Mlro
2 weeks ago
**Role Description**
- This important role will oversee the global Financial Crime Compliance programme which includes Anti-Money Laundering (AML), Counter Terrorism Financing (CTF), Counter-Proliferation Financing (CPF), Sanctions, Anti-Bribery & Corruption (ABC), Tax Evasionand Fraud.
- There is career progression opportunity to become the MLRO / SMF17 in due course
**Main Responsibilities:?**
- Ensure that Anti-Financial Crime framework, systems and controls are designed and implemented in accordance with the UK regulation and market practice
- Collaborate with the first line businesses to ensure risk controls, projects and financial crime management tasks are overseen with the right risk priority, risk profile and within agreed timelines
- Deputise for the MLRO - Assisting in the development and maintenance of Compliance monitoring plan and procedures.
- Communicate early and effectively to all relevant stakeholders, driving a maturity of dialogue between lines of business and the second line
- Lead discussions with the Senior Management Team and the Board as required as well as build relationships with the local and relevant authorities with the MLRO, engaging regularly in conversation to ensure a understanding of the ever changing regulatorylandscape.
- Proven experience across the financial crime prevention space with some technical knowledge of the risk and compliance arena, not just operational, you must understand and have experience within the AML, Sanctions and CTF domain.
- Understanding of regulatory and compliance matters which impact the Investment Advisory/management sector.
-
Mlro
3 weeks ago
London, United Kingdom eFinancialCareers Full timeResponsibilities of the MLRO include: - Report to the Board, Compliance Director, including an annual MLRO report to the Board - Design, develop and implement a financial crime strategy across the business Manage and lead the financial crime onboarding team - Chair and run the Financial Crime Committee as well as delivering monthly management information...
-
Mlro
4 weeks ago
London, United Kingdom Barclay Simpson Full time**MLRO**: - London - £130,000 - £150,000 - Job type: Permanent - Sector: Asset Management & Funds - Job reference: JB39719 Barclay Simpson are currently recruiting for a MLRO for a leading global asset manager in their London office. This is an amazing opportunity to join a highly recognisable asset management brand and to take on a hands on financial...
-
Mlro
4 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a International bank based in the West End **THE RESPONSIBILITIES**: - SM17 registered - Formulate annual AML plan and perform the relevant quality assurance checks to ensure adherence. - Ensure adequate policies and procedures in place for AML operations in the Branch - Address issues relating to transaction monitoring and...
-
Mlro
5 days ago
London, United Kingdom Venn Group Full timeMLRO Location: London, United Kingdom Position Type: Permanent, Full-Time We are seeking a highly skilled and experienced Money Laundering Reporting Officer (MLRO) to join our reputable bank in London. The MLRO will play a pivotal role in ensuring compliance with anti-money laundering (AML) regulations and fostering a culture of integrity within the...
-
Mlro
4 days ago
London, United Kingdom Bridge of Hope Full timeWe are seeking a highly skilled and experienced Money Laundering Reporting Officer (MLRO) to join our reputable bank in London. The MLRO will play a pivotal role in ensuring compliance with anti-money laundering (AML) regulations and fostering a culture of integrity within the organisation., - Serve as the primary point of contact for all AML-related matters...
-
Deputy Mlro
6 days ago
London, United Kingdom Barclay Simpson Full time**Deputy MLRO**: - London - £85000 - Job type: Permanent - Sector: Financial Services - Job reference: 41301 My client is a fast growing well known payments provider. We are seeking a Financial Crime professional who has experience of working in a Fintech digital business, building a 2nd line AML Financial Crime framework including drafting policies and...
-
Mlro Head of Financial Crime
4 weeks ago
London, United Kingdom MERJE Ltd Full timeHead of Financial Crime Manager & MLRO required for a brokerage that specialised in Commodities, FX, Equities and Fixed Income. Responsibilities of the MLRO include: - Report to the Board, Compliance Director, including an annual MLRO’s report to the Board - Design, develop and implement a financial crime strategy across the business Manage and lead the...
