Transaction Reporting Specialist

1 week ago


London, Greater London, United Kingdom MW recruitment Full time

A leading financial services firm, MW Recruitment, is seeking a skilled professional to join their compliance team as a Transaction Reporting Specialist. The successful candidate will play a crucial role in ensuring the company's business operations are conducted in a compliant and transparent manner.

Main Responsibilities

  • • Conduct thorough reviews, audits, and investigations of regulatory requests from exchanges and regulatory bodies.
  • • Provide expert advice and support on FATCA and CRS audit and advisory services, as well as ad-hoc tax projects.
  • • Stay up-to-date with the latest financial regulatory developments and provide research and analysis to inform business decisions.
  • • Monitor and resolve issues related to MiFIR transaction reporting and EMIR reporting.
  • • Maintain accurate and detailed records and data in conjunction with regulatory reporting requirements.
  • • Prepare and submit reports to exchanges and regulatory bodies, including large positions reporting and client identification reporting.
  • • Respond to annual and ad-hoc information requests from exchanges and other regulatory bodies.

Requirements

• Bachelor's degree in a relevant field.

• Minimum 3 years of experience in the financial industry, with a focus on securities, futures, and options.

• Proven understanding and experience with EMIR and MiFIR transaction reporting.

• (Desirable) knowledge and experience with UnaVista and transaction/regulatory reporting systems.



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