Compliance Officer

6 months ago

Tredegar, United Kingdom Beacon IFA Full time

Job Title: Compliance Officer

**Duties**:

- File reviews and feedback
- Develop and implement compliance programs and policies to ensure adherence to FCA regulatory requirements
- Conduct regular audits and assessments to identify areas of non-compliance
- Monitor changes in FCA regulation and update policies accordingly
- Investigate and resolve complaints
- Prepare MI reports for management
- Provide training

Qualifications:

- Proven experience working in a compliance role in an IFA firm
- Strong knowledge of relevant regulations and industry standards
- Attention to detail and ability to work with complex information
- Strong communication skills, both written and verbal
- Ability to work independently
- Ideally Level 4 qualified

**Salary**: £25,000.00-£40,000.00 per year

**Benefits**:

- Company pension
- Flexitime
- Work from home

Schedule:

- Flexitime
- Monday to Friday

Ability to commute/relocate:

- Tredegar: reliably commute or plan to relocate before starting work (required)

**Education**:

- A-Level or equivalent (required)

Work Location: Hybrid remote in Tredegar

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