Senior Compliance Officer

2 weeks ago

London, United Kingdom Head Office Full time

**HAVE YOU HEARD ABOUT JLFS?**

John Lewis Financial Services is a growing area of the Partnership, our Financial Services team is responsible for a distinct and differentiated set of products with an accelerating growth, which means there has never been a more exciting time to join us.

You can proudly be yourself at the John Lewis Partnership and our people make us a truly inclusive place to work.

**What’s the Compliance Officer role about?**

We are looking for a Compliance Officer to join our Risk and Compliance team to support Credit propositions at John Lewis Financial Services.

You will be accountable for ensuring John Lewis Financial Services (JLFS) is compliant with all regulatory and legal requirements for all financial services (FS) Products. You will be compliance SME supporting your product lines and monitoring of the FS regulatory compliance policies, procedures and effective controls in place across head office, at providers and retail. The role will act to provide compliance advice and guidance or when appropriate challenge internal stakeholders.

**What will you be doing?**

You will:

- Empower and support Partners to understand compliance responsibility, being the SME in house on regulation & applicable licences
- Build relationships externally across third party providers, counterpart compliance individuals, taking appropriate actions to ensure legal / regulatory compliance and to minimise any financial or reputational risk to John Lewis Partnership (JLP)
- Manage and monitor governance through reporting, forum and where applicable challenge non - compliance internally and externally
- Develop a clear understanding of all FCA principles, Money services Business obligations under Consumer Credit obligations, appointed representative obligations, Data Protection and all related legal and regulatory obligations for all JLFS related business
- Work with JLFS Stakeholders in legal,regulatory and contract performance with JLFS’s providers and internal JLP operations that touch FS
- Ensure promotions comply with all applicable financial promotion rules
- Work closely with Provider Compliance functions, Legal Services, JL Retail, JL Marketing, GCI, JLFS Leadership Team and JLFS team.

**What you'll have**:

- Understanding of UK Financial Services regulatory framework and knowledge of FCA sourcebooks
- Deep understanding of FCA Handbook rules on Financial Promotions
- Experience in Regulatory compliance, monitoring and audit
- Development and management of Frameworks, Policies & Procedures
- Significant experience in stakeholder management, written and verbal communication, Reporting and analytics. Risk Management and organisation skills

**What else could you bring?**
- CISI Compliance Diploma
- CEMAP qualified

**Additional Information**

LI-HEADOFFICE

LI-Hybrid

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