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File Review Officer

2 months ago

StratforduponAvon, Warwickshire, United Kingdom Clayton Davies Ltd Full time

Job Summary:

Clayton Davies Ltd is seeking a highly skilled File Review Officer to join our team. As a File Review Officer, you will be responsible for conducting thorough reviews of client files to ensure the suitability of advice provided by target acquisition firms.

Key Responsibilities:

  • Conduct in-depth reviews of client files to identify potential risks and unsuitable cohorts of business within a firm's new business back book.
  • Produce detailed feedback documenting the results of file checking and a target firm's advice processes.
  • Collaborate with our team to identify areas for improvement and implement changes to ensure the highest standards of advice are maintained.

Requirements:

  • Minimum of 3 years' experience in a file review related role.
  • Achieved the Regulated Diploma in Financial Planning (Level 4) or equivalent as a minimum.

What We Offer:

  • A competitive salary and benefits package.
  • The opportunity to work with a reputable and established company in the financial services industry.
  • A dynamic and supportive work environment.