Compliance Coordinator

2 months ago


Leeds, United Kingdom Marks Sattin Full time

The purpose of the role will be to sit within the finance team and work on the finance regulatory policy, processes, governance and controls across all areas of the firm, with a particular focus on client money and SRA Accounts Rules compliance.

The role will include:

- Becoming a key contact of the wider business for SRA Accounts Rules advice and guidance, dealing with client money queries and mitigation of breaches
- Dealing with high level stakeholders and senior management exposure
- Supporting SRA Accounts Rules compliance of all Finance processes across all entities and jurisdictions globally
- Preparing key reconciliations relating to financial compliance processes on a regular basis

Qualifications needed:
You will need to be an enthusiastic individual with previous experience within either a law background or from a finance/compliance background. Ideally part or newly qualified IIA, ACA, ACCA, CIMA.



  • Leeds, United Kingdom Maria Mallaband Care Group Full time

    **About the Role**: **Estates Compliance Co-ordinator** Estates Compliance Coordinator with excellent organisational and analytical skills. Must be well organized, detailed oriented, have strong problem-solving skills, work comfortably under pressure, and deliver on tight deadlines. **Compliance Coordinator Responsibilities**: - Identifying and assessing...


  • Leeds, United Kingdom Asda Full time

    **Job Title**: Compliance Coordinator ***Location**: Asda House ***Employment Type**: Full time ***Contract Type**: Permanent ***Hours Per Week**: 37.5 ***Salary**: Competitive salary plus benefits. **Category**: HR Generalists ***Closing Date**: 24 April 2024 **“Everything about Asda”** We are a values-led organisation. As such we, encourage everyone...


  • Leeds, United Kingdom CBRE Full time

    **Job Title**:Compliance Coordinator **Location**:Leeds - The Gateway **Reports to**:Regional Compliance Lead **PURPOSE OF THE JOB** To monitor & control Statutory Compliance and Non-Statutory Compliance service delivery, planned maintenance administrative tasks supporting operational team. Control security vetting details and support Compliance Manager...


  • Leeds, United Kingdom Bridge-It Housing UK Team Ltd Full time

    Fleet & Compliance Coordinator Bridge-It Housing are a supported housing provider, providing accommodation in shared houses across the Yorkshire and Lancashire region. Bridge-It housing is a registered charity, and registered social landlord. This role is multi-faceted and covers equipment inventories; undertaking of Service Level Agreements and completion...


  • Leeds, United Kingdom Bridge-It Housing UK Team Ltd Full time

    Fleet & Compliance Coordinator Bridge-It Housing are a supported housing provider, providing accommodation in shared houses across the Yorkshire and Lancashire region. Bridge-It housing is a registered charity, and registered social landlord. This role is multi-faceted and covers equipment inventories; undertaking of Service Level Agreements and completion...


  • Leeds, United Kingdom CBRE Full time

    **JOB DESCRIPTION** **Job Title; **Quality & Compliance Coordinator **Location; **Leeds Gateway Office **Reporting to; **Compliance Manager **Hours**:; Mon - Fri 08:00 - 17:00 (40hrs inc. 60min unpaid lunch **Overview** To deliver a high quality administrative function to the account. Processing worksheets, Checking compliance, Processing Compliance...


  • Leeds, United Kingdom Turning Lives Around Full time

    **JOB DESCRIPTION** **Safety and Compliance Coordinator** **1. **Purpose of the job** **2. **Reporting and working relationships** **3. **Salary** £26,000-£30,000 depending on experience. **4. **Hours** 37 hours weekly **5. **Location** Based at our Central Office in the Property Services Department. The role will involve regular property...


  • Leeds, Leeds, United Kingdom Luminate Education Group Full time

    WHO WE ARE: We are a growing engineering department based in the centre of Leeds. We have Motor Vehicle, Engineering & Electrical Installation. The department is dynamic and we have staff who are straight from industry who bring knowledge and experience to share with the learners. We deliver to 1619 year olds, adults, apprentices and full cost programmes. We...


  • Leeds, United Kingdom Asda Full time

    **Job Title**: Compliance Programme Coordinator ***Location**: Asda House ***Employment Type**: Full time ***Contract Type**: Permanent ***Hours Per Week**: 37.5 ***Salary**: Competitive salary plus benefits. **Category**: Compliance/Audit ***Closing Date**: 9 May 2024 Are you looking to work for a fast moving, innovative and inspiring retailer? Are you...


  • Leeds, United Kingdom University of Leeds Full time

    **Compliance Coordinator (International)**: **Part time, 0.8 fte** **Grade 5 (£25,742 - £29,605 p.a.) Depending on experience** This role will be based our university campus with scope for it to be undertaken in a hybrid manner. We are also open to discussing flexible working arrangements. You will join a positive, friendly and effective team with a...


  • Leeds, United Kingdom rebuildingsociety.com Full time

    The **Compliance Coordinator** is responsible for monitoring the firm’s day-to-day operations to ensure we meet the compliance requirements in accordance with the firm’s policies and processes. With your help, we can take pride in our quality control and maintain a customer-centric-culture to deliver good outcomes. **Regular Oversight**: - CASS -...


  • Leeds, Leeds, United Kingdom Asda Full time

    Job Title: Compliance Programme CoordinatorLocation: Asda HouseEmployment Type: Full timeContract Type: PermanentHours Per Week: 37.5Salary:Competitive salary plus benefits.Category: Compliance/AuditClosing Date: 9 May 2024Are you looking to work for a fast moving, innovative and inspiring retailer? Are you looking for a new career change? We have a great...


  • Leeds, Leeds, United Kingdom NHS Professionals Full time

    About The Role***Do you enjoy meeting people and pride yourself on good customer service?Do you want to support NHS Professionals by placing people into places to care?Please note that this is a 'homebased' position but has a requirement for extensive travel across the South region to visit partner sites that could include some overnight stays on a frequent...


  • Leeds, United Kingdom Eversheds Sutherland Full time

    Region- EMEA - Practice group- International Operations - Office- Leeds - Position type- Permanent - Summary - About Eversheds Sutherland Eversheds Sutherland represents the combination of two firms with a shared culture, values and commitment to client service excellence. We are each known for our commercial awareness and industry knowledge and for...


  • Leeds, Leeds, United Kingdom Front Row Recruitment Full time

    Job DescriptionMy client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements. Duties will include:Supporting the Head of Compliance to ensure the firm meets...


  • Leeds, United Kingdom Front Row Recruitment Full time

    My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements. Duties will include:Supporting the Head of Compliance to ensure the firm meets its regulatory...


  • Leeds, United Kingdom Front Row Recruitment Full time

    My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements. Duties will include: Supporting the Head of Compliance to ensure the firm meets its...


  • Leeds, United Kingdom Front Row Recruitment Full time

    My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements. Duties will include: Supporting the Head of Compliance to ensure the firm meets its...


  • Leeds, United Kingdom Front Row Recruitment Full time

    My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements. Duties will include:Supporting the Head of Compliance to ensure the firm meets its regulatory...


  • Leeds, United Kingdom Front Row Recruitment Full time

    Job Description My client is a highly regarded, successful, established and award winning pensions specialist currently seeking a talented Regulatory specialist to join a newly established team and be a key figure in advising the business regarding regulatory and risk requirements. Duties will include: Supporting the Head of Compliance to ensure the firm...