Regulatory Compliance Lead

3 weeks ago


Birmingham, Birmingham, United Kingdom Arthur Recruitment Full time
Position Overview

Arthur Recruitment is collaborating with a leading Insurer to find a Regulatory Compliance Lead for a full-time, permanent role. This position will report directly to the Head of Risk and Compliance and will be responsible for overseeing a team of three direct reports, managing the compliance and risk functions on a daily basis.

Key Responsibilities:

  • Provide leadership and direction to the compliance and risk team.
  • Ensure adherence to regulatory standards and internal policies.
  • Conduct regular assessments and audits to identify compliance gaps.

Qualifications:

  • Experience in the insurance sector, preferably within a Managing General Agent (MGA) or brokerage environment.
  • Proven line management experience is crucial.
  • In-depth knowledge of the Financial Conduct Authority (FCA) handbook, rules, and regulations.
  • A minimum of five years of experience in Compliance and Conduct within the insurance industry.

For further details, please consider applying through the appropriate channels.



  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    AJ FOX COMPLIANCE is currently looking for a Regulatory Compliance Specialist to join our dynamic team. In this role, you will play a crucial part in the client onboarding process, performing essential tasks such as AML/KYC and conflict checks.This opportunity is ideal for individuals with prior experience in a similar capacity, particularly within a legal...


  • Birmingham, Birmingham, United Kingdom Arthur Recruitment Full time

    Position OverviewArthur Recruitment is collaborating with a leading Insurer to identify a Regulatory Compliance Lead for a full-time, permanent role. This position will report directly to the Head of Risk and Compliance and will be responsible for overseeing a team of three direct reports, managing the compliance and risk functions on a daily basis.Key...

  • Compliance Analyst

    7 days ago


    Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    **About AJ Fox Compliance**We are a leading provider of compliance solutions, working with forward-thinking businesses to ensure they meet the highest regulatory standards.**Job Summary**We are seeking a highly skilled Compliance Officer to join our team in Birmingham. As a key member of our compliance team, you will be responsible for ensuring our clients'...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionWe are seeking a highly skilled and experienced Contract Lawyer to join our team at AJ Fox Compliance.The ideal candidate will have a strong background in risk management and compliance, with experience in reviewing and advising on contracts and agreements.Key Responsibilities:Liaise with stakeholders to identify and mitigate potential risks...


  • Birmingham, Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionWe are seeking a highly skilled and experienced Contract Lawyer to join our team at AJ Fox Compliance.The ideal candidate will have a strong background in risk management and compliance, with experience in reviewing and advising on contracts and agreements.Key Responsibilities:Liaise with stakeholders to identify and mitigate potential risks...


  • Birmingham, Birmingham, United Kingdom Space 8 Recruitment Full time

    Job OverviewSpace 8 Recruitment is proud to support a leading organization in recruiting a Regulatory Coordinator for a 12-month contract. This role is a unique opportunity to join a dynamic team and contribute to the development of label content.The RoleDevelop and create label briefs for the artwork team to design and produce labels, packaging, and...


  • Birmingham, Birmingham, United Kingdom Space 8 Recruitment Full time

    Job OverviewSpace 8 Recruitment is proud to support a leading organization in recruiting a Regulatory Coordinator for a 12-month contract. This role is a unique opportunity to join a dynamic team and contribute to the development of label content.The RoleDevelop and create label briefs for the artwork team to design and produce labels, packaging, and...


  • Birmingham, Birmingham, United Kingdom Lantra Full time

    Regulatory Compliance Co-ordinatorAbout the OrganizationLantra is a prominent certification body dedicated to the land-based sectors across the UK and the Republic of Ireland. We are committed to developing high-quality training programs and nationally recognized qualifications, which are delivered through a comprehensive network of training Provider...


  • Birmingham, Birmingham, United Kingdom Lantra Full time

    Regulatory Compliance Co-ordinatorAbout the OrganizationLantra stands as a prominent awarding authority within the land-based sectors across the UK and the Republic of Ireland. Our mission is to create exceptional training programs and nationally acknowledged qualifications, which are facilitated through a comprehensive network of training Provider...


