Risk & Compliance Manager
2 months ago
Our client is a top 100 law firm seeking to hire an experienced Risk & Compliance Manager to manage the firm’s risk and compliance policies and procedures and advise on compliance and regulatory matters to partners and staff.
Key responsibilities will include:
- Promoting a culture of compliance within the firm, ensuring everyone is aware of their responsibilities and developing key stakeholder relationships
- Supervising members of the team, providing training and coaching
- Assisting the MLRO to manage the AML compliance framework, risk assessments, high-risk jurisdiction lists, AML training, sanctions monitoring, etc.
- Managing day-to-day queries regarding compliance, SRA regulations, conflicts of interest, client and matter management, and data protection
- Managing compliance projects including maintaining risk and compliance policies and procedures, compliance with the SRA Standards and Regulations, delivering firm-wide compliance training, managing the firm’s risk management accreditations, creating anaudit program, and horizon scanning for regulatory developments
This role is at a friendly regional firm where employee well-being is at the forefront of workplace culture. This is not a remote working role however you will be given the flexibility to work from home 50% of the time.
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Compliance Risk Section Manager
3 weeks ago
Swindon, United Kingdom C4S Search Ltd Full time**JOB TITLE**: Compliance Risk Section Manager **LOCATION**: Swindon, Wiltshire **SALARY**: £45,000 - £52,000 25 days holiday + bank holidays | private healthcare | life insurance | pension | on-site gym | product discount | employee automotive lease plan | **WAY OF WORKING**: Full Time | Flexible working hours with an early finish on Friday’s |...
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Compliance Risk Section Manager
3 weeks ago
Swindon, United Kingdom C4S Search Ltd Full time**JOB TITLE**: Compliance Risk Section Manager **LOCATION**: Swindon, Wiltshire **SALARY**: £45,000 - £52,000 25 days holiday + bank holidays | private healthcare | life insurance | pension | on-site gym | product discount | employee automotive lease plan | **WAY OF WORKING**: Full Time | Flexible working hours with an early finish on Friday’s |...
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Senior Risk Manager
7 days ago
Swindon, United Kingdom Moon Executive Search Full timeSenior Risk Manager Hybrid working 2 days on site M4 Corridor £Competitive + excellent benefits package This is a leading regulated professional services organisation, who are now seeking to appoint a new role of Senior Risk Manager to join their team. This is a brand-new role which is being created due to the successful growth of our client. The role...
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Compliance Advice Manager
4 days ago
Swindon, Swindon, United Kingdom Nationwide Building Society Full timeThe Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide's second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders and the Society. ...
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Compliance Advice Manager
5 days ago
Swindon, Swindon, United Kingdom Nationwide Building Society Full timeThe Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide's second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders and the Society....
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Compliance Advice Manager
4 days ago
Swindon, Swindon, United Kingdom Nationwide Building Society Full timeThe Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide's second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders and the...
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Senior Compliance
3 weeks ago
Swindon, United Kingdom UK Civil Service Full timeJob summaryContext:Innovate UK Loans Ltd is a wholly-owned subsidiary of UK Research and Innovation (UKRI) and is managed by Innovate UK (IUK), a council of UKRI, a non-departmental public body funded by Grant-in-aid from the UK Government. As such Innovate UK Loans Ltd is a non-regulated lender with its financial products outside the scope of the NCCP...
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Senior Compliance
1 month ago
Swindon, United Kingdom UK Civil Service Full timeJob summaryContext:Innovate UK Loans Ltd is a wholly-owned subsidiary of UK Research and Innovation (UKRI) and is managed by Innovate UK (IUK), a council of UKRI, a non-departmental public body funded by Grant-in-aid from the UK Government. As such Innovate UK Loans Ltd is a non-regulated lender with its financial products outside the scope of the NCCP...
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Risk Manager
5 days ago
Swindon, Swindon, United Kingdom Nationwide Full timeThis is a great opportunity for a Risk Manager to join our Credit Risk Measurement team which covers a span of accountabilities including calculation of IFRS9 provision, stress testing & forecasting for capital requirements, and credit risk regulatory and critical reporting. The team also leads governance for data in the credit risk and modelling data...
