Legal and Compliance Officer

A Global Private Equity Firm are looking for an experienced Compliance/Regulatory professional to join their team in London. The role will report to the Global General Counsel and Chief Compliance Officer. This will be a diverse role where you will workacross their global business, as well as taking the lead on regulatory aspects across their...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a Risk and Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations...

**THE COMPANY**: Our client is a rapidly growing boutique investment banking firm providing financial services to a range of clients. **THE RESPONSIBILITIES**: - Conducting financial crime and regulatory compliance monitoring in accordance with the firm’s Annual Monitoring Plan (AMP) and Compliance Monitoring Plan (CMP); - Conducting surveillance...

HEAD OF COMPETITION COMPLIANCE MEDIA PLC WEST LONDON HYBRID (c.3 DAYS IN OFFICE) We are looking to recruit a competition law specialist to take on the role of Head of Compliance (Competition) at a top broadcasting and digital plc. While focusing specifically on competition compliance you will also support with the continued design, implementation...

LONDON HEAD OF COMPLIANCE & MLRO 6 MONTH FTC We are assisting a great client of ours who are searching for a Head of Compliance & MLRO to join the team, holding the SMF16 & 17 Function for the firm. The client is a boutique investment bank who have a strong reputation in the emerging markets space, offering their clients a range of banking services. THIS...

**About us** Fraser and Fraser is a small business in London. We are professional and agile, our goal continues to be the leading firm of probate genealogists in the UK Fraser and Fraser, is searching for a motivated and experienced compliance officer to guarantee that our business processes and transactions follow all relevant legal and internal...

Are you a highly skilled and dedicated professional with expertise in Anti-Money Laundering (AML) sanctions and compliance? An exceptional opportunity has arisen for a Risk and Compliance Officer within an International law firm. In this role, you’ll handle a broad range of compliance, conflicts and AML issues and have the chance to handle escalations...

An international law firm is looking for an experienced compliance professional to join their Risk and compliance team to oversee their offices in London. Their ideal candidate is someone who has strong experience of working within a Compliance or risk function within a Law firm, and can work fluently in German and English. Role responsibilities: Working...

They work with some of the quirkiest brands, OMB, HNW, serial entrepreneurs, and affluent individuals, as well as individuals who are in the public eye. This is in part due to how the firm nurtures and developers legal talent. They have an excellent track record when it comes to internal promotions and growing team members from a junior level, through...

An exciting opportunity has come up with an international (multi product) Broker/Trading business, who are looking for someone to join their Compliance team in a broad and generalist compliance role based in London. The role will involve working closely with the front desks, operations, and other members of the Compliance Department to help ensure that the...

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. THE RESPONSIBILITIES: Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Complete necessary sections of Regdata...

THE COMPANY:Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business.THE RESPONSIBILITIES:Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.Complete necessary sections of Regdata reports and...

THE COMPANY: Our client is a market leader the retail brokerage space going through an exciting period of growth. Currently seeking a Chief Compliance Officer to join the Business, THE RESPONSIBILITIES: Act as a member of the Financial Crimes Committee and Risk Management Committee representing Compliance Undertaking a rolling compliance monitoring...

**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services. **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and keeping updated, the departments...

**Legal Cashier** - You will be working at a modern law firm in our offices in the heart of London. **Legal Cashier** - Experience dealing with all aspects of daily accounting, including purchase ledger, client account reconciliations, transfers, disbursements/recharges/expenses, and VAT - Experience dealing with WIP, billing and credit control - Experience...

SENIOR LEGAL COUNSEL, COMPETITION MEDIA PLC 4 DAYS OR FULL TIME WEST LONDON & HYBRID (c.3 DAYS IN OFFICE) We are looking for a talented competition lawyer to join this premium media and communications brand. The Competition and regulatory team supports a broad range of fast-moving businesses and you will enjoy a wide variety of high-quality work and...

THE COMPANY:Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business.THE RESPONSIBILITIES:Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.Complete necessary sections of Regdata reports and...

THE COMPANY:Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business.THE RESPONSIBILITIES:Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.Complete necessary sections of Regdata reports and...

THE COMPANY:Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business.THE RESPONSIBILITIES:Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.Complete necessary sections of Regdata reports and...

THE COMPANY: Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business. THE RESPONSIBILITIES: Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries. Complete necessary sections of Regdata...