Compliance Monitoring Officer

3 weeks ago

Manchester, United Kingdom First Central Services Full time

Haywards Heath or Manchester Salary: £32,000 to £40,000 depending on experience Department: We’re First Central Insurance & Technology Group (First Central for short), an innovative, market-leading insurance company. Data drives us. It fuels our outstanding distribution, finance, technology and legal services. Our underwriting skills are built on data expertise; But, it’s the people inside and outside our business that power us. They make us stand out, help us succeed. Independent, detail-oriented, self-motivated, organised, proactive, flexible, confident, strives to deliver performance targets - sound like you?
Are you a whizz at all things technical and regulatory? Do you love working out risks and keeping things on the straight and narrow? Are you on first-name terms with the Financial Conduct Authority (FCA), European Insurance and Occupational Pensions Authority (EIOPA), and Guernsey Financial Services Commission (GFSC)? Your mission, should you choose to accept it, involves supporting our business to manage regulatory risk. Are you ready to be our next Compliance Monitoring Officer. You'll help us stay within our risk appetite (yes, businesses have appetites too) through the effective delivery of our Compliance Monitoring Plan (CMP). This means you'll be assessing and assuring our compliance with key rules, regulations, principles, and practices.
Plus, you'll be help us stay compliant with all relevant standards and regulations.
Working flexibly, you'll spend most of your time working from home, with a couple of days a month in the office (so living close to Haywards Heath, West Sussex or Salford Quays , Manchester would be perfect). But of course, it’s your choice - if you prefer to be in the office more - that's good with us too.

Understand Risk Management principles and their application
Monitor own progress against the Compliance Plan (CMP), report on this to the GCMM on a monthly basis and refine flexible aspects of the Plan in line with risk profile of the relevant functions
Provide effective feedback to management with regard to this monitoring activity, gathering evidence to confirm that any remedial action required is completed
Produce Compliance Monitoring Reports, proposing actions and resolutions for findings for submission to senior management and relevant management
Report on progress against Compliance recommendations to the GCMM and to escalate any concerns with timely responses, as necessary, to senior management
Support the GCMM in the completion of compliance reviews of FCIM’s outsourced suppliers, where relevant
Support independent reviews of the control environment, particularly adherence to procedures and mitigation of regulatory risks and issues by management
Support the business with the review of Core Processes to ensure adherence to the Process Governance Framework
Ensure compliance with company and other relevant standards/ regulations at all times (including TCF)

Excellent at building and maintaining relationships
Report writing to a high standard
Competent use of IT and software (i.e. Excel, Word and Powerpoint)
A flexible approach and positive attitude
Strives to deliver performance targets and drive business improvements to contribute to the success of the business
Simply Health Cash plan. Reclaim the cost of your eye tests, dental appts, physiotherapy and more
Flexible Bank Holidays
Eight flexible bank holidays; Electric Car Scheme
Plug into our Electric Car Scheme for a deal with insurance, road tax and servicing
Flexible Working
We’re flexible; most roles let you mix office and home working.

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