Senior Associate
3 months ago
Senior Associate - CPIA Disclosure Officer
What does this job involve?
- Leading our Tier 2/3 disclosure exercises in line with the overall management strategy set by the Disclosure Strategy Manager.
- Perform a variety of strategic and disclosure roles across a portfolio of investigations. This includes both direct management and operational control of disclosure exercises within the case portfolio as well as advisory roles.
- Being externally accountable for all aspects of disclosure exercises.
- Overseeing and managing the work of L9 Associates when necessary and ensuring effective progression of the exercise to reach timely outcomes. This includes providing technical guidance on the substance of disclosure exercises and strategic advice and support, escalating issues to the disclosure strategy manager and the manager where necessary.
- Taking decisions on disclosure exercises in line with the statutory framework, Codes of Practice and associated guidelines as well as with internal policy. Preparing for and presenting on progress at project boards.
- Ability to assist the investigation team in focusing the scope of an investigation and developing a case strategy, including identifying key risks and suggesting steps to mitigate those risks.
- Providing advice to the investigation team on disclosure duties, requirements and legal challenges.
- Drafting (and overseeing the drafting) of all forms of documents (including disclosure plans, disclosure review guidance and Disclosure Management Documents).
Specific insights or unique benefits the role offers:
- An opportunity to work on high-profile cases of public importance as part of multi-disciplinary teams, investigating and tackling the most serious financial crime matters within a disclosure capacity.
- An opportunity to gain management experience within a supportive environment committed to learning and development.
- An opportunity to contribute to the strategic direction and policy of the CDU.
- A challenging, interesting and diverse portfolio of work, working with colleagues with varied skills from across Enforcement and in other parts of the FCA.
- Minimum criteria_
- _Any disabled applicant meeting the minimum criteria will automatically progress to interview stage, should they enter under the _
- Disability Confident scheme_
- ._
Required proven experience in a specific technical area or skill:
- A professional background in either law or law enforcement.
- Experience of complex criminal investigations.
- Essential criteria_
Required role-specific know-how, skills and behaviours
- Recent and relevant experience of working as a disclosure officer or with relevant defence disclosure experience.
- Proven experience in managing disclosure in large and complex cases.
- Ability to assess and analyse voluminous and data-heavy bodies of evidence in complex cases, exercising judgement on the evidence and being able to defend those judgements where appropriate, including to senior management.
- Experienced communicator, capable of presenting analysis clearly and effectively to a variety of recipients, orally and in writing.
- Ability to influence internal and external stakeholders and working constructively with decisions made by others, including when disagreeing with the decision made.
- Ability to form and maintain effective working relationships with peers, management, internal and external stakeholders across the organisation and external agencies.
- Desirable criteria_
Role-specific know-how, skills and behaviours that would be advantageous:
- Significant experience of managing large scale disclosure exercises.
- Previous experience of leading teams.
- Strong interpersonal skills to build and maintain effective working relationships with senior internal and external stakeholders.
- Previous experience with the use of case management systems and evidence review platforms.
Background
EMO - Enforcement
- Enforcement conducts forensic investigations into suspected misconduct and, where appropriate, pursues and remedies misconduct by firms and individuals through criminal, civil and administrative sanctions and orders including:
- Bringing criminal prosecutions and seeking penalties to deter misconduct.
- Requiring compensation to redress the consequences of misconduct, where appropriate.
The Criminal Disclosure Unit [CDU]
- The CDU is responsible for undertaking criminal disclosure exercises in accordance with the Criminal Procedure & Investigations Act 1996 and associated legislation.
- It also advises on, and ensures, that best and consistent practice is maintained in all criminal disclosure exercises within EMO.
- The Unit is also responsible for LPP risk management in all criminal investigations and in complex regulatory investigations to mitigate the risk to the organisation of Legal Professional Privilege.
The FCA's Values & Diversity
Our ambition is to create a diverse and inclusive workplace that reflects the society we serve, helping
-
Associate/senior Associate
3 months ago
London, United Kingdom Jobs Advertiser Full time**Associate/Senior Associate | London | 40 hours per week, 5 days per week | 9:15am-6:15pm |** **Associate £28,000 (during contract period) and £36,000 (upon regularisation) | Senior Associate £38,000 (during contract period) and £45,000 (upon regularisation)** Our client is a premier Indian Public Sector Bank, with a Global presence in 17...
