Compliance Officer
7 months ago
**Job role: Compliance Officer**
**Location: Liverpool City Centre**
**Job Type: Permanent Full time**
**Basic salary: £40,000 - £50,000 per year (DOE)**
CEL Solicitors is one of the fastest-growing law firms in the UK. Having secured multimillion funding, we are on a huge growth trajectory and plan to be the UK’s number one consumer law firm that is renowned, nationally, for legal services and financial complaints.
We are a People Before Profit Law Firm, that Celebrates Excellence in Law.
**Key Responsibilities**:
- Develop and maintain compliance policies and procedures to ensure adherence to legal and regulatory standards.
- Conduct regular internal compliance audits to identify and address potential issues or areas of improvement.
- Keep up-to-date with changes in laws and regulations that may impact the legal practice.
- Provide guidance and training to legal practitioners and staff on compliance-related matters.
- Investigate and resolve compliance concerns, complaints, and violations.
- Collaborate with legal teams to address and mitigate compliance risks.
- Develop and maintain relationships with external regulatory bodies and agencies.
- Prepare and submit required compliance reports to regulatory authorities.
- Monitor and report on compliance performance to senior management.
- Stay current with industry best practices and recommend improvements to enhance compliance.
**Qualifications and Desired Experience**:
- Bachelor's degree in law, business, or a related field.
- Proven experience in a compliance role within a legal practice, minimum 5 years’ experience.
- Strong knowledge of legal regulations and standards.
- Excellent analytical and problem-solving skills.
- Exceptional attention to detail.
- Effective communication and interpersonal skills.
- Ability to work independently and as part of a team.
- Certified Compliance Professional (CCP) or similar certification is a plus.
Schedule:
- Monday to Friday
- No weekends
Ability to commute/relocate:
- Liverpool: reliably commute or plan to relocate before starting work (required)
**Education**:
- Bachelor's (preferred)
Work Location: In person
-
Compliance Officer
12 hours ago
Liverpool, United Kingdom Recruit UK Full time**Job Title: Compliance Monitoring Officer** **Industry: Financial Services** **Location: Liverpool** **Salary: £40,000** **Job Ref: 7366** **Job Description: Compliance Monitoring Officer** Recruit UK are working on an excellent opportunity for a Compliance Monitoring Officer to join a well-established UK Wealth Management firm in Liverpool. This is...
-
Compliance Officer
10 hours ago
Liverpool, United Kingdom Communisis Full time**ABOUT US** Communisis is in the business of marketing services. We optimise marketing activities by adding value to customer and prospect communications, online and offline. We work with our customers on the planning, creation and delivery of their marketing communications and POS material. Communisis has built its organisation to deliver on this, with a...
-
Compliance Officer
7 months ago
Liverpool, United Kingdom Broster Buchanan Full timeLiverpool City Centre (Hybrid, 2 days per week) - Regulatory Compliance (FCA) - Circa £45,000 + Benefits Our Liverpool based client requires a Compliance Officer to join their small, but well-established team. **THE ORGANISATION** An exciting and growing organisation with some of the best talent in region, this is an attractive organisation to work...
-
Compliance Officer
6 days ago
Liverpool, United Kingdom IDEX Consulting Ltd Full timeIDEX Consulting are currently supporting a growing Lloyds broker in their search for a Compliance Officer.This role can be homebased but with monthly travel to their regional offices. This role sits in a small team of Compliance professionals who are responsible for providing pragmatic regulatory advice and guidance to the business and any external partners....
-
Compliance Monitoring Officer
12 hours ago
Liverpool, United Kingdom Recruit UK Full time**Job Title: Compliance Monitoring Officer** **Industry: Financial Services** **Location: Liverpool** **Salary: £40,000** **Job Ref: 7366** **Job Description:Compliance Monitoring Officer** Recruit UK are working on an excellent opportunity for a Compliance Monitoring Officer to join a well-established UK Wealth Management firm in Liverpool. This is...
-
Compliance Monitoring Officer
2 days ago
Liverpool, United Kingdom Page Personnel Finance Full timeWe are working with a financial services business in Liverpool to recruit a Compliance Monitoring Officer to join their compliance function. **Client Details** This is a growing banking organisation which supports SME businesses with access to funding and support their 'green' journey to become a net zero organisation. They offer a fantastic benefits...
-
Senior Compliance Officer
2 weeks ago
Liverpool, Liverpool, United Kingdom Fusion Talent Full timeJob Title: Senior Compliance OfficerCompany Overview: Our client is a thriving business operating from 8 sites in the UK with a turnover of £500m+ per annum. They are renowned for their retention and development of staff.Salary: £42,000 - £45,000 + Training + ProgressionJob Description: We have an exciting opportunity for a Senior Compliance Officer to...
-
Compliance and Assurance Officer
2 weeks ago
Liverpool, Liverpool, United Kingdom South Liverpool Homes Careers Full timeJob Description: Compliance and Assurance OfficerLocation: Hybrid office/homeContract Type: Fixed Term until March 2026Hours: 35 hours per week. Flexible working arrangements available.Salary: £42,000 - £55,000 per annum based on location and experience.South Liverpool Homes Careers is seeking a Compliance and Assurance Officer to join our team. This role...
