Compliance Officer
3 months ago
Job Title: Compliance Officer
**Duties**:
- File reviews and feedback
- Develop and implement compliance programs and policies to ensure adherence to FCA regulatory requirements
- Conduct regular audits and assessments to identify areas of non-compliance
- Monitor changes in FCA regulation and update policies accordingly
- Investigate and resolve complaints
- Prepare MI reports for management
- Provide training
Qualifications:
- Proven experience working in a compliance role in an IFA firm
- Strong knowledge of relevant regulations and industry standards
- Attention to detail and ability to work with complex information
- Strong communication skills, both written and verbal
- Ability to work independently
- Ideally Level 4 qualified
**Salary**: £25,000.00-£40,000.00 per year
**Benefits**:
- Company pension
- Flexitime
- Work from home
Schedule:
- Flexitime
- Monday to Friday
Ability to commute/relocate:
- Tredegar: reliably commute or plan to relocate before starting work (required)
**Education**:
- A-Level or equivalent (required)
Work Location: Hybrid remote in Tredegar
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