Risk & Compliance Manager

2 months ago


Swindon, United Kingdom AJ Fox Compliance Full time

Our client is a top 100 law firm seeking to hire an experienced Risk & Compliance Manager to manage the firm’s risk and compliance policies and procedures and advise on compliance and regulatory matters to partners and staff.

Key responsibilities will include:

- Promoting a culture of compliance within the firm, ensuring everyone is aware of their responsibilities and developing key stakeholder relationships
- Supervising members of the team, providing training and coaching
- Assisting the MLRO to manage the AML compliance framework, risk assessments, high-risk jurisdiction lists, AML training, sanctions monitoring, etc.
- Managing day-to-day queries regarding compliance, SRA regulations, conflicts of interest, client and matter management, and data protection
- Managing compliance projects including maintaining risk and compliance policies and procedures, compliance with the SRA Standards and Regulations, delivering firm-wide compliance training, managing the firm’s risk management accreditations, creating anaudit program, and horizon scanning for regulatory developments

This role is at a friendly regional firm where employee well-being is at the forefront of workplace culture. This is not a remote working role however you will be given the flexibility to work from home 50% of the time.



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