Chief Compliance Officer

2 weeks ago

London Area, United Kingdom Profectus Recruitment Full time

{"h1": "VP of Compliance Job Description", "p": "Profectus Recruitment is working with a global fintech organisation to find a highly skilled VP of Compliance. This role is ideal for a Chief Compliance Officer, Head of Compliance, or Director of Compliance looking to take their career to the next level.", "ul": [{"li": "Provide comprehensive compliance guidance to align business operations with regulatory standards for the Group and its subsidiaries."}, {"li": "Stay alert to new and proposed legislation, updating internal policies and procedures promptly to stay compliant."}, {"li": "Identify, assess, and strategise on mitigating compliance risks, sharing detailed risk reports to address challenges proactively."}, {"li": "Work with the global Compliance teams to strengthen and ensure consistent compliance efforts."}, {"li": "Act as a liaison with regulatory authorities and industry standards organisations to foster effective communication and cooperation."}, {"li": "Develop and implement strategies for monitoring compliance, conducting audits, and revising the annual compliance work plan."}], "p": "You will need:", "ul": [{"li": "A degree in finance, law, banking, or a relevant field."}, {"li": "Over 15 years of experience in compliance."}, {"li": "Expertise in corporate governance, AML, investment or payment services regulations, crypto asset regulatory frameworks, and relevant legislation."}, {"li": "Experience interacting with regulatory bodies."}, {"li": "Strong understanding of legal requirements and controls."}, {"li": "Excellent spoken and written English communication skills."}], "p": "This company is offering an excellent salary DOE with a competitive benefits package. If you have key experience within Fintech and are ready to make the next step in your career, apply now with your updated CV."}

  • Chief Compliance Officer

    3 weeks ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking an experienced Chief Compliance Officer to lead our global Compliance function and play a pivotal role in devising and delivering the Compliance team's strategy to support our ambitious growth plans.About the RoleThis is an exciting opportunity for a seasoned compliance professional with a background in the...

  • Chief Compliance Officer

    3 weeks ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking an experienced Chief Compliance Officer to lead our global Compliance function and play a pivotal role in devising and delivering the Compliance team's strategy to support our ambitious growth plans.About the RoleThis is an exciting opportunity for a seasoned compliance professional with a background in the...

  • Chief Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Chief Compliance OfficerOur client, a leading international banking organization, is seeking a highly skilled Chief Compliance Officer to join their team on a permanent basis.Key Responsibilities:Ensure all managers fulfill their responsibilities and oversee the implementation of compliance policies and procedures.Develop and maintain policies and...

  • Chief Compliance Officer

    1 month ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our business operates in accordance with all relevant laws and regulations.About the RoleThis is an exciting opportunity for a seasoned...

  • Chief Compliance Officer

    1 month ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our business operates in accordance with all relevant laws and regulations.About the RoleThis is an exciting opportunity for a seasoned...

  • Chief Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerCompliance Wise is seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our firm meets and maintains the highest standards in professional conduct and quality, adhering to our legal and...

  • Chief Compliance Officer

    3 weeks ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our business meets and maintains the highest standards in professional conduct and quality, adhering to our legal and regulatory...

  • Chief Compliance Officer

    3 weeks ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our business meets and maintains the highest standards in professional conduct and quality, adhering to our legal and regulatory...

  • Chief Compliance Officer

    2 weeks ago

    London, Greater London, United Kingdom Compliance Wise Full time

    Job Title: Chief Compliance OfficerWe are seeking a highly experienced Chief Compliance Officer to lead our global Compliance function. As a key member of our senior leadership team, you will be responsible for ensuring that our business meets and maintains the highest standards in professional conduct and quality, adhering to our legal and regulatory...

  • Chief Compliance Officer

    4 weeks ago

    London Area, United Kingdom OCR Alpha Full time

    Job Title: Chief Compliance OfficerOCR Alpha is seeking an experienced Chief Compliance Officer to support the growth of our global hedge fund. The successful candidate will have global coverage and interact with regulators across the UK, Europe, and the Americas.Key Responsibilities:Manage key relationships, including providing compliance advice and...

