of the Group's Functions to map their processes and help with regular reviews and updates.
  • Contribute to the production of analysis and reporting to key stakeholders on the risk and compliance profile of our businesses.
Requirements
  • Knowledge of UK financial regulations, including FCA and PRA rules.
  • A strong quality management background obtained from significant and relevant experience in a similar role.
  • Competence and experience in implementing/assessing/monitoring ISO management standards, ISO 9001:2015, and/or ISO 27001.
  • Experience in auditing and monitoring operational processes for quality assurance purposes.
  • Creative and analytical approach to solving problems.
  • Microsoft Office/Windows applications.
  • Excellent written and verbal communication skills, and the ability to influence the behavior of colleagues at all levels in the Business.
  • Experience in the financial sector, and the pensions industry in particular, would be advantageous.

  • Governance and Compliance Associate

    3 weeks ago

    Belfast, United Kingdom Hunter Savage Full time

    About the RoleWe are seeking a highly skilled Governance Associate to join our team at Hunter Savage, a leading specialist corporate secretarial firm. As a Governance Associate, you will play a crucial role in providing expert governance and corporate secretarial support to ensure compliance with the Companies Act 2006.Key ResponsibilitiesProviding...

  • Corporate Governance Associate

    3 days ago

    Belfast, United Kingdom Waystone Governance Ltd. Full time

    Job Summary:The Junior Associate – Waystone Internal Corporate Secretarial Services function will be responsible for delivering services to a portfolio of Waystone internal companies and committees. This role will support the Director - Internal Corporate Secretarial in undertaking a support role to the Corporate Secretary function. Key responsibilities...

  • Corporate Governance Associate

    3 days ago

    Belfast, United Kingdom Waystone Governance Ltd. Full time

    Job Summary:The Junior Associate – Waystone Internal Corporate Secretarial Services function will be responsible for delivering services to a portfolio of Waystone internal companies and committees. This role will support the Director - Internal Corporate Secretarial in undertaking a support role to the Corporate Secretary function. Key responsibilities...

  • Corporate Governance Associate

    20 hours ago

    Belfast, United Kingdom Waystone Governance Ltd. Full time

    Job Summary:The Junior Associate – Waystone Internal Corporate Secretarial Services function will be responsible for delivering services to a portfolio of Waystone internal companies and committees. This role will support the Director - Internal Corporate Secretarial in undertaking a support role to the Corporate Secretary function. Key responsibilities...

  • Corporate Governance Associate

    22 hours ago

    Belfast, United Kingdom Waystone Governance Ltd. Full time

    Job Summary:The Junior Associate – Waystone Internal Corporate Secretarial Services function will be responsible for delivering services to a portfolio of Waystone internal companies and committees. This role will support the Director - Internal Corporate Secretarial in undertaking a support role to the Corporate Secretary function. Key responsibilities...

  • Business Governance Specialist

    7 days ago

    Belfast, United Kingdom Health and Social Care NI Full time

    BHSCT - Band 7 Business Support Officer / Governance OfficerJob Summary: We are seeking a highly skilled Business Support Officer / Governance Officer to join our team at Health and Social Care NI.About the Role: As a Business Support Officer / Governance Officer, you will be responsible for providing high-quality support to our organization, ensuring...

  • Business Governance Specialist

    6 days ago

    Belfast, United Kingdom Health and Social Care NI Full time

    BHSCT - Band 7 Business Support Officer / Governance OfficerJob Summary: We are seeking a highly skilled Business Support Officer / Governance Officer to join our team at Health and Social Care NI.About the Role: As a Business Support Officer / Governance Officer, you will be responsible for providing high-quality support to our organization, ensuring...

  • Internal Audit Manager

    3 days ago

    Belfast, United Kingdom Waystone Governance Ltd. Full time

    Waystone Governance Ltd. - Internal Audit ManagerWaystone Governance Ltd. is a leading provider of specialist services for the asset management industry. We partner with institutional investors, investment funds, and asset managers to build, support, and protect investment structures and strategies worldwide.Job SummaryWe are seeking an experienced Internal...

  • Internal Audit Manager

    3 days ago

    Belfast, United Kingdom Waystone Governance Ltd. Full time

    Waystone Governance Ltd. - Internal Audit ManagerWaystone Governance Ltd. is a leading provider of specialist services for the asset management industry. We partner with institutional investors, investment funds, and asset managers to build, support, and protect investment structures and strategies worldwide.Job SummaryWe are seeking an experienced Internal...

