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Compliance Officer

3 months ago


London, United Kingdom Compliance Professionals Full time

THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES:

  • Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices.
  • Keep abreast of developments in relevant laws, regulations and guidelines.
  • Provide advice to staff on compliance issues which arise on a day-to-day basis.
  • To keep abreast of new regulations for the timely review and adoption of relevant changes considered necessary within the firm.
  • Carry out quality assurance monitoring of First-Line review activities
  • Check Compliance with the Bank’s AML due diligence procedures for Account Opening, Trade Finance, Periodic Reviews and Transaction Monitoring.
  • Investigate fully reports from staff concerning money laundering suspicions and actual or attempted fraud.
  • Assist with preparation disclosure reports to NCA, as and when required.
  • Assist to respond to requests for documentation and other requirements contained in court orders.
  • Assist in preparing and arranging delivery of Compliance and Anti-Money Laundering training to staff in conjunction with the MLRO.
  • Assist in reviewing Conduct of Business Regulatory Compliance activities as directed by the Head of Compliance.
  • Arranging formal training for members of staff on money laundering controls and other relevant regulatory matters as appropriate to their job functions.
EXPERIENCE REQUIRED:
  • Compliance Generalist with Merchant Banking or Trade Finance experience. Please note that this is NOT a pure AML or KYC position.
  • Experience gained in a financial services/banking environment.
  • Technical ability and knowledge of relevant legislation and the FSA regulatory environment.
  • Experience of compliance with UK Money Laundering regulations and guidance.
For further information please contact Natalie Eshelby#J-18808-Ljbffr