Uk Advisory Compliance, State Street Global

2 weeks ago

London, United Kingdom State Street Full time

Who we are looking for

The State Street Global Advisors is seeking a talented individual to join our UK Advisory Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible for providing expert guidance and support to ensure the State Street Global Advisors UK entities comply with relevant laws and regulations across business areas such as investments, investment operations, sales, marketing and project management.

This role can be performed in London branch, hybrid model (4 days per week onsite).

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, investors rely on us for investment management solutions. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best.

What you will be responsible for

As UK Advisory Compliance you will- Work closely with the first line to provide advice to the business on regulatory requirements related to sales and distribution, operations, investments, and outsourcing, taking a proactive role in driving new business initiatives- Conduct regulatory horizon scanning and provide guidance on regulatory implementation- Support the production of regular and ad-hoc Management Information across the Function- Understand how the firm’s risk appetite and risk culture should be considered in day-to-day activities and decisions

What we value

These skills will help you succeed in this role- Proactive, growth mindset- Detail oriented- Strong critical thinking, problem solving, and decision making skills- Strategic mindset- Proven track record of developing and implementing compliance programs

Education, Preferred Qualifications and Other Requirements- Degree or equivalent education in a related field- At least four years of experience in compliance or a related field with knowledge of the UK regulatory landscape- Proven ability to communicate, present and escalate matters to appropriate governance committees and boards- Experience across a range of compliance disciplines such as monitoring, governance, outsourcing oversight and regulatory filings will be particularly helpful. From time to time assistance may be required with surveillance design and tasks- Specific knowledge and, where possible, practical exposure to a wide range of topics in the FCA handbook such as COBS, COLL, PROD, MAR, SYSC, CASS, SUP and MIFIDPRU. Awareness of EU requirements such as MIFID II, UCITS and AIFMD as well as those of other international regulatory regimes will be important considering global asset management environment that SSGA UK represents- Knowledge of regulatory regimes in the Middle East and South Africa a plus

What we offer

Core Benefits:
- Non-contributory pension scheme (we will pay 6% into your pension if you are 30 and 9% if you are 30+. The pension does not require a contribution from you).- Private Medical Insurance - Single person Private Medical Insurance with AXA paid for by State Street.- Long Term Disability Cover- 26 days holidays at Officer level or after 3, 4, 5 years’ service increasing a day a year- One additional day in lieu for birthdays- Annual season ticket loan- Long Term disability and Life Assurance.- Employee Assistance Program- Participation in the State Street bonus scheme

Non-Core Benefits:
- Travel Insurance- Critical Illness cover- Dental Insurance- Personal Accident Cover- Childcare Vouchers- Holiday Buy/Sell scheme

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.

About State Street

What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will hel

  • UK Advisory Compliance, State Street Global Advisors, Assistant Vice President, Hybrid

    Found in: Talent UK C2 - 2 weeks ago

    London, United Kingdom State Street Full time

    Who we are looking for The State Street Global Advisors is seeking a talented individual to join our UK Advisory Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible for providing expert guidance and support to ensure the State Street Global Advisors UK entities comply with relevant laws...

  • UK Advisory Compliance, State Street Global Advisors, Assistant Vice President, Hybrid

    Found in: beBee S GB - 2 weeks ago

    London, United Kingdom State Street Full time

    Who we are looking forThe State Street Global Advisors is seeking a talented individual to join our UK Advisory Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible for providing expert guidance and support to ensure the State Street Global Advisors UK entities comply with relevant laws and...

  • UK Advisory Compliance, State Street Global Advisors, Assistant Vice President, Hybrid

    5 days ago

    London, United Kingdom State Street Corporation Full time

    Who we are looking for The State Street Global Advisors is seeking a talented individual to join our UK Advisory Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible for providing expert guidance and support to ensure the State Street Global Advisors UK entities comply with relevant laws and...

  • Alpha Oversight

    6 days ago

    London, United Kingdom State Street Full time

    **Who we are looking for** The role is for an Assistant Vice President on the newly formed Alpha Oversight & Production Services team, which is part of the Strategic Partner Oversight (SPO) organization within State Street Global Advisors (SSGA). SPO is responsible for oversight and governance of transformation program work and services provided by State...

  • Head of EMEA

    2 weeks ago

    London, United Kingdom State Street Full time

    Promoting a Culture of Excellence: We know our success hinges on attracting the best people to join us. Our people are our greatest asset: highly skilled, engaged, and productive teams are essential to our success. We hire talented and diverse employees that are aligned with our commitment to help our clients, as well as the millions of people who depend...

  • Head of EMEA

    Found in: beBee S GB - 2 weeks ago

    London, United Kingdom State Street Full time

    Job Title:Head of EMEA and APAC Sales, Global Cash Business  Corporate TitleManaging DirectorReporting To:Global Head of CashDepartment:Chief Business OfficeLocation:LondonPromoting a Culture of Excellence:We know our success hinges on attracting the best people to join us. Our people are our greatest asset: highly skilled, engaged and productive teams...

  • Head of EMEA

    Found in: beBee S GB - 2 weeks ago

    London (Central), United Kingdom State Street Full time

    Promoting a Culture of Excellence: We know our success hinges on attracting the best people to join us. Our people are our greatest asset: highly skilled, engaged, and productive teams are essential to our success. We hire talented and diverse employees that are aligned with our commitment to help our clients, as well as the millions of people who depend on...

