Compliance Manager
4 weeks ago
Compliance Manager - Financial Services - Policy and Governance
You will primarily be supporting the Head of Compliance (Policy and Governance) to ensure that both our current and future systems, processes and procedures deliver fair customer outcomes and ensuring that we meet regulatory requirements at all times.
**Responsibilities**:
Support the development and maintenance of systems, procedures and processes to ensure that our Appointed Representative firm meet the regulatory requirements
- Use critical evaluation skills to identify areas of compliance risk
- Identify areas of improvement to policy, process and procedures across the business and produce a project plan to support and execute change
- Carry out horizon scanning to ensure the business proactively reacts to regulatory change
- Assist in the collation and submission of regulatory returns
- Support the business with any projects as required
- Work closely with other members of the Compliance function to ensure a joined-up approach
- Assist in the creation of reports to Senior Management
- Contribute to SME groups in respect of changes and enhancements planned to support business strategy initiatives e.g., tech development
- Promote effective working relationships with key stakeholders to deliver business requirements - for example L&D, Sales and Business Owners
- Escalation of areas of concern to avoid brand damage and breach of FCA Regulations
- Maintain effective working practices in line with the regulatory framework
- Contribute to compliance organisational strategies
- Maintain robust and effective compliance controls within the company
- Demonstrate a strong commercial and business focussed approach with strong judgement and integrity
- Contribute to a culture of compliance across the group
- Represent the Head of Compliance (Policy and Governance) in their absence and as required at external meetings
Skills & Requirements
- Effective time management to drive efficiencies
- Able to demonstrate building effective relationships with key stakeholders
- Able to demonstrate good problem-solving skills, proposing effective solutions
- Use good judgement and self-sufficiency at all times to enable sound decision making
- Proactive monitoring of processes to develop more streamlined solutions
- Ability to communicate at all levels with professionalism and integrity
- Use investigative skills to easily identify areas of regulatory risk
-
Compliance Manager
20 hours ago
Derby, Derbyshire, United Kingdom K3 Capital Group Full timeTo to unprecedented growth and expansion, Randd are now seeking to hire an experienced R&D Tax Compliance Consultant / Manager. Your primary responsibility is to assist clients in maximising their Research and Development (R&D) tax incentives and ensuring compliance with relevant tax regulations. You will work closely with clients from various industries,...
-
Safety & Compliance manager
1 week ago
Chesterfield, Derbyshire, United Kingdom WOODSTOCK RECRUITMENT LIMITED Full timeA well established manufacturer of consumer chemical products are currently looking to hire a Safety and Compliance manager to their team. Reporting to the Technical Director and working closely with the R&D team, the successful applicant will bring with them relevant experience within health, safety and complaince, ideally from the chemical manufacturing...
-
Safety & Compliance Manager (Permanent)
2 weeks ago
Chesterfield, Derbyshire, United Kingdom WOODSTOCK RECRUITMENT LIMITED Full timeA well established manufacturer of consumer chemical products are currently looking to hire a Safety and Compliance manager to their team. Reporting to the Technical Director and working closely with the R&D team, the successful applicant will bring with them relevant experience within health, safety and complaince, ideally from the chemical manufacturing...
-
Safety & Compliance manager (Permanent)
2 weeks ago
Chesterfield, Derbyshire, United Kingdom WOODSTOCK RECRUITMENT LIMITED Full timeA well established manufacturer of consumer chemical products are currently looking to hire a Safety and Compliance manager to their team. Reporting to the Technical Director and working closely with the R&D team, the successful applicant will bring with them relevant experience within health, safety and complaince, ideally from the chemical manufacturing...
-
Safety & Compliance Manager (Hybrid Working)
1 week ago
Chesterfield, Derbyshire, United Kingdom WOODSTOCK RECRUITMENT LIMITED Full timeA well established manufacturer of consumer chemical products are currently looking to hire a Safety and Compliance manager to their team. Reporting to the Technical Director and working closely with the R&D team, the successful applicant will bring with them relevant experience within health, safety and complaince, ideally from the chemical manufacturing...
-
HR & Compliance Partner
6 days ago
Chesterfield, Derbyshire, United Kingdom Michael Page Full timeWe're looking for a dedicated HR Field Operations Partner to oversee the human resources operations in our Chesterfield and Bradford manufacturing sites with approx 260 employees. The successful candidate will be responsible for implementing HR strategies, managing employee relations, and ensuring compliance with labour laws. Our client is a...
-
Head of Facilities, Safety and Compliance
2 weeks ago
Chesterfield, Derbyshire, United Kingdom Michael Page (UK) Full timeOur client is an esteemed industrial manufacturing organisation based in Chesterfield, United Kingdom. Employing over 200 talented individuals, it stands as a leader in its field, consistently delivering high-quality products to a diverse range of clients. Manage and oversee all health and safety protocols within the company. Coordinate facilities...