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Senior Compliance
3 weeks ago
Swindon, United Kingdom NERC - the Natural Environment Research Council Full timeApplications must be submitted by;08-06-2024Vacancy for Senior Compliance & Assurance ManagerThe Innovate UK Loans Assurance and Compliance Manager will report to the IUKL Deputy Director of Risk and Governance and lead in the creation and implementation of a comprehensive assurance programme for Innovate UK Loans and ensure compliance with regulatory codes...
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Senior Compliance
4 weeks ago
Swindon, United Kingdom NERC - the Natural Environment Research Council Full timeApplications must be submitted by;08-06-2024Vacancy for Senior Compliance & Assurance ManagerThe Innovate UK Loans Assurance and Compliance Manager will report to the IUKL Deputy Director of Risk and Governance and lead in the creation and implementation of a comprehensive assurance programme for Innovate UK Loans and ensure compliance with regulatory codes...
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Compliance Administrator
3 weeks ago
Swindon, United Kingdom Zurich Insurance Full time**Compliance Administrator** **(Part-Time, Job-Share and Full-Time)** **Location: Swindon/London/hybrid working** **The opportunity**: A fantastic opportunity has arisen for a Compliance Administrator to join the Assurance team within UK Compliance. The team is responsible for assuring Senior Management that Zurich UK complies with the regulatory...
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Risk and Best Practice Advisor
2 months ago
Swindon, United Kingdom Frankly Recruitment Full timeWe are looking for an experienced Risk and Best Practice Advisor to join an established and successful, legal business. **Can be based in Swindon, Oxford or Bath £35-£40k PA** You will provide first-line, technical advisory support to the business on all risk and compliance issues and manage risk and compliance registers and records. - Support the Director...
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Risk and Best Practice Advisor
3 weeks ago
Swindon, United Kingdom Frankly Recruitment Full timeWe are looking for an experienced Risk and Best Practice Advisor to join an established and successful, legal business. **Can be based in Swindon, Oxford or Bath £35-£40k PA** You will provide first-line, technical advisory support to the business on all risk and compliance issues and manage risk and compliance registers and records. - Support the Director...
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Compliance Advice Manager Retail Mortgages
3 weeks ago
Swindon, Swindon, United Kingdom Nationwide Building Society Full timeThe Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide's second line of defence.We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders and the Society.More...
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Compliance Advice Manager Retail Mortgages
4 weeks ago
Swindon, Swindon, United Kingdom Nationwide Building Society Full timeThe Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide's second line of defence.We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders and the Society.More...
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Global Trade Compliance Manager
4 weeks ago
Swindon, United Kingdom TE Connectivity Full timeAt TE, you will unleash your potential working with people from diverse backgrounds and industries to create a safer, sustainable and more connected world. Job Overview We are building a world class Global Trade Services (GTS) organization and the Aerospace, Defense and Marine (“ADM”) Business Unit manager plays a critical role in...
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Global Trade Compliance Manager
3 weeks ago
Swindon, United Kingdom TE Connectivity Full timeAt TE, you will unleash your potential working with people from diverse backgrounds and industries to create a safer, sustainable and more connected world. Job Overview We are building a world class Global Trade Services (GTS) organization and the Aerospace, Defense and Marine (“ADM”) Business Unit manager plays a critical role in...
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Compliance Advice Manager
3 weeks ago
Swindon, United Kingdom NATIONWIDE BUILDING SOCIETY Full timeThe Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders and the...
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Compliance Advice Manager
1 month ago
Swindon, United Kingdom Nationwide Building Society Full timeThe Retail, Mortgages & Financial Wellbeing (RMFW) team sits within the Compliance and Regulatory Affairs department in the Risk Function, as part of Nationwide’s second line of defence. We are at the forefront of complex regulatory change providing specialist regulatory support, driving good outcomes and value for customers, stakeholders and the Society....