Current jobs related to Eme Investment Banking Business Oversight Compliance - London - Barclays
-
Investment Banking Compliance Specialist
2 weeks ago
London, Greater London, United Kingdom Goldman Sachs Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented Compliance Risk Manager to join our Investment Banking team in London. As a key member of our team, you will be responsible for providing advice and guidance on regulatory, legal, and compliance matters to our Investment Banking business.Key ResponsibilitiesCompliance Oversight: Provide...
-
Investment Banking Compliance Specialist
3 weeks ago
London, Greater London, United Kingdom Goldman Sachs Full timeAbout the RoleWe are seeking a highly motivated and detail-oriented Compliance Risk Manager to join our Investment Banking team in London. As a key member of our team, you will be responsible for providing advice and guidance on regulatory, legal, and compliance matters to our Investment Banking business.Key ResponsibilitiesCompliance Oversight: Provide...
-
Lead Compliance Oversight Specialist
1 month ago
London, Greater London, United Kingdom Compliance Professionals Full timePosition OverviewOur client, a prominent international commercial banking institution, is seeking a Lead Compliance Oversight Specialist to oversee the compliance framework within their operations.Key ResponsibilitiesCompliance Framework Management: Develop and maintain the policies and procedures that constitute the compliance framework.Regulatory Review:...
-
Compliance Manager
7 days ago
London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and processes through monitoring and...
-
Compliance Manager
7 days ago
London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and processes through monitoring and...
-
Compliance Manager
3 weeks ago
London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager Role Responsibilities Include:Advise the business to help build great investing products that help customers achieve their life goalsManage relationships throughout the businessProvide compliance oversight of investing products and...
-
Private Bank
3 months ago
London, United Kingdom Barclays Full time**Compliance Oversight Officer - Funds** **London** As a Barclays Compliance Oversight Officer - Funds, you will join the Private Bank and Wealth Management Compliance team where your role will contribute to delivering an outstanding partnership with the business as part of a robust second line of defence. Providing critical Compliance oversight support for...
-
Compliance Manager
3 weeks ago
London Area, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment💡 Full timeJCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager 🏆👇Role Responsibilities Include:Advise the business to help build great investing products that help customers achieve their life goalsManage relationships throughout the businessProvide compliance oversight of investing products and...
-
Compliance Manager
2 weeks ago
London Area, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment💡 Full timeJCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager 🏆👇Role Responsibilities Include:Advise the business to help build great investing products that help customers achieve their life goalsManage relationships throughout the businessProvide compliance oversight of investing products and...
-
Compliance Manager
2 weeks ago
London Area, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment💡 Full timeJCR Talent is delighted to be partnering with an award winning Retail Investments firm as they hire a Compliance Manager Role Responsibilities Include: Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and...
-
Regulatory Compliance Manager
7 days ago
London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager Role Responsibilities Include: Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and...
-
Regulatory Compliance Manager
7 days ago
London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager Role Responsibilities Include: Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and...
-
Compliance Oversight Professional
2 weeks ago
London, Greater London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment💡 Full timeJob OverviewJCR Talent is delighted to be partnering with a leading Retail Investments firm as they seek a seasoned Compliance Manager to join their team.**Key Responsibilities:**Provide expert guidance to the business to develop innovative investing products that cater to customers' diverse needs and goals.Establish and maintain strong relationships with...
-
Regulatory Compliance Manager
7 days ago
London, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment Full timeJCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager Role Responsibilities Include:Advise the business to help build great investing products that help customers achieve their life goalsManage relationships throughout the businessProvide compliance oversight of investing products and processes...
-
Investment Oversight Specialist
2 weeks ago
London, Greater London, United Kingdom Legal & General Full timeAbout the RoleWe are seeking a highly skilled and experienced Investment Oversight Specialist to join our team at Legal & General. As a key member of our Investment Oversight team, you will play a critical role in delivering 1st Line assurance control improvements and Management Information to our Chief Investment Officer and senior management.Key...