-
Regional Director of Quality and Compliance
5 days ago
Derby, Derbyshire, United Kingdom Brook Street Social Care Full timeJob Title: Regional Manager - Charitable Service Location: East Midlands - Hybrid working however you will need to visit sites within the East Midlands We are a dynamic and impactful charitable service dedicated to improving lives and communities across the East Midlands. The Regional Manager will lead and coordinate our programs, manage staff, foster...
-
Regional Director of Quality and Compliance
2 days ago
Derby, Derbyshire, United Kingdom Brook Street Social Care Full timeJob Title: Regional Manager - Charitable Service Location: East Midlands - Hybrid working however you will need to visit sites within the East Midlands We are a dynamic and impactful charitable service dedicated to improving lives and communities across the East Midlands. The Regional Manager will lead and coordinate our programs, manage staff, foster...
-
Regional Director of Quality and Compliance
4 days ago
Erewash, Derbyshire, United Kingdom Brook Street Social Care Full timeJob Title: Regional Manager - Charitable Service You will join a dynamic, leading charitable provider dedicated to improving lives and communities across the East Midlands. With a passionate team and a commitment to making a difference, they strive to create lasting change in the lives of those they support within housing, homelessness, mental health and...
-
Transport Manager
1 month ago
Derbyshire, United Kingdom Bis Henderson Full timeTitle: Transport Manager **Salary**: £45k - £50 Location: Pinxton You will be required to: - Manage a European logistics operation - Manage the performance of your departments, liaise with the Logistics management team and other functional areas to ensure exceptional service is provided to our customers and operational queries are resolved in a timely...
-
Senior Trading Standards Officer
1 month ago
Hackney, Derbyshire, United Kingdom Service Care Solutions Full timeJob Advertisement: Senior Trading Standards Officer Location: Hackney Trading Standards Section 38 per hour Hackney Trading Standards Section is seeking a forward-thinking Senior Trading Standards Officer to join our dynamic team. In this role, you will play a vital role in ensuring compliance with a wide range of Trading Standards Legislation,...
-
Management Accountant
1 month ago
Derbyshire, United Kingdom ABPM Recruitment Ltd Full time**£30,000 to £40,000 plus Benefits** **Derbyshire, East Midlands** Are you seeking intellectual nourishment, something to tempt your career aspirations? Have you already gained some management accounting experience but want more exposure to develop your talents? As Management Accountant you will support the ambitious growth of this thriving multi-site...
-
Project Manager
1 month ago
Derbyshire, United Kingdom Red Snapper Group Full timeRSR is a public safety & enterprise security recruitment specialist. We assist public safety employers find the right talent.We assist all employers when they want to source public safety and enterprise security skills and experience. RSR Public Safety are currently recruiting on behalf of our policing client based in Ripley, Derbyshire for a Project...
-
QA Manager
17 hours ago
Derbyshire, United Kingdom SF Recruitment Full timeQuality Assurance Manager £45,000 + Manufacturing & Supply Chain Derby Hybrid working Occasional oversees travel (two to three times a year) The Engineering & Manufacturing division of SF Recruitment is currently recruiting for an experienced QA Manager to be part of an expanding team with a well-established business within the tool and equipment...
-
Payroll Manager
3 weeks ago
Derbyshire, United Kingdom SF Recruitment Full timeSF Recruitment are working with a fantastic business in South Derby who are looking to recruit for a Payroll Manager. The role will be initially office based whilst training, but when settled after 3 months hybrid working is accepted with two days from home maximum. The role is for as business that are undergoing a growth phase, so we are looking for an...
-
Payroll Manager
3 weeks ago
Derbyshire, United Kingdom SF Recruitment Full timeSF Recruitment are working with a fantastic business in South Derby who are looking to recruit for a Payroll Manager. The role will be initially office based whilst training, but when settled after 3 months hybrid working is accepted with two days from home maximum. The role is for as business that are undergoing a growth phase, so we are looking for an...
-
Senior Site Manager
16 hours ago
Derbyshire, United Kingdom HAYS Full timeSENIOR SITE MANAGER NEEDED IN SNARESTONE DERBYSHIRE Your new company As a Senior Site Manager, you will play a pivotal role in overseeing the successful delivery of a water project in Snarestone Derbyshire. Your leadership, technical expertise, and attention to detail will be critical in ensuring the project is completed on time, within budget, and to the...
-
Senior Global Product Stewardship Manager
4 weeks ago
Derbyshire, United Kingdom NonStop Consulting Ltd Full timeGlobal Product Stewardship Manager - Speciality Chemicals In a Global Regulatory position working with regulatory strategy and compliance for the business, this is an opportunity working with speciality chemicals in a niche field. Our client is a growing organisation within it's field and providing a platform toget your name on the map within a niche field...
-
Housing Manager
4 weeks ago
Derbyshire Dales, Derbyshire, United Kingdom BDS (Northern) Limited Full timeBDS are currently recruiting for an experienced Housing manager to cover a retirement living service based in Wirksworth. The service is mixed tenure, knowledge of managing Leasehold and rented properties is essential . We are looking for someone with a friendly and happy demeanour to be the first point of contact for the residents of the service. Speaking...