  • Birmingham, Birmingham, United Kingdom Space 8 Recruitment Careers Full time

    Job Title: Regulatory CoordinatorJob Type: ContractJob Description:The Role:Develop and manage label briefs for artwork creation, ensuring compliance with regulatory requirements.Collaborate with the design team to review and amend artwork content for UK and international SKUs, ensuring accuracy and consistency.Provide regulatory approval for artwork...


  • Birmingham, Birmingham, United Kingdom Space 8 Recruitment Careers Full time

    Job Title: Regulatory CoordinatorJob Type: ContractJob Description:The Role:Develop and manage label briefs for artwork creation, ensuring compliance with regulatory requirements.Collaborate with the design team to review and amend artwork content for UK and international SKUs, ensuring accuracy and consistency.Provide regulatory approval for artwork...


  • Birmingham, Birmingham, United Kingdom Lantra Full time

    Regulatory Compliance Co-ordinatorAbout the OrganizationLantra is a prominent certification authority for land-based sectors across the UK and the Republic of Ireland. We are dedicated to creating high-quality educational programs and recognized certifications that are facilitated through a comprehensive network of training partners.Role OverviewThe...


  • Birmingham, Birmingham, United Kingdom Lantra Full time

    Regulatory Compliance Co-ordinatorAbout the OrganizationLantra is a prominent certification body focused on land-based sectors within the UK and the Republic of Ireland. We are dedicated to developing high-quality training programs and nationally recognized qualifications, which are delivered through a comprehensive network of training Provider Partners.Role...


  • Birmingham, Birmingham, United Kingdom Elevation Wealth Management Ltd Full time

    Job DescriptionAbout Elevation Wealth Management LtdElevation Wealth Management Ltd is a leading financial services company that provides integrated and specialist financial advice to corporate and private individuals.We are seeking a highly skilled and experienced Training and Competence Manager to join our team and ensure adherence to regulatory...


  • Birmingham, Birmingham, United Kingdom Lantra Full time

    Regulatory Compliance Co-ordinatorAbout the OrganizationLantra is a prominent awarding authority dedicated to the land-based sectors across the UK and the Republic of Ireland. Our mission is to create high-quality training programs and nationally recognized certifications that are facilitated through a comprehensive network of training Provider Partners.Role...


  • Birmingham, Birmingham, United Kingdom Omega Resource Group Full time £28,000

    Regulatory Compliance SpecialistOur client, a prominent player in the fleet management sector, is currently expanding their team and is in search of a Regulatory Compliance Specialist to enhance their operations.Key Responsibilities:1. **Monitoring Compliance:** Proactively oversee all compliance schedules related to various vehicle categories.2. **Vendor...


  • Birmingham, Birmingham, United Kingdom Lantra Full time

    Regulatory Compliance Co-ordinatorAbout the OrganizationLantra stands as a prominent awarding body dedicated to land-based sectors across the UK and the Republic of Ireland. Our mission is to create high-quality training programs and nationally recognized qualifications, which are disseminated through a comprehensive network of training Provider...


  • Birmingham, Birmingham, United Kingdom Margetts Fund Management Ltd Full time

    Position OverviewAbout the OrganizationMargetts Fund Management Ltd is a prominent player in the financial services sector, specializing in investment management and serving as an Authorised Corporate Director (ACD) for a diverse array of regulated retail funds exceeding £9 billion in assets. Our portfolio encompasses multi-manager strategies, direct equity...


  • Birmingham, Birmingham, United Kingdom The Advocate Group Full time £30,000

    Position Overview:As a Regulatory Compliance Specialist, you will play a crucial role in ensuring that our products meet the necessary regulatory standards within the food industry. This position is designed for individuals who are passionate about food science and compliance.Key Responsibilities:1. Collaborate with the artwork team to develop comprehensive...


  • Birmingham, Birmingham, United Kingdom Shaw Healthcare Full time

    Job SummaryWe are seeking a highly skilled Regulatory Compliance Manager to join our Clinical Governance Team at Shaw Healthcare. This is a hybrid position that requires strong analytical and auditing skills, as well as excellent communication and presentation abilities.Key ResponsibilitiesPlan, direct, and complete rigorous audits/inspections across Shaw...