-
Culinary Service Associate
4 weeks ago
London, Greater London, United Kingdom Signature Senior Lifestyle Operations Ltd Full timePosition OverviewJoin Signature Senior Lifestyle as a Culinary Service Associate, where you will be the friendly and inviting presence in our dining establishments within our upscale care and nursing facility. Our goal is to provide a dining experience that is enjoyable, accessible, and pleasantly surprising.What We ProvideCompetitive pay at £12.50 per...
-
Senior Art Broker
7 days ago
London, Greater London, United Kingdom Boom Art Associate Full timeWe are seeking an experienced Art Agent to represent and promote artists, manage client relationships, and drive business development for our gallery, Boom Art Associate. As a key member of our team, you will be responsible for negotiating sales, conducting market research, organizing events, and handling administrative tasks.Key Responsibilities:Represent...
-
Tax Associate/Senior Associate
4 days ago
London, Greater London, United Kingdom Austin Rose Associates Full timeJob DescriptionAustin Rose Associates is seeking a highly skilled Tax Associate/Senior Associate to join their team in London.Job Summary:We are looking for a talented Tax Associate/Senior Associate to join our team in London. As a Tax Associate/Senior Associate, you will be responsible for preparing client tax returns, developing professional relationships...
-
Tax Associate/Senior Associate
4 days ago
London, Greater London, United Kingdom Austin Rose Associates Full timeJob DescriptionAustin Rose Associates is seeking a highly skilled Tax Associate/Senior Associate to join their team in London.Job Summary:We are looking for a talented Tax Associate/Senior Associate to join our team in London. As a Tax Associate/Senior Associate, you will be responsible for preparing client tax returns, developing professional relationships...
-
Senior Associate
6 days ago
London, Greater London, United Kingdom Madison Hunt Full timeAbout the RoleMadison Hunt is partnering with a leading global private equity fund to hire a Senior Associate to be based in London. The Climate Investment team has access to a significant pool of capital, adopting a traditional private equity strategy to invest in hard assets and technology/services focused on decarbonisation and achieving net zero by...
-
Senior Associate
6 days ago
London, Greater London, United Kingdom Madison Hunt Full timeAbout the RoleMadison Hunt is partnering with a leading global private equity fund to hire a Senior Associate to be based in London. The Climate Investment team has access to a significant pool of capital, adopting a traditional private equity strategy to invest in hard assets and technology/services focused on decarbonisation and achieving net zero by...
-
London, United Kingdom Hays Senior Finance Full timeDirector / Associate Director: Disputes/Contentious Valuations Employer Location London, City of London, England Salary - per annum + Upper quartile reward package Closing date 10 Oct 2024 View moreView less Sector Salary band , , Hours Where will they be working You need to or to save a job. Job Details Your new company My client is a...
-
Associate/Senior Associate
6 days ago
London, Greater London, United Kingdom Bryan Cave Leighton Paisner LLP Full timeJob SummaryWe are seeking a highly skilled and experienced Associate/Senior Associate to join our Litigation and Employment Law team at Bryan Cave Leighton Paisner LLP. The ideal candidate will have a strong background in high value litigation cases, providing clients with sound practical and commercial legal advice.Key ResponsibilitiesConduct investigations...
-
Associate/Senior Associate
1 week ago
London, Greater London, United Kingdom Bryan Cave Leighton Paisner LLP Full timeJob SummaryWe are seeking a highly skilled and experienced Associate/Senior Associate to join our Litigation and Employment Law team at Bryan Cave Leighton Paisner LLP. The ideal candidate will have a strong background in high value litigation cases, providing clients with sound practical and commercial legal advice.Key ResponsibilitiesConduct investigations...