  • Chief Compliance Officer

    4 weeks ago

    London Area, United Kingdom OCR Alpha Full time

    Job Title: Chief Compliance OfficerOCR Alpha is seeking an experienced Chief Compliance Officer to support the growth of our global hedge fund. The successful candidate will have global coverage and interact with regulators across the UK, Europe, and the Americas.Key Responsibilities:Manage key relationships, including providing compliance advice and...

  • Chief Compliance Officer

    2 weeks ago

    London Area, United Kingdom Integral Search Full time

    Senior Compliance Professional Sought for EMEA BusinessIntegral Search has been retained by a leading Credit fund to find a seasoned Chief Compliance Officer for their EMEA operations.This is a fantastic opportunity for a current compliance professional to take ownership of the compliance function within a world-renowned firm.The ideal candidate will have...

  • Compliance Officer

    7 months ago

    London, United Kingdom Compliance Professionals Full time

    **THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...

  • Chief Compliance Officer

    1 month ago

    London, Greater London, United Kingdom One Ten Associates Full time

    Job Title: Chief Compliance Officer Job Summary: One Ten Associates is partnering with two separate Hedge Funds to hire an experienced Chief Compliance Officer to be based in their London HQs. The role holder will be responsible for the overall Compliance programme, holding the SMF16/17 functions, and overseeing US regulatory...

  • Chief Compliance Officer

    1 month ago

    London, Greater London, United Kingdom One Ten Associates Full time

    Job Title: Chief Compliance Officer Job Summary: One Ten Associates is partnering with two separate Hedge Funds to hire an experienced Chief Compliance Officer to be based in their London HQs. The role holder will be responsible for the overall Compliance programme, holding the SMF16/17 functions, and overseeing US regulatory...

  • Chief Compliance Officer

    1 month ago

    London, Greater London, United Kingdom OCR Alpha Full time

    Job Title: Chief Compliance OfficerOCR Alpha is seeking an experienced Chief Compliance Officer to support the growth of our global hedge fund. The successful candidate will have global coverage and interact with regulators across the UK, Europe, and the Americas.The RoleThe Chief Compliance Officer will be responsible for managing key relationships,...

  • Chief Compliance Officer

    1 month ago

    London, Greater London, United Kingdom OCR Alpha Full time

    Job Title: Chief Compliance OfficerOCR Alpha is seeking an experienced Chief Compliance Officer to support the growth of our global hedge fund. The successful candidate will have global coverage and interact with regulators across the UK, Europe, and the Americas.The RoleThe Chief Compliance Officer will be responsible for managing key relationships,...

  • Chief Compliance Officer

    1 month ago

    London, Greater London, United Kingdom One Ten Associates Full time

    Job Title: Chief Compliance Officer Job Summary: One Ten Associates is partnering with two separate Hedge Funds to hire an experienced Chief Compliance Officer to be based in their London HQs. The role holder will be responsible for the overall Compliance programme, holding the SMF16/17 functions, and overseeing US regulatory...

  • Chief Compliance Officer

    1 month ago

    London, Greater London, United Kingdom One Ten Associates Full time

    Job Title: Chief Compliance Officer Job Summary: One Ten Associates is partnering with two separate Hedge Funds to hire an experienced Chief Compliance Officer to be based in their London HQs. The role holder will be responsible for the overall Compliance programme, holding the SMF16/17 functions, and overseeing US regulatory...

  • Chief Compliance Officer

    1 month ago

    London Area, United Kingdom OCR Alpha Full time

    OCR Alpha is currently working with a fast growing, long-short hedge fund headquartered in London. This global firm predominately invests across long/short equity as well as fixed income, commodities, and private investments. The RoleTo support recent growth, our client is looking to hire an experienced Chief Compliance Officer. You will have global coverage...