Executive Director

2 months ago


London, Greater London, United Kingdom Goldman Sachs Full time

About the Role

We are seeking an experienced Executive Director to join our Derivatives and Structured Products team within Equities Compliance at Goldman Sachs. As a key member of our team, you will provide first-line compliance support and advice to our Sales, Trading, Structuring, and Strats teams within the Equity Derivatives, Systematic Trading Strategies, and Structured Products businesses.

Key Responsibilities

  • Provide real-time compliance advice to business personnel on rules, regulations, and internal policies governing their businesses.
  • Act as a compliance representative for business-led projects and initiatives.
  • Develop and update policies and procedures applicable to our businesses.
  • Design and deliver training as part of our ongoing Compliance training program, tailored to meet the individual needs of our various businesses.
  • Partner with Federation Compliance and other support functions to resolve queries.
  • Coordinate with the broader Global Compliance Team on EMEA initiatives and projects as a representative for Equities Compliance.
  • Assist with the annual Compliance Risk Assessment.
  • Partner with Surveillance and Financial Crime Compliance to resolve surveillance alerts identified systematically or via desk escalation.
  • Assess the impact of new financial regulations, set internal Compliance policies, and provide appropriate guidance.
  • Coordinate and review responses to exchanges and regulators.
  • Review and provide Compliance sign-off for electronic trading activities related to our various businesses.
  • Review and provide Compliance sign-off for new index approval requests, systematic trading strategies, and their associated marketing materials.

Requirements

  • Degree level or equivalent (not essential if relevant working experience).
  • Significant experience within Equities Derivatives Compliance required.
  • Good understanding of capital markets, with benchmarks/derivatives/structured products knowledge an advantage.
  • Experience of performing a Compliance advisory role in a global investment bank and understanding of applicable regulations and rules (MiFID, MAR/MAD, COBS, exchange rules) an advantage.
  • Understanding of FCA Consumer Duty an advantage.
  • Pro-active, self-motivated, enthusiastic, well-organized, and keen to learn.
  • Ability to work independently, be a strong team player, and manage relationships/stakeholders at all levels.
  • Demonstrates the ability to resolve conflict, deal with confrontation, and remain calm under pressure.


  • London, Greater London, United Kingdom Executive Full time

    About the RoleThe Executive Director, Parks and Visitor Services is a senior executive position responsible for leading the strategic directions of the parks management and visitor services functions within the Parks and Wildlife Service of the Department of Biodiversity, Conservation and Attractions.Key ResponsibilitiesContribute to the strategic direction...


  • London, Greater London, United Kingdom Executive Full time

    About the RoleThe Executive Director, Parks and Visitor Services is a senior executive position responsible for leading the strategic directions of the parks management and visitor services functions within the Parks and Wildlife Service of the Department of Biodiversity, Conservation and Attractions.Key ResponsibilitiesContribute to the strategic direction...


  • London, Greater London, United Kingdom Executive Full time

    About the RoleThe Executive Director, Parks and Visitor Services is a senior executive position responsible for leading the strategic directions of the parks management and visitor services functions within the Parks and Wildlife Service of the Department of Biodiversity, Conservation and Attractions.Key ResponsibilitiesContribute to the strategic direction...


  • London, Greater London, United Kingdom Executive Full time

    About the RoleThe Executive Director, Parks and Visitor Services is a senior executive position responsible for leading the strategic directions of the parks management and visitor services functions within the Parks and Wildlife Service of the Department of Biodiversity, Conservation and Attractions.Key ResponsibilitiesContribute to the strategic direction...


  • London, Greater London, United Kingdom Executive Full time

    About the RoleThe Executive Director, Parks and Visitor Services is a senior executive position responsible for leading the strategic directions of the parks management and visitor services functions within the Parks and Wildlife Service of the Department of Biodiversity, Conservation and Attractions.Key ResponsibilitiesContribute to the strategic direction...


  • London, Greater London, United Kingdom Executive Full time

    About the RoleThe Executive Director, Parks and Visitor Services is a senior executive position responsible for leading the strategic directions of the parks management and visitor services functions within the Parks and Wildlife Service of the Department of Biodiversity, Conservation and Attractions.Key ResponsibilitiesContribute to the strategic direction...


  • London, Greater London, United Kingdom Executive Full time

    About the RoleThe Executive Director, Parks and Visitor Services is a senior executive position responsible for leading the strategic directions of the parks management and visitor services functions within the Department of Biodiversity, Conservation and Attractions.Key ResponsibilitiesContribute to the strategic direction and management of the department...

  • Executive Director

    4 weeks ago


    London, Greater London, United Kingdom Penna Executive Search Full time

    Join Our Board: Non-Executive DirectorMake UK, the leading voice of UK manufacturing and engineering, is seeking two highly skilled Non-Executive Directors to join its Board. As a key provider of business services for over 125 years, Make UK engages directly with the PM and No10, Cabinet ministers, and the opposition parties on major issues driving Britain's...

