Compliance Officer Investigations

4 weeks ago

London, United Kingdom Swiss RE Full time

**About the Role**:
Compliance Assurance is a global team which is responsible for the monitoring of Compliance Risks and leads the Investigation Coordination Process across the Swiss Re Group. The team is the primary liaison with Group Internal Audit (GIA), Operational Risk Management (ORM) and other governance functions and assists in coordination among risk and control functions and Compliance units in relation to Compliance Assurance activities.

We are looking for a hardworking, enthusiastic, and motivated Compliance Officer Investigations to use their knowledge and skills to review and investigate allegations of breach of the Code of Conduct, including allegations received via the Global Whistleblowing Hotline. As part of the second line of defense, you will also perform assurance activities for Swiss Re, globally.

Core responsibilities:

- Leading and performing confidential end to end internal investigations of alleged misconduct in alignment with the Investigation Coordination Process including witness interviews, maintaining case files, and drafting reports of case findings etc.
- Driving the disciplinary process in alignment with case conclusions and presenting conclusions to senior management
- Acting as a liaison for the investigation team, which may include internal or external counsel, Internal Audit, HR, and Compliance
- Maintaining oversight over the whistleblowing hotline
- Leading the anti-retaliation investigation process
- Promoting an inclusive Speak Up culture
- Identifying and assessing opportunities for enhancing the investigations process by e.g. analyzing and reporting on investigation trends
- Assisting in assurance activities such as monitoring and targeted reviews of compliance risks and special projects, where appropriate
- Assisting in internal and/or external reporting such as Compliance quarterly and annual reporting etc.

**About You**:

- Demonstrated ability leading internal investigations involving compliance risks, preferably in (re)insurance industry
- Understanding of testing/ audit methodologies and techniques, risk management concepts
- Legal background a plus
- At least 5 years' experience preferred
- Self-motivated, independent, proactive, astute, highly organized, and curious
- Strong communication skills, strong analytical skills, ability to run several simultaneous tasks and work effectively with colleagues across regions and functional units
- Possesses a strong work ethic, objectivity, pragmatism, and integrity
- Detail oriented, diligent, and optimally manages time
- Flexible and adaptable to dynamic, changing work processes and environment
- University or equivalent qualification
- Project management experience is desired
- Curiosity about and experience with using data and technology to streamline tasks is desired
- Strong verbal and written skills in English.

If you are a committed, organized, and positive standout colleague who will work to constantly improve business results and client satisfaction, we will be happy to get to know you.

LI-Hybrid

**About Swiss Re**

Swiss Re is one of the world’s leading providers of reinsurance, insurance and other forms of insurance-based risk transfer, working to make the world more resilient. We anticipate and manage a wide variety of risks, from natural catastrophes and climate change to cybercrime. We cover both Property & Casualty and Life & Health. Combining experience with creative thinking and cutting-edge expertise, we create new opportunities and solutions for our clients. This is possible thanks to the collaboration of more than 14,000 employees across the world.

Our success depends on our ability to build an inclusive culture encouraging fresh perspectives and innovative thinking. We embrace a workplace where everyone has equal opportunities to thrive and develop professionally regardless of their age, gender, race, ethnicity, gender identity and/or expression, sexual orientation, physical or mental ability, skillset, thought or other characteristics. In our inclusive and flexible environment everyone can bring their authentic selves to work and their passion for sustainability.

**Keywords**:
**Reference Code**:124450

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