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Compliance Monitoring Officer
3 weeks ago
Reputable financial services business
- Permanent opportunity
**About Our Client**:
One of the region's most reputable businesses, the company has a long term vision to continue as a leader in its industry and continue growing through acquisition, digital transformation and recruiting the best talent.
Due to it's growth, they are now looking to recruit a Compliance Monitoring Officer due to a promotion within the team. In this role, you will be responsible for providing both compliance monitoring and assurance support. Day to day objectives include:
- Supporting the delivery of the annual compliance monitoring plan through thematic and focused monitoring reviews
- Testing key business processes and controls to determine whether they comply with applicable regulations and legislation
- Embedding and promoting a strong compliance culture across the business through effectively engaging with key business stakeholders in respect of their regulatory obligations
- Presenting findings of reviews and agree remedial actions with stakeholders
- Providing accurate and timely updates on monitoring activity that will be included in compliance MI packs
- Ensuring work is completed to a high standard of delivery and accuracy
- Keeping updated on changes to regulatory requirements, new legislation and codes of practice
- Working collaboratively with wider compliance function to ensure consistency of best practice
- Advising the wider business on regulatory responsibilities and promoting a strong compliance culture
**The Successful Applicant**:
- Experience working in a compliance function, ideally within financial services
- Solid regulatory experience and knowledge, particularly around FCA
- Strong organisation skills, ability to plan and prioritise
- Strong attention to detail, with inquisitive and analytical mind set
- Working knowledge of CRMs
- Excellent IT literacy
**What's on Offer**:
The organisation works towards to become an employer of choice through building a diverse, equal and inclusive work place, and developing staff through extensive training programmes and support both professionally and personally. As well as this, the company also offers:
- Company pension scheme
- Private medical insurance
- Life assurance
- Share scheme
- Income protection
- 25 days holiday
- Hybrid working
- 35 hour week
- Contact
- Martin Christian
- Quote job ref
- JN-012023-5917790
- Phone number
- +44 151 255 3777
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