Compliance Risk Management Specialist
4 weeks ago
Compliance Risk Analyst - Associate
Location: Birmingham
Corporate Title: Associate
The Compliance Risk Assessment (CRA) Analyst plays a crucial role in the Compliance Risk Management Office (CRMO) by supporting the CRMO Vice President in facilitating and executing CRA globally. This involves analyzing CRA results to identify global risks, themes, and issues, as well as developing and producing reporting and management information (MI) on the Compliance Risk profile for senior governance, global, and regional reporting.
What We Offer:
- Hybrid working arrangements with the flexibility to work in the office or remotely from home
- Competitive salary and non-contributory pension
- 30 days' holiday plus bank holidays, with the option to purchase additional days
- Life Assurance and Private Healthcare for you and your family
- A range of flexible benefits, including Retail Discounts, a Bike4Work scheme, and Gym benefits
- The opportunity to support a wide-ranging CSR programme and 2 days' volunteering leave per year
Key Responsibilities:
- Preparation, consolidation, transformation, and mapping of various data sets used in the risk assessment process, including rules and regulations, policies and procedures, controls, audit findings, and self-identified issues
- Supporting Business Line and Infrastructure Compliance teams with queries on requirements, process, and expectations regarding risk assessments
- Monthly preparation and reporting of risk assessment triggers, risk tolerance conditions, and risk metrics, along with commentaries
- Maintenance and further enhancement of the MI tooling, including liaison with the Tableau development team and performing User Acceptance Testing as required
- Participation in the Compliance risk appetite metrics working group and sharing relevant findings
- Preparation of monthly/quarterly reports on the risk profile
Your Skills and Experience:
- Experience in a financial services setting
- Experience of risk assessment or experience in an operational risk management role preferred
- Practical experience in problem-solving in the context of data handling and analytics, able to interpret data sets and work to tight deadlines while demonstrating a high level of diligence and attention to detail
- Excellent Excel skills and proficient in Microsoft PowerPoint and Word
- The ability to generate innovative ideas and identify points for improvement
- Able to draw conclusions on risks/themes from within large sets of data and present solutions to resolve gaps
How We'll Support You:
- Training and development to help you excel in your career
- Flexible working to assist you in balancing your personal priorities, including coaching and support from experts in your team
- We value diversity and as an equal opportunities employer, we make reasonable adjustments for those with a disability, such as the provision of assistive equipment if required
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