Legal and Compliance Consultant

7 months ago


London, United Kingdom Tantinet UK Full time

The position is available in a consultancy company (the Company) based in Canary

Wharf, London, as part of a group of small-mid size global companies (the Group)

which are engaged in regulatory compliance, fintech and brokerage businesses. The

Group is looking to strengthen its legal and compliance consultant team and is keen

to engage with an experienced professional.

Key Responsibilities
- Review, advise and deal with all legal and regulatory projects, cases,

matters, etc. for the Group and external clients;
- Draft, review, negotiate and manage and advise on a wide range of

contracts for the Group and external clients, including BP agreements,

Terms of Business, NDAs, services agreements, outsource agreement,

technology contracts, intra-group agreement, engagement letters,

marketing agreements and other agreement as required;
- Draft, amend and keep up to date essential documentation, e.g. client

onboarding documents, policies, procedures, manuals, handbook,

regulatory reports, etc.;
- Oversee the work of the legal and compliance team;
- Develop trainee solicitor programme, manage and supervise trainees;
- help clients to identify and mitigate any legal/regulatory risks that clients

may expose to;
- help the clients to ensure compliance by adhering to all applicable

domestic and international laws, regulations and relevant requirements;
- Deal with external parties, including but not limited to regulators,

external counsel, auditors, partners and contractors, etc.;
- Ad-hoc support on any new tasks assigned from time to time.

Essentials
- 3+ years’ work experience in relation to UK financial services industry, e.g.

asset management, securities brokerage, FX/CFD, Crypto;
- Additional experience from one or more of the following areas would also be

beneficial but not essential - commercial, GDPR, employment etc.;
- In-depth knowledge of the UK/EU legislation and regulations;
- Strong and sustained motivation to research new areas of practice;
- A proactive, enthusiastic, can-do attitude and resilient;
- Strong technical, analytical and interpersonal skills;
- Effective planning, following up and multitasking;
- Great attention to detail;
- Good level of Microsoft Office skills;
- Strong academic record.

Desirable:

- Qualified solicitor in England & Wales, 3+ years of PQE;
- International experience/multi-country experience;
- Knowledge of the middle east and offshore jurisdictions’ legislation and

regulations;
- Additional foreign language skills would be an advantage.

**Benefits**:

- Work from home

**Experience**:

- Fintech: 1 year (required)

Work authorisation:

- United Kingdom (required)

Work Location: In person



  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job OverviewCompliance Professionals is seeking a highly experienced Head of Compliance and Legal to lead our Compliance and AML teams. As the SMF 16 and SMF 17, you will drive a culture of accountability and excellence within the firm.Key Responsibilities:Liaise with regulatory bodies to ensure compliance with all relevant laws and regulations.Oversee the...


  • London, United Kingdom Compliance Professionals Full time

    THE COMPANY: Our client is a successful and rapidly growing financial services firm.THE RESPONSIBILITIES:Lead and manage the Compliance and AML teams, driving a culture of accountability and excellence, acting as the SMF 16 and SMF 17.Ensure compliance with all relevant laws and regulations.Liaise with regulatory bodies.Ensure all regulatory filings and...


  • London, United Kingdom Jameson Legal Full time

    A fast-growing SaaS business is looking for a Legal and Compliance lead to join COO team in London and will be tasked with helping them deliver continued growth of the business. This is a new role for the firm, but they see this role as key to the long term development of the firm as it matures and grows internationally. You will ensure the firm operate...


  • London, United Kingdom Jameson Legal Full time

    A fast-growing SaaS business is looking for a Legal and Compliance lead to join COO team in London and will be tasked with helping them deliver continued growth of the business. This is a new role for the firm, but they see this role as key to the long term development of the firm as it matures and grows internationally. You will ensure the firm operate with...


  • London, United Kingdom Jameson Legal Full time

    A fast-growing SaaS business is looking for a Legal and Compliance lead to join COO team in London and will be tasked with helping them deliver continued growth of the business. This is a new role for the firm, but they see this role as key to the long term development of the firm as it matures and grows internationally. You will ensure the firm operate...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Key Responsibilities:Writing minutes and circulating them to Directors and other relevant staffAd-hoc filings to Companies House (e.g., new director appointments)Preparing and proofreading documents for executionIssuing letters to customers and business partnersMaintaining and updating databasesAd-hoc legal researchCarrying out KYC checks and preparing and...

  • Compliance Specialist

    3 weeks ago


    London, Greater London, United Kingdom AJ FOX COMPLIANCE Full time

    We have an exciting new opportunity for a Compliance Officer to join our dynamic Legal Consultancy Company, AJ FOX COMPLIANCE, based in Loughborough with hybrid flexibility.This role requires someone with strong written and communication skills, as well as knowledge of CQS, Lexcel, and SRA Regulations. Proven experience in compliance in the legal sector is...

