Head of Operations and Risk

3 weeks ago


Worcester, United Kingdom Toner Graham Full time

**Head of Operations and Risk**

**Location**:Staunton and Worcester

**Salary**: £85k

**Job Type**: Permanent, Full Time, In-Office

We are currently recruiting for a Head of Operations and Risk to join a successful and established Wealth management and financial services organisation, dividing your time between two offices.

**Responsibilities**
- Manage and increase the effectiveness and efficiency of the above support teams through improvements to the function. Encouraging teams to the driver for change, defining the benefit of change and implementation.
- Ensure that the client service proposition is embedded and consistently adhered to throughout the business.
- Manage the compliance function in line with business and regulatory objectives.
- Complete Regulatory data & other regulatory returns.
- Maintain all risk registers & licences.
- Maintain professional indemnity insurance and DPA Licence
- Complaints handling
- Complete annual compliance & money laundering reports and oversee annual staff declarations
- Present annual AML and Financial Crime Training

**Requirements**:

- 5 years of experience working in an operations, office manager or compliance role.
- IFA back-office systems experience
- Diploma in Financial Services
- Knowledge & Experience of FCA Regulation, Compliance & T&C schemes

Kelly Services are acting as an Employment Agency in relation to this role. Should you choose to apply, your information will be processed in accordance with Kelly's Privacy Statement. For information regarding data protection at Kelly, please visit theKelly website and have a look into the Privacy Statement.



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