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Head of Legal Practice Lead
2 months ago
Our client, a forward-thinking Law Firm, is seeking a highly skilled and experienced Head of Legal Practice and Conveyancing Solicitor to join their team. As a key member of the management team, you will play a crucial role in shaping the firm's compliance and risk strategy.
Key Responsibilities:- Oversee regulatory compliance to maintain SRA authorization
- Conduct firm-wide risk assessments
- Deliver in-house regulatory training
- Develop internal compliance failure reporting processes
- Provide comprehensive reports to the Management Team
- Ensure overall compliance with the firm's CLC authorisation terms and conditions
- Update and maintain internal compliance policies and the Compliance Plan
- Stay informed about regulatory and compliance changes
- Conduct staff training on compliance and client service quality
- Report directly to the Head of Conveyancing and Directors on compliance matters
- Provide regular status reports on the firm's compliance arrangements
- Oversee and approve all lead generation and service advertisements
- Understand and manage other compliance areas, including:
- Training and CPD obligations
- Data protection
- Solicitors accounts rules procedures
- Qualified Solicitor, Chartered Legal Executive, or Licensed Conveyancer with at least 4 years PQE
- Ideal experience in a compliance-related capacity within a legal practice
- Ability to handle client complaints, KYC, and money laundering procedures
- Hybrid working arrangement, one day a week based out of either Norwich or Derby offices
- Able to provide comprehensive reports to the Management Team