  • Global Markets Compliance Officer, Assistant Vice President, Hybrid

    Found in: Talent UK C2 - 2 weeks ago

    London, United Kingdom State Street Full time

    Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the oversight of and provide advice and guidance related to the suite of products & services provided by the FX Sales, Trading and Research (FX STR) function of State Street Global Markets (SSGM) Division. The main responsibility is to...

  • Global Markets Compliance Officer, Assistant Vice President, Hybrid

    Found in: beBee S GB - 2 weeks ago

    London, United Kingdom State Street Full time

    Who we are looking forWe are looking for a Global Markets Compliance Officer who will primarily focus to support the oversight of and provide advice and guidance related to the suite of products & services provided by the FX Sales, Trading and Research (FX STR) function of State Street Global Markets (SSGM) Division.The main responsibility is to provide the...

  • Fixed Income Rates Portfolio Manager, Assistant Vice President, State Street Global Advisors

    Found in: Talent UK C2 - 1 week ago

    London, United Kingdom State Street Full time

    We are looking for a Rates Portfolio Manager to join the Fixed Income Investment Beta Solutions Team within State Street Global Advisors (SSGA) in London. You will join a dynamic, successful, collaborative team of investment professionals, responsible for SSGA's fixed income portfolios and bringing market-leading solutions to our clients. The Global Fixed...

  • Global Markets Compliance Officer, Assistant Vice President, Hybrid

    5 days ago

    London, United Kingdom State Street Corporation Full time

    Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the oversight of and provide advice and guidance related to the suite of products & services provided by the FX Sales, Trading and Research (FX STR) function of State Street Global Markets (SSGM) Division. The main responsibility is to provide...

  • Fixed Income Rates Portfolio Manager, Assistant Vice President, State Street Global Advisors

    Found in: beBee S GB - 2 weeks ago

    London, United Kingdom State Street Full time

    We are looking for a Rates Portfolio Manager to join the Fixed Income Investment Beta Solutions Team within State Street Global Advisors (SSGA) in London. You will join a dynamic, successful, collaborative team of investment professionals, responsible for SSGA's fixed income portfolios and bringing market-leading solutions to our clients.The Global Fixed...

  • State Street Global Advisors

    Found in: Talent UK C2 - 11 hours ago

    London, United Kingdom State Street Full time

    The team you will be joining is a part of State Street Global Advisors, one of the largest asset managers in the world that provides services to the world’s governments, institutions, and financial advisors across the globe. With over four decades of experience and trillions of dollars in assets under management, we offer one of the broadest selections of...

  • Apprentice Compliance Associate

    6 days ago

    London, United Kingdom State Street Full time

    **Who we are looking for** Apprentice Compliance Associate, specializing in Financial Crimes Compliance. This 18 month apprenticeship provides on the job training and experience of working in a financial services firm and is suitable for individuals looking for their first step into a career in financial crime compliance and/or corporate compliance. **Why...

  • State Street Global Advisors

    Found in: beBee jobs GB - 2 weeks ago

    London (Central), United Kingdom State Street Full time

    Role: As the senior ESG Reporting Business & Data Analyst within the Client Reporting function, you will contribute to the evolution of our ESG Client Reporting offering covering Client, Product and Regulatory Reporting. We are looking for someone who is keen to develop a detailed and deep understanding of our reporting function and contribute to the ongoing...

  • Apprentice Compliance Associate

    7 days ago

    London, United Kingdom State Street Full time

    **Who we are looking for** Apprentice Compliance Associate, specializing in Financial Crimes Compliance. This 18 month apprenticeship provides on the job training and experience of working in a financial services firm and is suitable for individuals looking for their first step into a career in financial crime compliance and/or corporate compliance. **Why...

  • Vice President, Strategic Business Growth and Fiscal Performance UK

    Found in: beBee jobs GB - 2 weeks ago

    London, Greater London, United Kingdom State Street Full time

    Purpose of Role:The purpose of this role is to drive a One State Street culture and engagement model in the UK and to lead growth initiatives to enable State Street UK to meet its revenue and cost targetsMain Responsibilities:UK Strategy, Business Plans & Product Roadmap Facilitate the development and implementation of business plans for the Investment...

  • Vice President, Strategic Business Growth and Fiscal Performance UK

    Found in: beBee S GB - 2 weeks ago

    London, United Kingdom State Street Full time

    Purpose of Role:The purpose of this role is to drive a One State Street culture and engagement model in the UK and to lead growth initiatives to enable State Street UK to meet its revenue and cost targetsMain Responsibilities:UK Strategy, Business Plans & Product RoadmapFacilitate the development and implementation of business plans for the Investment...

  • Global Delivery Rotation 2023 Programme

    4 days ago

    London, United Kingdom State Street Full time

    Who we are looking for? Are you looking for a graduate role that is technically challenging? Do you want a future that allows you to develop commercial acumen alongside your technical skills? Are you keen to have the opportunity to progress in a breadth of roles - technical or business? We are looking for graduates who can answer “yes” to the above for...

  • Financial Services Tax A

    2 weeks ago

    London, United Kingdom State Street Full time

    The International Tax Manager, based in London, will be an integral member of State Street’s Corporate Tax Department and will support State Street Corporation’s international tax operations. The successful candidate will report to State Street’s Tax Managing Director based in London who is responsible for State Street’s Global Transfer Pricing...