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Legal Risk and Compliance Officer

1 month ago

Leamington Spa, United Kingdom TALENTWISE SOLUTIONS LTD Full time

**Leamington Spa**

**up to £35,000 per annum**

We are working in partnership with a highly successful, Lexcel accredited, multi-office regional law firm who are looking to attract an experienced Risk and Compliance Officer to support their business network.

This a regional role which can be based in Leamington Spa, Coventry or Nuneaton, with travel to offices throughout Warwickshire.

**The role will involve**:

- Providing technical and administrative compliance support to the business network
- Auditing of the firm’s policies and procedures, recommending change and improvements
- Reviewing files, procedures, and records for all offices
- Amending policies, communicating amendments to the business network and updating the office manual
- Management of annual Lexcel audits, ensuring the firm is prepared across all areas for compliance
- Attending all offices to support and assist with compliance
- Analysing complaints and risks and feeding back to the directors
- Setting up online compliance training to support staff training and CPD requirements
- Ensuring staff training records are recorded
- Uploading and distributing new training courses
- Working alongside staff to investigate service complaints and preparing responses
- Ensuring complaints are followed up and progressed
- A minimum of 2 years’ experience in a compliance role, ideally gained working in a Lexcel accredited firm
- Experience of handling complaints
- Technical competency in relation to regulatory requirements
- Understanding of Lexcel requirements preferred
- Knowledge of SRA Regulations and Standards 2019 and codes of conduct
- Awareness of SRA Accounts Rules
- A full UK driving licence and use of own car

This is a **full-time permanent job **working 35 hours per week Monday to Friday.

**Benefits include**:

- Competitive salary with annual reviews
- 23 days’ holiday (increasing to 27), plus 8 days bank holidays
- 2 days’ additional leave between Christmas and New Year (office closure)
- Your birthday off, from your second year of employment
- Holiday buy and sell scheme - up to 5 days holiday per year
- Company Sick Pay
- Company Pension Scheme
- Discounted legal fees
- Death in service benefits 3 x salary
- Long service awards
- Career development and regular performance reviews
- Technical and personal skills training
- Community and fundraising events
- Full induction programme

**Note**: Salary is given as a guideline, in line with market rate, and will be wholly dependent on experience. The information above is correct to the best of our knowledge.

**For more information, **please contact Tracey at Talentwise Solutions

**About Talentwise**

Talentwise Solutions is a family-run, boutique recruitment agency specialising in legal professional and business support jobs throughout Coventry and Warwickshire, Birmingham and the Midlands.

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