-
Deputy Mlro
3 weeks ago
London, United Kingdom eFinancialCareers Full timeThe company specialises in building a financial plan & investment strategy for its clits by providing tailored discretionary, advisory and execution-only services to individuals, corporates, trusts and funds. DMLRO will be responsible for the following: - Providing support to the MLRO with accountability and responsibility for ensuring that the firm...
-
Deputy Mlro
4 weeks ago
London, United Kingdom MERJE Ltd Full timeDMLRO required for a Wealth Management company based in London The company specialises in building a financial plan & investment strategy for its clits by providing tailored discretionary, advisory and execution-only services to individuals, corporates, trusts and funds. DMLRO will be responsible for the following: - Providing support to the MLRO with...
-
Deputy HoC and MLRO
4 weeks ago
City of London, Greater London, United Kingdom Finitas Full timeWe are excited to be working with an exciting fast-growing Fintech within the payments space in their search for a Deputy Head of Compliance and MLRO. They need someone who can work autonomously to help build the frameworks for their second-line compliance function, under the direction of the Head of Compliance & MLRO. Working closely with other senior...
-
Deputy HoC and MLRO
4 weeks ago
City of London, Greater London, United Kingdom Finitas Full timeWe are excited to be working with an exciting fast-growing Fintech within the payments space in their search for a Deputy Head of Compliance and MLRO. They need someone who can work autonomously to help build the frameworks for their second-line compliance function, under the direction of the Head of Compliance & MLRO. Working closely with other senior...
-
Investment Banking Deputy Mlro
6 days ago
London, United Kingdom Rothschild & Co Full timeAbout Us As one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients’ business and wealth. Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to...
-
Group Mlro
6 days ago
London, United Kingdom M&G plc Full timeAt M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...
-
Deputy Mlro
4 days ago
London, United Kingdom Afterpay Full time**Company Description**: Block is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams — People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more — provide support and guidance at the corporate level. They work across business...
-
Mlro / Compliance Officer
4 weeks ago
London, United Kingdom CHAABI BANK UK Full timeGeneral Responsibilities: - Monitor compliance with laws, regulations, and internal policies. - Conduct audits and investigations to ensure compliance. - Develop and implement compliance policies and procedures. - Identify potential areas of compliance vulnerability and risk. - Advise management on needed actions to ensure compliance. - Provide guidance on...
-
Head of Compliance and Mlro
6 days ago
London, United Kingdom MW recruitment Full timeA banking institution in the City wish to recruit a head of compliance/MLRO to oversee compliance within the Bank. **Main Duties** Responsibility for overseeing compliance within the bank and ensuring compliance with laws, regulatory requirements, policies, procedures and manuals Ensure that the company complies at all times, with the regulations as laid...
-
Mlro
4 weeks ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an innovative and forward-thinking alternative banking group, with exciting growth plans. They are seeking a highly skilled and experienced MLRO to join the Team and help out on a ‘pre-launch’ basis. You will NOT be registered with the FCA **THE RESPONSIBILITIES**: - Liaising with key internal stakeholders (e.g. Legal,...
-
Deputy Mlro
4 weeks ago
London, United Kingdom Amazon Payments UK Limited Full timeSignificant experience of second line compliance in Anti-Money Laundering and Counter Terrorism Financing, Economic Sanctions, and Fraud Risk Management, ideally gained at a financial institution. - A detailed understanding of industry standard processes and approaches for customer screening and transaction monitoring. This would include strong awareness of...
-
Associate - Fca Mlro Function
7 days ago
London, United Kingdom Financial Conduct Authority Full timeThe role Enforcement & Market Oversight (EMO) is responsible for the FCA’s primary market functions including monitoring markets, investigation and prosecution of misconduct, pursuing and remedying misconduct using the whole spectrum of criminal, civil and administrative sanctions and remedies against firms and individuals. We have an exciting...
-
Money Laundering Reporting Officer
3 weeks ago
London, United Kingdom Konnect Personnel Ltd Full timeMoney Laundering Reporting Officer (MLRO)This is a great opportunity to join a growing Bank and make a significant impact in the field of financial crime risk management. If you are an experienced MLRO, looking for a new challenge, where you can make a significant impact in a dynamic and forward-thinking organization, we would love to hear from...