  • Executive Director

    4 weeks ago


    London, Greater London, United Kingdom Penna Executive Search Full time

    Join Our Board: Non-Executive DirectorMake UK, the leading voice of UK manufacturing and engineering, is seeking two highly skilled Non-Executive Directors to join its Board. As a key provider of business services for over 125 years, Make UK engages directly with the PM and No10, Cabinet ministers, and the opposition parties on major issues driving Britain's...

  • Executive Director

    3 weeks ago


    London, Greater London, United Kingdom Penna Executive Search Full time

    Join Our Board: Non-Executive DirectorMake UK, the leading voice of UK manufacturing and engineering, is seeking two highly skilled Non-Executive Directors to join its Board. As a key provider of business services for over 125 years, Make UK engages directly with the PM and No10, Cabinet ministers, and the opposition parties on major issues driving Britain's...

  • Executive Director

    3 weeks ago


    London, Greater London, United Kingdom Penna Executive Search Full time

    Join Our Board: Non-Executive DirectorMake UK, the leading voice of UK manufacturing and engineering, is seeking two highly skilled Non-Executive Directors to join its Board. As a key provider of business services for over 125 years, Make UK engages directly with the PM and No10, Cabinet ministers, and the opposition parties on major issues driving Britain's...

  • Executive Director

    3 weeks ago


    London, Greater London, United Kingdom Penna Executive Search Full time

    Join Our Board: Non-Executive DirectorMake UK, the leading voice of UK manufacturing and engineering, is seeking two highly skilled Non-Executive Directors to join its Board. As a key provider of business services for over 125 years, Make UK engages directly with the PM and No10, Cabinet ministers, and the opposition parties on major issues driving Britain's...

  • Executive Director

    3 weeks ago


    London, Greater London, United Kingdom Penna Executive Search Full time

    Join Our Board: Non-Executive DirectorMake UK, the leading voice of UK manufacturing and engineering, is seeking two highly skilled Non-Executive Directors to join its Board. As a key provider of business services for over 125 years, Make UK engages directly with the PM and No10, Cabinet ministers, and the opposition parties on major issues driving Britain's...

  • Executive Director

    1 month ago


    London, Greater London, United Kingdom Penna Executive Search Full time

    About the RolePenna Executive Search is seeking a highly skilled and experienced Non-Executive Director to join the Board of Make UK. As a key member of the Board, you will play a crucial role in shaping the future of the organisation and driving its strategic direction.Key ResponsibilitiesMonitor, evaluate, and challenge the performance of Make UKProvide...

  • Executive Director

    1 month ago


    London, Greater London, United Kingdom Penna Executive Search Full time

    About the RolePenna Executive Search is seeking a highly skilled and experienced Non-Executive Director to join the Board of Make UK. As a key member of the Board, you will play a crucial role in shaping the future of the organisation and driving its strategic direction.Key ResponsibilitiesMonitor, evaluate, and challenge the performance of Make UKProvide...


  • London, Greater London, United Kingdom Page Executive Full time

    About Our ClientL&Q is a leading housing charity and developer with a rich history spanning over 60 years. Our mission is to provide quality homes that are affordable for everyone. We combine our social purpose with commercial drive to create homes and neighbourhoods that we can be proud of.We are a regulated charitable housing association, and all our...


  • London, Greater London, United Kingdom Page Executive Full time

    About Our ClientL&Q is a leading housing charity and developer with a rich history spanning over 60 years. Our mission is to provide quality homes that are affordable for everyone. We combine our social purpose with commercial drive to create homes and neighbourhoods that we can be proud of.We are a regulated charitable housing association, and all our...


  • London, Greater London, United Kingdom Saul & Partners Executive Search Full time

    Executive Marketing Director OpportunityWe are seeking an experienced Executive Marketing Director to join our team at Saul & Partners Executive Search. As a key member of our leadership team, you will be responsible for developing and executing marketing strategies that drive business growth and revenue.Key Responsibilities:Develop and execute marketing...


  • London, Greater London, United Kingdom Saul & Partners Executive Search Full time

    Executive Marketing Director OpportunityWe are seeking an experienced Executive Marketing Director to join our team at Saul & Partners Executive Search. As a key member of our leadership team, you will be responsible for developing and executing marketing strategies that drive business growth and revenue.Key Responsibilities:Develop and execute marketing...


  • London, Greater London, United Kingdom Saul & Partners Executive Search Full time

    Executive Marketing Director OpportunityWe are seeking an experienced Executive Marketing Director to join our team at Saul & Partners Executive Search. As a key member of our leadership team, you will be responsible for developing and executing marketing strategies that drive business growth and revenue.Key Responsibilities:Develop and execute marketing...