Head of Advice

2 weeks ago


London, United Kingdom Finitas Full time

**Head of Advice and Guidance | London Broker | Competitive salary**

Finitas are proud to be working with a Lloyd's broker, assisting them with their search for a Head of Advice and Guidance. In this exciting opportunity you will be head of a team where you will be supporting and assisting the Chief Risk Officer and the riskand Compliance Team.

**Responsibilities**:

- Lead the team providing advice and guidance on all matters relating to compliance ensuring records of all advice and guidance given are maintained
- Provide day to day advice and guidance on all aspects of regulation including the FCA Handbook including SYSC and ICOBS as well as Lloyd's market standards
- Researching, advising and responding to Business Division compliance and regulation related queries
- Liaising with the Business Support Unit as needed in relation to Counterparty relationship matters and Compliance issues generally
- Monitoring developments in international sanctions and trade licence requirements, analysing such developments and assessing the impact of them on the activities of the UK regulated entities in AGRG

Skills and Knowledge
- Good working knowledge of UK regulatory requirements together with awareness of developing regulatory themes and issues
- Detailed knowledge London Broking practices (preferable)
- Broad awareness of the insurance industry (7+ years' experience)
- General understanding of international regulation and the need to assess its impact The London Broking market
- Solid experience within generalist compliance and financial crime



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