-
Regulatory Compliance Manager
9 hours ago
london, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment💡 Full timeJCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager Role Responsibilities Include: Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and...
-
Investment Compliance Business Partner
3 months ago
London, United Kingdom MFS Investment Management Full timeAt MFS, you will find a culture that supports you in doing what you do best. Our employees work together to reach better outcomes, favoring the strongest idea over the strongest individual. We put people first and demonstrate care and compassion for our community and each other. Because what we do matters - to us as valued professionals and to the millions...
-
Regulatory Compliance Manager
6 days ago
London Area, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment💡 Full timeJCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager Role Responsibilities Include: Advise the business to help build great investing products that help customers achieve their life goals Manage relationships throughout the business Provide compliance oversight of investing products and...
-
Regulatory Compliance Manager
7 days ago
London Area, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment💡 Full timeJCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager 🏆👇Role Responsibilities Include:Advise the business to help build great investing products that help customers achieve their life goalsManage relationships throughout the businessProvide compliance oversight of investing products and...
-
Regulatory Compliance Manager
6 days ago
London Area, United Kingdom JCR Talent ➡ Your Expert Partner for CASS & Compliance Recruitment💡 Full timeJCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager 🏆👇Role Responsibilities Include:Advise the business to help build great investing products that help customers achieve their life goalsManage relationships throughout the businessProvide compliance oversight of investing products and...
Eme Investment Banking Business Oversight Compliance
4 months ago
**EME Investment Banking Business Oversight Compliance Manager**
**London**
As a Barclays EME Investment Banking Business Oversight Compliance Manager, you will provide day-to-day Compliance advisory services to the Investment Banking Division of Barclays International and regular compliance support and oversight for EMEA DCM, Leveraged Finance, Risk Solutions Group and Fixed Income Syndicate, and sector teams. Your focus is primarily on developing close working relationships with Front Office and other relevant infrastructure colleagues including Legal, Operations, Credit Risk and Operational Risk.
Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality, and innovation behind us. We offer careers that provide endless opportunity - helping millions of individuals and businesses thrive and creating financial and digital solutions that the world now takes for granted.
**Working Flexibly**
**What will you be doing?**:
- Reviewing and advising on transactions, governance and controls, marketing, and other matters relating to ongoing business activity
- Contributing to and influencing Barclays Group, Investment Bank, and Investment Banking (private side) work on policies and procedures, regulatory development, and the like
- Assisting in business projects with Compliance implications
- Promoting regional and global relationship in Investment Banking Compliance coverage, including participating in business and infrastructure committees
- Liaising with Compliance and Legal colleagues in Europe and other regions, in Barclays Corporate and International
- Determining Compliance training priorities and developing and delivering Compliance training
- Advising on regulatory aspects of the handling of client complaints and litigation, including determining and escalating emerging trends, challenges, and issues
- Building a professional support network, developing links within the Barclays Group and the industry, and contributing to work of trade associations as required
**What we’re looking for**:
- Proven track record of experience in Compliance or another control function of an investment bank
- Exposure to advising the Front Office and knowledge of ‘over-the-counter’ derivatives products will be advantageous
- Experience in any of the following duties will also be a plus: developing Compliance policy, assessing conduct risk, considering potential conflicts of interest, and the like
**Skills that will help you in the role**:
- University degree or equivalent
- A relevant professional qualification such as compliance, legal, or accountancy will be advantageous
- Language skills not required, although fluency or business-level comprehension of major languages of the EME region will be a plus
**Where will you be working?**
In the heart of Canary Wharf, our headquarters at Churchill Place boasts onsite amenities such as; a gym, staff restaurant and deli bar, and is easily accessible by tube and bus links. With a population of around 5000 staff the atmosphere is second to none with a real buzz being created around the offices within.
LI-Hybrid
