Assistant Compliance Officer

**Compliance Assistant** **Liverpool, Merseyside** **Salary: £20,000 - £25,000** National Insurance Brokers that specialise in various insurance policies. The Liverpool office is seeking a skilled Compliance Assistant to join their growing team and contribute to our ongoing success. **Job Summary**: As a Compliance Assistant, you will be supporting the...

**Job Title**: Compliance Officer **Contract Type**: Permanent **Salary**: £33,720.49 (£37,163.94 is achieved after 12 months successful performance in the role) **Working Hours**: 35 hours per week **Working Pattern**: Hybrid **Location**: Liverpool **Why Riverside?** At Riverside, we’re a housing association with a difference - enhancing the everyday...

_**Permanent - Immediate Start Available - No Weekends!**_ Are you a Compliance Officer looking for your next great opportunity? I am currently working alongside a successful loan company based in Liverpool who are hoping to add an enthusiastic, motivated Compliance Officer to their team. They are excellent at retaining staff, largely due to their...

_**Permanent - Immediate Start Available - No Weekends!**_ Are you a Compliance Officer looking for your next great opportunity? I am currently working alongside a successful loan company based in Liverpool who are hoping to add an enthusiastic, motivated Compliance Officer to their team. They are excellent at retaining staff, largely due to their...

Are you a meticulous individual with a passion for ensuring regulatory compliance? Do you hold a CAMS qualification and aspire to embark on a career in the dynamic field of compliance? If so, we have an exciting opportunity for you!Check below to see if you have what is needed for this opportunity, and if so, make an application asap.Join our esteemed client...

Are you a meticulous individual with a passion for ensuring regulatory compliance? Do you hold a CAMS qualification and aspire to embark on a career in the dynamic field of compliance? If so, we have an exciting opportunity for you! Ready to make your application Please do read through the description at least once before clicking on Apply. Join our...

Are you a meticulous individual with a passion for ensuring regulatory compliance? Do you hold a CAMS qualification and aspire to embark on a career in the dynamic field of compliance? If so, we have an exciting opportunity for youCheck below to see if you have what is needed for this opportunity, and if so, make an application asap.Join our esteemed client...

Our client, a successful Investment Management firm, are looking for an experienced Senior Compliance professional to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately...

Kingdom Services Group have an excellent opportunity for an experienced Compliance Centre Officer to join our established and successful National Command and Support Centre. Reporting directly into the Head of Compliance. Where : Kingdom House Newton le Willows, Merseyside WA12.  When: We’re looking to get the right person in to the team ASAP!...

This role offers an exciting opportunity to work within the Faculty of Science and Engineering's Compliance and Operations Team. Reporting to the Safety, Risk and Compliance Manager (SRCM) and ultimately responsible to the Faculty Head of Compliance and Operations, your principal role will be to assist in providing monitoring, oversight and coordination of...

**This is a great opportunity to join a specialist insurance broker in a compliance role.** **Role Overview**: - Verifying bank details - Carry out Due Diligence checks and audits - Dealing with complaints, adhering to FCA timeframes - Conduct Sanctions screening - Working closely with the Compliance Officer **Skills and Experience Required**: -...

Liverpool John Moores University (LJMU) is a distinctive, unique institution, rooted in the Liverpool City Region and with a global presence. Our students and staff, past, present, and future, are the beating heart of our city and can be found in every corner of every industry and community. We couldn’t exist anywhere else and have shaped the city in...

**Junior Office Assistant**: **Description**: We are looking for a Junior Office Assistant to join our team to help with the organisation and running of the daily administrative operations of the company. **Responsibilities**: Assist with the organisation of the office and aid colleagues in ways that optimise procedures. Sort and distribute communications...

Carry out file reviews and maintain a log of checks undertaken:Check all documentation for completeness and consistency;Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown.Communicate any findings with both the...

Job Description Carry out file reviews and maintain a log of checks undertaken: Check all documentation for completeness and consistency; Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown. Communicate any...

Carry out file reviews and maintain a log of checks undertaken: Check all documentation for completeness and consistency; Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown. Communicate any findings with both the...

Carry out file reviews and maintain a log of checks undertaken:Check all documentation for completeness and consistency;Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown.Communicate any findings with both the...

Carry out file reviews and maintain a log of checks undertaken:Check all documentation for completeness and consistency;Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown.Communicate any findings with both the...

Carry out file reviews and maintain a log of checks undertaken:Check all documentation for completeness and consistency;Review and assess Adviser recommendations to clients for suitability, in respect of the firms discretionary managed service, ISAs, Pension, Annuity broking, Pension Transfers/Switches & Drawdown.Communicate any findings with both the...

About Our Client Job Title: Compliance and Quality Officer Location: Liverpool, On-site Reports to: Global Head of Health, Safety, and Environment (HSE) Company: This business is a leading global manufacturing business committed to excellence in product quality, safety, and environmental sustainability. With a strong presence worldwide, they...