Securities Surveillance Officer
3 weeks ago
Company Overview
William Rose Associates is collaborating with a prominent trading firm seeking a dedicated professional to fill the role of Trade Monitoring and Surveillance Analyst.
Key Responsibilities
As a Trade Monitoring and Surveillance Analyst, you will support the Trade Monitoring Surveillance Manager in conducting thorough analyses of reports and data. Your role is crucial in ensuring compliance with legal and regulatory requirements, particularly those concerning Market Abuse.
Essential Qualifications
- Minimum of 1 year of experience in Trade Monitoring or Surveillance within a brokerage or banking context.
- Familiarity with Market Abuse Regulations and an understanding of industry standards in the securities or investment banking sectors.
- Knowledge of UK FCA regulations is preferred.
- Understanding of financial markets is advantageous.
- Strong grasp of Compliance responsibilities, practices, and procedures in the securities field.
- Experience with Bloomberg is beneficial.
Desirable Attributes
- Ability to engage confidently with senior stakeholders.
- Excellent communication skills.
- Strong time management capabilities.
Collaboration and Impact
You will collaborate closely with the Head of Compliance, MLRO, and the Group Compliance Officer to maintain high standards and contribute to the success of the Compliance Team.
If you are enthusiastic about compliance and possess a meticulous attention to detail, this role offers an excellent opportunity to further your career within a leading organization.
-
Surveillance Officer
4 hours ago
London, Greater London, United Kingdom Black Swan Group Full timeJob Description**Job Summary**Black Swan Group is seeking a highly skilled Surveillance Officer to join our team in the firm's markets surveillance function. As a Surveillance Officer, you will play a critical role in ensuring compliance with relevant regulations and maintaining the integrity of our markets.**Key Responsibilities**Assist in performing daily...
-
Surveillance Officer
1 hour ago
London, Greater London, United Kingdom Black Swan Group Full timeJob Description**Job Summary**Black Swan Group is seeking a highly skilled Surveillance Officer to join our team in the firm's markets surveillance function. As a Surveillance Officer, you will play a critical role in ensuring compliance with relevant regulations and maintaining the integrity of our markets.**Key Responsibilities**Assist in performing daily...
-
National Security Surveillance Agent
3 weeks ago
London, Greater London, United Kingdom Counter Terrorism Policing Full timeClosing Date: Not specified Contract Type: Permanent Location: Various Scale: 5/6 Role Overview The Eastern Region Special Operation Unit (ERSOU) Counter Terrorism Policing (CTP) surveillance team is actively seeking applications for a position within our dedicated unit. This role is tailored for individuals trained in Q1 and Q4 Surveillance. This dynamic...
-
Surveillance and Security Coordinator
3 weeks ago
London, Greater London, United Kingdom Cargiant Full timeWe are looking for a dedicated and trustworthy Security Officer to become a vital part of our organization. In this role, you will be responsible for maintaining the safety and protection of our facilities and assets. Key Responsibilities: Conduct regular inspections and patrols to ensure the security of vehicles and buildings. Document and verify the...
-
Counter Terrorism Surveillance Officer
3 weeks ago
London, Greater London, United Kingdom Counter Terrorism Policing Full timeClosing Date: Not specified Contract Type: Permanent Location: Not specified Scale: 5/6 Role Overview The Eastern Region Special Operation Unit (ERSOU) Counter Terrorism Policing (CTP) surveillance team is seeking applications for a position within its ranks. This role is open to trained Police staff with Q1 and Q4 Surveillance qualifications. This dynamic...
-
Surveillance Officer
4 weeks ago
Central London, London, United Kingdom Metropolitan Gaming Group Full timeMetropolitan Gaming Group is the multi-channel gaming and leisure brand for people who live city life to the full. The home of Metropolitan Gaming Online and Metropolitan Casinos, we're dedicated to providing exceptional experience and service for our guest's whichever platform or venue they visit.Our eleven city destinations across the UK and Egypt...
-
Market Surveillance Analyst
3 weeks ago
London, Greater London, United Kingdom William Rose Associates Full timeCompany OverviewWilliam Rose Associates is collaborating with a prominent trading firm seeking a dedicated professional to fill the role of Trade Monitoring and Surveillance Analyst.KEY REQUIREMENTS | Trade Monitoring and Surveillance AnalystMinimum of 1 year of experience in trade monitoring or surveillance within a brokerage or banking context.Familiarity...
-
Casino Surveillance Officer
4 days ago
London, Greater London, United Kingdom Les Ambassadeurs Club Full timeJob Summary:We are seeking a highly skilled and experienced Surveillance Officer to join our team at Les Ambassadeurs Club. As a Surveillance Officer, you will play a critical role in ensuring the integrity of our gaming operations and maintaining a well-developed compliance culture.Main Responsibilities:Game Integrity and Table Gaming Auditing: Conduct...
