Compliance Officer

7 days ago


Bath, Bath and North East Somerset, United Kingdom qed legal Full time
About QED Legal

We are a leading law firm with a strong commitment to compliance and risk management. Our team is dedicated to providing expert advice and support to our clients.

Job Summary

We are seeking an experienced AML Compliance Manager to join our risk and compliance function. The successful candidate will be responsible for managing the firm's client inception process and system, providing advice on file opening, and creating and implementing firmwide CDD processes and procedures.

Key Responsibilities
  • Manage the firm's client inception process and system, ensuring compliance with relevant regulations and laws.
  • Provide expert advice on file opening, including CDD, PEPs, Sanctions, and Adverse Media Checks.
  • Work closely with the MLRO to lead day-to-day requests and create training programs for the wider business.
  • Manage the operations of the client onboarding software and create firmwide CDD processes and procedures.
Requirements
  • Experience in risk and compliance, specifically within a law firm.
  • Expert knowledge of AML and CDD requirements relating to a law firm's regulations.
  • Experience using electronic identification.
What We Offer
  • A competitive salary and benefits package.
  • Opportunities for professional development and growth.
  • A collaborative and supportive work environment.

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