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Compliance Support Specialist

2 months ago

Bishop's Stortford, Hertfordshire, United Kingdom mbf. Full time

About Our Firm:

Our company, mbf, is a leading provider of financial advisory services, dedicated to delivering exceptional results to our diverse clientele. Our team is passionate about delivering tailored solutions that help our clients achieve their financial goals.

Role Overview:

We are seeking a skilled and motivated Paraplanning Professional to join our dynamic team. The successful candidate will play a key role in supporting financial advisers by preparing detailed reports, conducting research, and ensuring that clients receive the highest level of service.

Key Responsibilities:

  • Report Preparation: Produce comprehensive and compliant financial reports and suitability letters.
  • Research: Conduct detailed research on financial products and investment opportunities.
  • Client Interaction: Communicate with clients to gather necessary information and provide updates on report timelines.
  • Technical Support: Serve as a point of contact for technical queries from advisers and client service teams.
  • Review and Analysis: Analyze client information, existing investments, and financial plans.
  • Team Collaboration: Work closely with advisers and other team members to develop and implement financial strategies.
  • Documentation: Maintain accurate and up-to-date records, templates, and tools.
  • Training and Development: Participate in training programs to enhance your skills and support the development of junior team members.

Requirements:

  • Experience: Previous experience in a paraplanning role within a financial advisory firm.
  • Education: Relevant financial planning qualifications (e.g., Diploma in Financial Planning, or working towards Chartered status).
  • Skills: Strong analytical skills, attention to detail, and excellent written and verbal communication skills.
  • Knowledge: In-depth understanding of financial products, tax calculations (IHT/CGT/bonds), and cashflow modelling.
  • Technology: Proficiency with financial planning software and Microsoft Office Suite.

Benefits:

  • Competitive Salary: Up to £45,000 per annum, based on experience and education.
  • Holidays: Generous holiday allowance.
  • Professional Development: Ongoing training and opportunities for career progression.
  • Work Environment: Be part of a supportive and collaborative team in a thriving firm.