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Vice President of Regulatory Operations
3 months ago
Overview: We are seeking a dynamic individual to join our team as a Vice President within the Regulatory Delivery Office at Barclays. This role is essential for overseeing and maintaining awareness of all regulatory findings and remediation efforts that impact our operations.
Key Responsibilities:
- Provide strategic oversight and ensure the effective management of regulatory actions, driving them to completion.
- Collaborate closely with various business units and functions to support the organization’s objectives through effective operational and change management.
- Assist colleagues in addressing ad hoc regulatory inquiries and deliver on non-technology change initiatives.
Role Purpose: The primary aim of this position is to formulate and implement strategies that foster new business opportunities, enhance existing client relationships, and meet revenue goals.
Accountabilities:
- Establish and nurture client relationships, gaining insights into their financial aspirations and requirements.
- Deliver tailored presentations and pitches for financial products and services that align with client needs.
- Act as a liaison between clients and internal teams, ensuring seamless execution of client requests.
- Stay informed about market trends, financial offerings, and regulatory developments.
- Work collaboratively with research analysts and other departments to provide clients with valuable insights and updates.
- Negotiate terms and finalize agreements with clients to close sales transactions.
Expectations for the Role:
- Provide consultation on complex matters, offering guidance to leadership in resolving escalated issues.
- Identify risk mitigation strategies and develop new policies to support governance and control initiatives.
- Take responsibility for managing risks and enhancing controls related to operational activities.
- Engage in cross-functional collaboration to align with business strategies and activities.
- Conduct thorough analyses of data from diverse sources to creatively and effectively address challenges.
- Communicate intricate information clearly, considering the sensitivity and complexity of the content.
- Influence stakeholders to achieve desired outcomes.
All team members are expected to embody the core values of Barclays: Respect, Integrity, Service, Excellence, and Stewardship. Additionally, they should demonstrate the Barclays Mindset by Empowering, Challenging, and Driving our operational ethos.