  • Governance Associate

    6 days ago

    Belfast, United Kingdom Hunter Savage Full time

    {"title": "Governance Associate", "description": "Job Title: Governance AssociateWe are seeking a Governance Associate to join our client, a leading specialist corporate secretarial firm, on a permanent, remote basis. This role is ideal for a qualified or part-qualified chartered secretary looking to leverage their knowledge of the Companies Act 2006 and...

  • Governance Associate

    6 days ago

    Belfast, United Kingdom Hunter Savage Full time

    {"title": "Governance Associate", "description": "Job Title: Governance AssociateWe are seeking a Governance Associate to join our client, a leading specialist corporate secretarial firm, on a permanent, remote basis. This role is ideal for a qualified or part-qualified chartered secretary looking to leverage their knowledge of the Companies Act 2006 and...

  • Governance Associate

    2 weeks ago

    Belfast, United Kingdom Hunter Savage Full time

    About the RoleWe are seeking a highly skilled Governance Associate to join our team at Hunter Savage on a permanent, remote basis. As a Governance Associate, you will play a critical role in providing expert governance and corporate secretarial support to ensure compliance with the Companies Act 2006.Key ResponsibilitiesProvide expert governance and...

  • Governance Associate

    2 weeks ago

    Belfast, United Kingdom Hunter Savage Full time

    About the RoleWe are seeking a highly skilled Governance Associate to join our team at Hunter Savage on a permanent, remote basis. As a Governance Associate, you will play a critical role in providing expert governance and corporate secretarial support to ensure compliance with the Companies Act 2006.Key ResponsibilitiesProvide expert governance and...

  • Governance Associate

    3 days ago

    Belfast, United Kingdom Hunter Savage Full time

    {"title": "Governance Associate", "description": "Job Title: Governance AssociateWe are seeking a Governance Associate to join our team at Hunter Savage, a leading specialist corporate secretarial firm. This role is perfect for a qualified or part-qualified chartered secretary looking to leverage their knowledge of the Companies Act 2006 and further develop...

  • Governance Associate

    3 days ago

    Belfast, United Kingdom Hunter Savage Full time

    {"title": "Governance Associate", "description": "Job Title: Governance AssociateWe are seeking a Governance Associate to join our team at Hunter Savage, a leading specialist corporate secretarial firm. This role is perfect for a qualified or part-qualified chartered secretary looking to leverage their knowledge of the Companies Act 2006 and further develop...

  • Governance Associate

    4 days ago

    Belfast, United Kingdom Hunter Savage Full time

    {"title": "Governance Associate Role", "subtitle": "Remote, Permanent Opportunity", "content": "At Hunter Savage, we are seeking a skilled Governance Associate to join our team on a permanent, remote basis. This role is ideal for a qualified or part-qualified chartered secretary looking to leverage their knowledge of the Companies Act 2006 and further...

  • Governance Associate

    4 days ago

    Belfast, United Kingdom Hunter Savage Full time

    {"title": "Governance Associate Role", "subtitle": "Remote, Permanent Opportunity", "content": "At Hunter Savage, we are seeking a skilled Governance Associate to join our team on a permanent, remote basis. This role is ideal for a qualified or part-qualified chartered secretary looking to leverage their knowledge of the Companies Act 2006 and further...

  • Governance Associate

    3 weeks ago

    Belfast, United Kingdom Hunter Savage Full time

    Job Title: Governance AssociateYou can get further details about the nature of this opening, and what is expected from applicants, by reading the below.- Remote, Permanent We are hiring for our client, a leading specialist corporate secretarial firm, seeking a Governance Associate to join their team on a permanent, remote basis.This role is perfect for a...

  • Governance Associate

    3 weeks ago

    Belfast, United Kingdom Hunter Savage Full time

    Job Title: Governance AssociateYou can get further details about the nature of this opening, and what is expected from applicants, by reading the below.- Remote, Permanent We are hiring for our client, a leading specialist corporate secretarial firm, seeking a Governance Associate to join their team on a permanent, remote basis.This role is perfect for a...

  • Data Governance Strategist

    6 days ago

    Belfast, United Kingdom Search 5.0 Full time £80,000

    Data Governance Role OverviewAt Search 5.0, we're seeking a seasoned professional to lead our data governance efforts. As a Senior Manager in Data Governance, you'll be responsible for developing and implementing data governance strategies that drive business value and ensure compliance with regulations.Key Responsibilities:* Develop and implement data...