Compliance Officer

2 months ago

London, United Kingdom Credit Suisse Full time

**Your field of responsibility**

An outstanding opportunity to join us in the Compliance advisory role supporting the UK Asset Management Business & also for the wider Global Credit Suisse Asset Management (CSAM) franchise where required. Critical responsibilities of the Compliance Officer will be to:

- Provide advisory to the second line of defense including general marketing questions from awareness of FCA regulations
- Attend regular meetings with business and various internal teams
- Act as a conduit for wall crossings/market soundings adhering to internal policies and liaising with the third parties
- Assist in the delivery of the face-to-face training to UK AM staff on compliance topics
- Participate in the analysis & implementation of new regulations affecting Asset Management
- Assist in the review of due diligence questionnaires/ investor communication and represent compliance on due diligence calls and meetings
- Assist in the completion of regulatory filings and review media correspondence
- Challenge first line of defense
- Assist / Conduct Compliance monitoring for Asset Management
- Understand regulations and requirements relevant to asset management businesses
- Implement key strategic projects for UK Asset Management businesses
- Support Compliance monitoring office with ad hoc tasks as suggested

**Your future colleagues**:
This role is to work within the established UK Asset Management advisory compliance team (currently 3 members) reporting to the SMF16 and primarily providing advisory / training / monitoring support to the CSAM boutique businesses within the Credit Suisse Asset Management Ltd regulated entity. We are a department which values Diversity and Inclusion (D&I) and is committed to realizing the firm’s D&I ambition which is an integral part of our global cultural values.

This position offers remote working opportunities for an agreed amount of days per week.

**Your skills and experience**
- A good understanding of Asset Management
- A good understanding of the Compliance function
- Proven experience as a business (generalist) coverage Compliance Officer
- Proactive and approachable
- Proven ability to work autonomously and multi-task
- Ability to work in a changing regulatory and business environment
- Proven ability to communicate clearly and effectively with colleagues at all corporate levels
- Proven ability to manage work effectively under pressure
- Dedication to fostering an inclusive culture and value diverse perspectives

Your new employer

Find a new home for your skills, ideas, and ambitions. Credit Suisse offers you the ideal environment to progress your career with attractive benefits and excellent training.

Credit Suisse is one of the world's leading financial services providers. The bank’s strategy builds on its core strengths: its position as a leading wealth manager, its specialist investment banking and asset management capabilities and its strong presence in its home market of Switzerland. With around 50,000 employees from over 150 nations, we are always looking for motivated individuals to help us shape the future for our clients.

Credit Suisse is committed to providing equal employment opportunities, regardless of ethnicity, nationality, gender, sexual orientation, gender identity, religion, age, civil partnership, marital or family status, pregnancy, disability or any other status that is protected as a matter of local law. Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success. We are committed to building a culture of inclusion with a deep sense of belonging for all of us. We will consider flexible working opportunities where possible. Our bank provides reasonable accommodations to qualified individuals with disabilities, as well as those with other needs or beliefs as may be protected under applicable local law. If you require assistance during the recruitment process, please let your recruiter know.

**Your new employer**:
Find a new home for your skills, ideas, and ambitions. Credit Suisse offers you the ideal environment to progress your career, attractive benefits and excellent training.

We are a leading wealth manager with strong global investment banking capabilities founded in 1856. Headquartered in Zurich, Switzerland, and with more than 45,000 employees from over 150 nations, we are always looking for motivated individuals to help us shape the future for our clients.

Credit Suisse is committed to providing equal employment opportunities, regardless of ethnicity, nationality, gender, sexual orientation, gender identity, religion, age, civil partnership, marital or family status, pregnancy, disability or any other status that is protected as a matter of local law.

Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success. We are committed to building

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