-
Associate/senior Associate
3 months ago
London, United Kingdom Chadwick Nott Full time**JOB Title: Associate/Senior Associate - Project Finance** **LOCATION: London** **SALARY: Up to £350,000** *** **Join an Elite U.S. Law Firm's Project Finance Team as an Associate/Senior Associate** We are seeking an ambitious Project Finance Associate/Senior Associate with a minimum 3 years' post qualified experience to join a standout U.S. law firm....
-
Planning Associate
7 days ago
London, Greater London, United Kingdom PEOPLE2PEOPLE RECRUITMENT (UK) LIMITED Full timeAbout the RoleWe are seeking a highly skilled Planning Associate / Senior Associate to join our dynamic team at PEOPLE2PEOPLE RECRUITMENT (UK) LIMITED. As a Planning Associate / Senior Associate, you will play a key role in providing expert legal advice on a wide range of planning and environmental matters.Key ResponsibilitiesProvide expert legal advice on...
-
Associate/Senior Associate
1 month ago
London, Greater London, United Kingdom JMC Legal Recruitment Full timeThis Top 20 international law firm, renowned for their unwavering commitment to excellence, innovation, and a dynamic approach to law, is looking to hire a 4-8 PQE Corporate Associate or Senior Associate with a strong focus on M&A. The FirmThis global law firm has a clear idea of how they want to work, which is driven by tech innovation and geographical...
-
Senior Associate
3 months ago
London, United Kingdom Dentons Global Advisors Full timeDentons Global Advisors (DGA) is looking for a talented and driven Senior Associate with a passion for corporate communications, to join our growing team. Senior Associates primary role is to support DGA’s corporate communication accounts, joining an exciting new team advising high-profile clients on how to develop and execute cutting edge communication...
-
Culinary Service Associate
4 weeks ago
London, Greater London, United Kingdom Signature Senior Lifestyle Limited Full timeYour Contribution at Signature Senior Lifestyle Limited As a Culinary Service Associate, you will provide exceptional dining experiences for our residents, ensuring a welcoming atmosphere. Your responsibilities will include greeting residents, clearly presenting menu options, serving meals directly from the kitchen, and maintaining a pristine dining...
-
Culinary Service Associate
4 weeks ago
London, Greater London, United Kingdom Signature Senior Lifestyle Limited Full timeYour Role at Signature Senior Lifestyle Limited As a Culinary Service Associate, you will provide exceptional dining experiences for our residents. Your responsibilities will include warmly welcoming residents, clearly presenting menu options, serving meals directly from the kitchen, and maintaining a pristine dining environment. Additionally, you may assist...
-
Culinary Service Associate
4 weeks ago
London, Greater London, United Kingdom Signature Senior Lifestyle Limited Full timeYour Contribution at Signature Senior Lifestyle Limited As a Culinary Service Associate, you will provide exceptional dining experiences for our residents. Your responsibilities will include warmly welcoming residents, clearly presenting menu options, serving meals directly from the kitchen, and maintaining a pristine dining environment. Additionally, you...
-
Planning Associate
2 weeks ago
London, United Kingdom PEOPLE2PEOPLE RECRUITMENT (UK) LIMITED Full timeJoin a global law firm in their dynamic Planning Associate / Senior Associate team and be part of an innovative firm with a focus on helping clients overcome complex problems and achieve extraordinary results. This well renowned firm is seeking an Planning Associate / Senior Associate to come on board.Responsibilities:-Provide expert legal advice on a wide...
-
Senior Sales Associate
3 months ago
London, United Kingdom Aspinal of London Full timeSenior Sales Associate Luxury fashion lifestyle brand, Aspinal of London, are hiring for a Senior Sales Associate at our Concession in Harrods. At Aspinal, we do things differently. We believe in creating the most amazing experiences for both our customers as well as our team members. Requirements Aspinal of London Senior...
-
Senior Manager: Disputes and Valuations
4 days ago
London, Greater London, United Kingdom Hays Senior Finance Full timeJob Opportunity: Senior Manager/Associate Director - Disputes and ValuationsAbout the RoleLead complex cases in disputes and valuations, with a focus on international arbitration, quantification of loss, and valuation analysis.Develop and implement strategies to resolve contractual disputes, transactional disputes, joint venture/shareholder disputes, and...