Compliance Assistant

**Hybrid Working Available!** **£ SALARY: COMPETITIVE with an excellent benefits package** An exciting opportunity has arisen to join a boutique investment management company as they seek an Assistant Compliance Officer to support their Financial Planning Compliance Team. You will be working to promote a strong compliance culture across the...

Job Advert **The Role**: The role will involve routine tasks which require precision and the ability to meet deadlines; and the ability to react to changes in regulation. Organisational and communication skills will be needed to perform this role. **Responsibilities**: - Part of the small team Verifying bank accounts using the sort code checker - Carrying...

Are you a meticulous individual with a passion for ensuring regulatory compliance? Do you hold a CAMS qualification and aspire to embark on a career in the dynamic field of compliance? If so, we have an exciting opportunity for you! Ready to make your application Please do read through the description at least once before clicking on Apply. Join our...

Are you a meticulous individual with a passion for ensuring regulatory compliance? Do you hold a CAMS qualification and aspire to embark on a career in the dynamic field of compliance? If so, we have an exciting opportunity for you! Ready to make your application Please do read through the description at least once before clicking on Apply. Join our...

Are you a meticulous individual with a passion for ensuring regulatory compliance? Do you hold a CAMS qualification and aspire to embark on a career in the dynamic field of compliance? If so, we have an exciting opportunity for you!Check below to see if you have what is needed for this opportunity, and if so, make an application asap.Join our esteemed client...

Are you a meticulous individual with a passion for ensuring regulatory compliance? Do you hold a CAMS qualification and aspire to embark on a career in the dynamic field of compliance? If so, we have an exciting opportunity for youCheck below to see if you have what is needed for this opportunity, and if so, make an application asap.Join our esteemed client...

Job Introduction We have an exciting opportunity for an food safety and compliance assistant to join our Product and Trading Standards team. With our ever growing product range, this is an important role in a team that is responsible for ensuring the products we sell are safe, compliant with current legislative requirements and quality standards, and...

Seven Resourcing are currently recruiting a Compliance Coordinator to start a new role in Liverpool for one of our clients. You will support the Building Safety Department by co-ordinating compliance activity and administering compliance systems and maintenance and services contracts, to ensure adherence to statutory and regulatory requirements, providing...

Our client, a successful Investment Management firm, are looking for an experienced Senior Compliance professional to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a compliance and regulatory nature are appropriately...

Our client is a wealth management business who have enjoyed a period of sustained growth and continue to have a unique and successful business model. This growth has included an increase in Financial Adviser population, and they now require a further compliance consultant in support. The compliance consultant will support their advice function with duties...

Our client is a wealth management business who have enjoyed a period of sustained growth and continue to have a unique and successful business model. This growth has included an increase in Financial Adviser population, and they now require a further compliance consultant in support. The compliance consultant will support their advice function with duties...

**BettingJobs** are currently recruiting for a compliance manager to work with a well-established sportsbook based in their Liverpool office. **While ensuring that**: - The Company complies with its obligations under the Gambling Act 2005 - Its products are protected from theft, fraud, illegal use and other forms of abuse - Its customers are treated in a...

Reporting directly into the Group Head of Marketing, you will be responsible for the on-boarding new clients. The current position they are recruiting for itself is a Compliance Administrator which effectively houses 3 internal disciplinaries who overseeeach individual parts of the client's claim process **Client Details** Our client having been one of the...

Compliance Administrator - Permanent - Liverpool City Centre **About Our Client**: Our client having been one of the largest current growing law firms within the country, who are going through an extremely exciting period of growth, having just opened their 3rd office in another major city, this being Liverpool city centre. The firm have fantastic...

Compliance Administrator Hours: Monday - Friday, 9am-5pm, 1 hour lunch break I am currently recruiting for a Compliance Administrator for a nationwide company based in one of their biggest offices in St Helens, to complete all necessary administration to support all areas of the business. Updating incepted policy/final certificate excel...

Compliance Administrator Salary: £23,000.00 Location: St Helens Hours: Monday - Friday, 9am-5pm, 1 hour lunch break I am currently recruiting for a Compliance Administrator for a nationwide company based in one of their biggest offices in St Helens, to complete all necessary administration to support all areas of the business. Duties include: ...

Kingdom Services Group have an excellent opportunity for an experienced Compliance Centre Officer to join our established and successful National Command and Support Centre. Reporting directly into the Head of Compliance. Where : Kingdom House Newton le Willows, Merseyside WA12.  When: We’re looking to get the right person in to the team ASAP!...

Compliance Administrator Salary: GBP23,000.00 Location: St Helens Hours: Monday Friday, 9am-5pm, 1 hour lunch break I am currently recruiting for a Compliance Administrator for a nationwide company based in one of their biggest offices in St Helens, to complete all necessary administration to support all areas of the business. Duties...

This role offers an exciting opportunity to work within the Faculty of Science and Engineering's Compliance and Operations Team. Reporting to the Safety, Risk and Compliance Manager (SRCM) and ultimately responsible to the Faculty Head of Compliance and Operations, your principal role will be to assist in providing monitoring, oversight and coordination of...

**Annual salary of £25,000 (FTE)**: - ** Permanent role**: - ** Full-time (40 hours) **Mon - Fri / 8:30am - 4:30pm - ** Aintree office base** **Proposed Interview Date**:Monday 11th September 2023 **The role** - Checking post-installation documents for accuracy, completeness, compliance - Recording accurately all aspects of submissions for monitoring...