-
Casino Surveillance Officer
4 days ago
London, Greater London, United Kingdom Les Ambassadeurs Club Full timeJob Summary:We are seeking a highly skilled and experienced Surveillance Officer to join our team at Les Ambassadeurs Club. As a Surveillance Officer, you will play a critical role in ensuring the integrity of our gaming operations and maintaining a well-developed compliance culture.Main Responsibilities:Game Integrity and Table Gaming Auditing: Conduct...
-
Senior Program Officer, Surveillance
5 days ago
London, Greater London, United Kingdom Bill & Melinda Gates Foundation - UK Office Full timeAbout the RoleWe are seeking a highly experienced professional to serve as a Senior Program Officer, Surveillance at the Bill & Melinda Gates Foundation - UK Office. This is a critical role that will play a key part in advancing our vision for a global architecture for disease surveillance.Key ResponsibilitiesSteer the foundation's support around...
-
Senior Program Officer, Surveillance
4 days ago
London, Greater London, United Kingdom Bill & Melinda Gates Foundation - UK Office Full timeAbout the RoleWe are seeking a highly experienced professional to serve as a Senior Program Officer, Surveillance at the Bill & Melinda Gates Foundation - UK Office. This is a critical role that will play a key part in advancing our vision for a global architecture for disease surveillance.Key ResponsibilitiesSteer the foundation's support around...
-
Senior Program Officer, Surveillance
17 hours ago
London, Greater London, United Kingdom Bill & Melinda Gates Foundation - UK Office Full timeAbout the RoleThe Bill & Melinda Gates Foundation - UK Office is seeking a highly experienced professional to serve as a Senior Program Officer, Surveillance. This role will play a critical part in advancing the foundation's vision for a global architecture for disease surveillance, characterized by collaborative surveillance systems that leverage existing...
-
Senior Program Officer, Surveillance
20 hours ago
London, Greater London, United Kingdom Bill & Melinda Gates Foundation - UK Office Full timeAbout the RoleThe Bill & Melinda Gates Foundation - UK Office is seeking a highly experienced professional to serve as a Senior Program Officer, Surveillance. This role will play a critical part in advancing the foundation's vision for a global architecture for disease surveillance, characterized by collaborative surveillance systems that leverage existing...
-
Senior Program Officer, Surveillance
4 days ago
London, Greater London, United Kingdom Disability Solutions Full timeAbout Disability SolutionsWe are a global nonprofit organization dedicated to improving the lives of people with disabilities. Our mission is to provide opportunities for people with disabilities to live healthy, productive lives, regardless of their identity or circumstances.The TeamOur Global Health Division is a diverse range of program areas aimed at...
-
Senior Program Officer, Surveillance
4 days ago
London, Greater London, United Kingdom Disability Solutions Full timeAbout Disability SolutionsWe are a global nonprofit organization dedicated to improving the lives of people with disabilities. Our mission is to provide opportunities for people with disabilities to live healthy, productive lives, regardless of their identity or circumstances.The TeamOur Global Health Division is a diverse range of program areas aimed at...
-
Senior Program Officer, Surveillance
2 weeks ago
London, Greater London, United Kingdom Bill & Melinda Gates Foundation - UK Office Full timeAbout the RoleThe Bill & Melinda Gates Foundation - UK Office is seeking a highly experienced professional to serve as a Senior Program Officer, Surveillance. This role will play a critical part in advancing the foundation's vision for a global architecture with a common goal of collaborative surveillance.Key ResponsibilitiesSteer the foundation's support...
-
Trade Monitoring and Surveillance Analyst
1 month ago
London, Greater London, United Kingdom William Rose Associates Full timeJob DescriptionWilliam Rose Associates are actively partnering with a Trading firm based in London which is looking for a Trade Monitoring and Surveillance Analyst to join the business. ESSENTIAL SKILLS | Trade Monitoring and Surveillance Analyst1+ years experience in Trade Monitoring/Surveillance, in a brokerage or banking environment. An understanding of...
-
London, Greater London, United Kingdom Goldman Sachs Full timeJob Overview: Market Surveillance Compliance Officer Our department is dedicated to the prevention, detection, and mitigation of compliance, regulatory, and reputational risks throughout the organization. As a member of the Global Compliance team, your responsibilities will include overseeing market abuse surveillance mechanisms within the Equities and FICC...
-
London, Greater London, United Kingdom Goldman Sachs Full timeJob Overview: Market Surveillance Compliance Officer Our department is dedicated to the prevention, detection, and mitigation of compliance, regulatory, and reputational risks throughout the organization. As a member of the Global Compliance team, your responsibilities will include overseeing market abuse surveillance mechanisms within the Equities and FICC...
-
Senior Program Officer, Surveillance
6 days ago
London, Greater London, United Kingdom Disability Solutions Full timeAbout the RoleWe are seeking a highly skilled and experienced professional to join our team as a Senior Program Officer, Surveillance. This is a critical role that will play a key part in our efforts to improve global health outcomes through effective disease surveillance.Key ResponsibilitiesSteer the foundation's support around Collaborative Disease...