Head of Compliance

2 months ago


Remote, United Kingdom Integer Resourcing Limited Full time

My client is a small but established **Financial Services** provider based in Birmingham. Due to a recent resignation they are currently recruiting for a **Head of Compliance.**

Reporting to the **Chief Risk Officer** and supervising a small team, your main responsibilities will include;
- Responsible for oversight of the firm’s compliance framework
- To act as a first point of contact for regulatory bodies including FCA and PRA
- Report quarterly to the Risk and Compliance Committee
- Lead on regulatory challenge to the business strategy
- Maintain the firm's Management Responsibilities Map
- Lead the compliance update in Risk and Compliance Committee meetings
- To provide oversight of the Compliance function’s day-to-day activities.
- Ensure timely and accurate submission of required regulatory reporting
- Ensure the compliance function provides advice and support to the business
- Respond to alleged breaches of regulations by the regulated firms
- Liaise with regulatory bodies/industry bodies and peer groups to ensure best compliance practice
- Ensure compliance oversight and sign-off on customer documentation, marketing, and financial promotions as required by the FCA
- Establish a compliance plan detailing regulatory changes, activities and resources
- Ensure training is provided to the business on compliance and regulatory areas
- To oversee complaints process

You will be a Compliance professional from the Financial Services sector with a minimum of 5 years experience. Insurance experience is desirable although not essential. My client offers an attractive salary and benefits package.

**Remote/Hybrid working - 1-2 days a month in the office**

**Salary**: £75,000.00-£80,000.00 per year

Schedule:

- Monday to Friday

Work Location: Remote

Reference ID: 12345


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