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Compliance Coordinator
2 months ago
The purpose of the role will be to sit within the finance team and work on the finance regulatory policy, processes, governance and controls across all areas of the firm, with a particular focus on client money and SRA Accounts Rules compliance.
The role will include:
- Becoming a key contact of the wider business for SRA Accounts Rules advice and guidance, dealing with client money queries and mitigation of breaches
- Dealing with high level stakeholders and senior management exposure
- Supporting SRA Accounts Rules compliance of all Finance processes across all entities and jurisdictions globally
- Preparing key reconciliations relating to financial compliance processes on a regular basis
Qualifications needed:
You will need to be an enthusiastic individual with previous experience within either a law background or from a finance/compliance background. Ideally part or newly qualified IIA, ACA, ACCA, CIMA.
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