  • Legal Consultant

    2 weeks ago


    London, Greater London, United Kingdom Oculus Legal Group Full time

    Remote Consultancy Fee Share Role for Experienced LawyersWe are seeking an experienced legal professional to join our fully remote consultancy fee-sharing opportunity. This role combines independence with exceptional support, resources, and benefits.This is a unique chance for a motivated lawyer to work autonomously while being part of a forward-thinking and...


  • London, United Kingdom Jameson Legal Full time

    We are seeking a new Consultant for our leading private practice division. Acting for an established and growing list of law firms, we have a very friendly, welcoming culture and so this is a superb opportunity for a capable, ambitious and team-oriented person. Jameson Legal is an international recruitment consultancy with three core pillars – permanent...


  • London, Greater London, United Kingdom Michael Page Legal Full time

    Compliance Specialist Job OpportunityMichael Page Legal is excited to announce a Compliance Specialist role within our team.In this position, you will play a critical role in ensuring our client's compliance with legal standards and in-house policies.Responsibilities include:Overseeing the development and implementation of control systems in line with legal...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Title: Compliance Specialist Energy SectorWe are seeking an experienced Compliance Specialist to join our team in the energy sector. This is an exciting opportunity for someone looking to take their career to the next level in a dynamic and rapidly evolving industry.Salary: £65,000 - £85,000 per annum (dependent on experience)Job Description:About the...


  • London, Greater London, United Kingdom Career Legal Full time

    We are seeking a highly motivated and organized individual to fill the role of Legal Compliance Coordinator at Career Legal in London.The successful candidate will be responsible for assisting with the Lexcel Independent File Reviews and Lexcel Annual Maintenance, performing due diligence checks on new and existing clients/matters, and conducting Know Your...


  • London, Greater London, United Kingdom QED Legal Full time

    About This Opportunity:QED Legal is seeking an experienced UK Legal Compliance Manager to lead our legal department in North London. As a key member of our team, you will be responsible for managing external counsel law firms, developing strategies in the event of disputes, and ensuring compliance with laws and regulations.The successful candidate will have...


  • London, Greater London, United Kingdom Career Legal Full time

    **Job Title:** Data Compliance and Legal ExpertCompany Overview: Career Legal is a renowned organization providing expert data protection services. We are currently seeking a skilled Data Compliance and Legal Expert to join our team.We are looking for an individual with extensive experience in data privacy and protection to develop and implement a...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    Job Description:The Compliance Professional is looking for an experienced Legal and AML Manager to join our team. This role requires strong leadership and management skills, as well as extensive experience in legal, compliance, and AML roles within the financial services industry.About the Company:Our client is a successful and rapidly growing financial...


  • London, Greater London, United Kingdom Career Legal Full time

    Job Description:Data Privacy and Compliance:Develop, implement, and monitor a global data protection strategy that aligns with the UK's Data Protection Act 2018 and GDPR.Ensure compliance with privacy laws and provide updates on risk and compliance gaps.Legal Counsel:Draft, review, and negotiate contracts and agreements.Conduct legal research to support...

  • Compliance Lead

    3 weeks ago


    London, Greater London, United Kingdom Compliance Wise Full time

    At Compliance Wise, we are seeking an exceptional individual to lead our global Compliance function. The estimated salary for this role is $120,000 - $180,000 per year, depending on experience and qualifications. Located in London, UK, this position offers a unique opportunity to work with a leading international law firm and professional services...


  • London, United Kingdom Pembury Legal Full time

    Are you seeking a new opportunity to elevate your expertise in anti-money laundering compliance? A globally renowned law firm is looking for a motivated AML Analyst to join their fast-paced and expanding Risk and Compliance team. With a competitive salary, excellent career prospects, and a supportive culture, this role is ideal for someone passionate...


  • London, United Kingdom Pembury Legal Full time

    Are you seeking a new opportunity to elevate your expertise in anti-money laundering compliance? A globally renowned law firm is looking for a motivated AML Analyst to join their fast-paced and expanding Risk and Compliance team. With a competitive salary, excellent career prospects, and a supportive culture, this role is ideal for someone passionate...


  • London, United Kingdom Carlin Hall Ltd Full time

    Recruitment Consultant – Legal/Compliance into FinTechLocation LondonDuration PermanentReference RB1021My client is a global executive search firm providing recruitment solutions to Finance, Technology and Data Science clients across the US, Europe and Asia, particularly those utilising quantitative and algorithmic methods in the financial markets.They are...