-
Financial Compliance Officer
4 weeks ago
Liverpool, Liverpool, United Kingdom Hill Dickinson LLP Full timeJob Description: We are seeking a Financial Compliance Officer to join our team at Hill Dickinson LLP. As a key member of our Compliance Department, you will play a vital role in ensuring that our business practices align with regulatory requirements.Key Responsibilities and Accountabilities:Conduct thorough searches and conflict checks for new clients or...
-
Compliance Monitoring Officer
13 hours ago
Liverpool, United Kingdom Page Personnel Finance Full timeWe are recruiting to recruit a 10 month fixed term contract for a Compliance Monitoring Officer to join a successful team to support on a project. **Client Details** One of the region's most reputable businesses, the company has a long term vision to continue as a leader in its industry and continue growing through acquisition, digital transformation and...
-
Senior Compliance Officer
2 weeks ago
Liverpool, Liverpool, United Kingdom Accountable Recruitment Full timeSenior Compliance OfficerWe are seeking a highly experienced Senior Compliance Officer to join our team in Merseyside. As a key member of our legal and governance department, you will be responsible for ensuring the company meets all legal and regulatory requirements, and providing guidance on the implementation of corporate transactions and group...
-
Compliance Officer
7 months ago
Liverpool, United Kingdom NEC Software Solutions Full timeCompany Description Come join us and make a difference in the world! **Job Description**: Company Description Come join us and make a difference in the world! We’d love your help. And we’ll support you all the way. **Job Description**: We are looking for a highly self motivated individual to join our team of Compliance Officers. With ownership of a...
-
Compliance Officer
7 months ago
Liverpool, United Kingdom NECSWS Full time**Company Description** Come join us and make a difference in the world! Company Description Come join us and make a difference in the world! We’d love your help. And we’ll support you all the way. **Job Description**: We are looking for a highly self motivated individual to join our team of Compliance Officers. With ownership of a large area of the...
-
Senior Fire Compliance Officer
4 days ago
Liverpool, United Kingdom Castlefield Recruitment Full time**Senior Fire Compliance Officer - Social Housing - About The Client**: Castlefield Recruitment are currently working with a large national housing association who are looking to appoint a Senior Fire Compliance Officer, in a agile working capacity. **Senior Fire Compliance Officer - Social Housing - About The Role**: - Monitor the delivery of the Fire...
-
Assistant Compliance Officer
12 hours ago
Liverpool, United Kingdom Montpellier Resourcing Full time**Hybrid Working Available!** **£ SALARY: COMPETITIVE with an excellent benefits package** An exciting opportunity has arisen to join a boutique investment management company as they seek an Assistant Compliance Officer to support their Financial Planning Compliance Team. You will be working to promote a strong compliance culture across the...
-
Governance and Compliance Officer
2 weeks ago
Liverpool, Liverpool, United Kingdom Aspire Recruitment Full timeAbout the RoleWe are seeking an experienced Governance and Compliance Officer to join our team at Aspire Recruitment. This is a unique opportunity to make a real impact on our business, while developing your skills and expertise in a fast-paced environment.The successful candidate will have a strong background in HR management, with a focus on compliance and...
-
HSE Compliance Officer
2 weeks ago
Liverpool, Liverpool, United Kingdom Burton Recruitment Limited Full timeJob Title: HSE Compliance OfficerSalary: £38,000 - £48,000 per annumJob Description:Our client is seeking an experienced HSE Compliance Officer to join their team in the UK. The successful candidate will be responsible for ensuring that all health, safety, and environmental policies and procedures are up-to-date and compliant with UK regulations.You will...
-
Contract and Compliance Officer
2 days ago
Liverpool, United Kingdom Hays Specialist Recruitment Limited Full timeA 7 month contract as a Contract and Compliance Support Officer paying up to £38,000 **Your new company This public sector organisation is looking to recruit a Contract and Compliance Support Officer for a Fixed Term Contract of 7 months.**Your new role**o effectively contribute to the work of the Skills & Apprenticeship Hub Team, ensuring contract...
-
Audit and Compliance Officer
2 weeks ago
Liverpool, Liverpool, United Kingdom Fusion Talent Full timeJob DetailsFusion Talent is recruiting an Audit and Compliance Officer to join our team. The successful candidate will have experience in auditing and a strong understanding of ISO standards.The role involves oversight and development of the IMS system, leadership on external and internal auditing activities, and completion of industry training with genuine...
-
Senior Compliance Officer
1 week ago
Liverpool, Liverpool, United Kingdom Aspire Recruitment Full timeJob DescriptionWe are seeking a highly skilled Senior Compliance Officer to join our team at Aspire Recruitment.In this role, you will be responsible for ensuring our compliance, governance, and HR functions are operating effectively and efficiently.Key Accountabilities:Implementing and maintaining compliance policies and proceduresProviding expert advice on...