Compliance Executive

6 days ago


London, Greater London, United Kingdom Compliance Professionals Full time

Company Overview

We are a leading provider of compliance services, dedicated to helping businesses navigate complex regulatory landscapes. Our team of experts is passionate about delivering high-quality solutions that meet the evolving needs of our clients.

Job Summary

We are seeking a highly skilled Compliance Executive to join our team. As a key member of our compliance department, you will be responsible for ensuring that our business operations are in line with relevant laws and regulations.

Key Responsibilities

  • Compliance Program Management: Develop, implement, and maintain effective compliance programs to ensure our business operations are in line with regulatory requirements.
  • Regulatory Monitoring: Stay up-to-date with changes in regulatory requirements and ensure that our business is compliant with all relevant laws and regulations.
  • Compliance Training: Provide training and guidance to staff on compliance-related matters to ensure that they understand their roles and responsibilities.
  • Compliance Reporting: Prepare and submit regular compliance reports to senior management and the board of directors.
  • Compliance Risk Management: Identify and mitigate compliance risks to ensure that our business operations are not exposed to unnecessary risk.
  • Compliance Policy Development: Develop and maintain compliance policies and procedures to ensure that our business operations are in line with regulatory requirements.

Requirements

  • Experience: 5+ years of experience in a compliance role, preferably in a financial services or fintech company.
  • Qualifications: Strong understanding of regulatory requirements and compliance laws, including FCA, MiFID, and EMIR.
  • Skills: Excellent communication and interpersonal skills, with the ability to work effectively with senior management and staff.

What We Offer

We offer a competitive salary and benefits package, as well as opportunities for professional growth and development. If you are a motivated and experienced compliance professional looking for a new challenge, please submit your application.



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