Legal Risk and Compliance Executive

2 days ago


Crouch End, United Kingdom Morgan Spencer Full time

**Legal Risk and Compliance Executive**
**£30,000**
**West End**
My client are a global law firm with a London presence in the heart of the west end, with a strong presence in the legal sector spanning multiple practice areas.
The client are looking for a Compliance Assistant to join an established team of 7.
**Role**:
You will be working closely with Head of Risk & Compliance, Risk & Compliance Manager as well as 1 other Compliance Assistant and must have strong knowledge of opening new client matters
Additional Responsibilities will include
- Opening New Client Matters
- Opening new clients and matters on the firm’s system;
- Carrying out KYC with the addition of risk analysis relating to each client, ensuring all new clients are appropriately vetted and checks carried out in line with the firm's compliance requirements;
- Reopening matters on the firm’s system
- Supporting the Risk & Compliance Manager and Compliance Officer on day-to-day tasks and projects (both new and ongoing)
- Assisting the COO, Risk & Compliance Manager and Head of Risk & Compliance with the development of the firm's AML processes and procedures;
**Person Specification**:

- Good working knowledge of CMS Adherant Expert
- At least 6-12 months experience of working within a busy AML Role

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Morgan Spencer Limited, registered in England & Wales No: 4254114



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