Head of Compliance
3 weeks ago
Our client is seeking a Head of Risk & Compliance to join their business.
In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards.
Your responsibilities in this role would include:
- Spearheading the development and implementation of the firm’s risk management framework and compliance program
- Advising and providing guidance to senior stakeholders on risk and compliance issues
- Vigilantly monitoring the firm’s compliance with relevant regulations, policies, and laws, reporting any issues/concerns to senior stakeholders
- Conducting audits to identify areas for improvement in the firm’s quality and risk management systems
Additionally, you will need some or all of the following qualifications and experience:
- Experience leading the development, implementation, and maintenance of compliance programs and risk frameworks
- Sound knowledge of relevant laws and regulations, such as those relating to data protection, financial services, and anti-money laundering
- Strong interpersonal and communication skills, being able to effectively provide clear and concise guidance and advice to senior stakeholders and other staff
- Qualified Solicitor (desirable)
Please apply with a copy of your CV to be considered for this role.
Thank you.
-
Head of Compliance
3 days ago
Greater Manchester, United Kingdom AJ Fox Compliance Full timeJob Description Our client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Your responsibilities in this role would...
-
Head of Compliance
3 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Your responsibilities in this role would include: ...
-
Head of Compliance
3 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a Head of Risk & Compliance to join their business.In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards.Your responsibilities in this role would include:Spearheading...
-
Head of Compliance
3 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a Head of Risk & Compliance to join their business.In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards.Your responsibilities in this role would include:Spearheading...
-
Head of Compliance
3 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Your responsibilities in this role would include: ...
-
Head of Compliance
2 weeks ago
Greater Manchester, United Kingdom AJ Fox Compliance Full timeJob Description Our client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Your responsibilities in this role would...
-
Head of Compliance
2 weeks ago
Manchester, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Your responsibilities in this role would include: Spearheading...
-
Head of Compliance
6 days ago
Manchester, United Kingdom AJ Fox Compliance Full timeOur client is seeking a Head of Risk & Compliance to join their business.Scroll down the page to see all associated job requirements, and any responsibilities successful candidates can expect.In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the...
-
Head of Compliance
3 weeks ago
Manchester, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a Head of Risk & Compliance to join their business.In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards.Your responsibilities in this role would include:Spearheading...
-
Head of Compliance
2 weeks ago
Manchester, United Kingdom AJ Fox Compliance Full timeJob DescriptionOur client is seeking a Head of Risk & Compliance to join their business.Apply fast, check the full description by scrolling below to find out the full requirements for this role.In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the...
-
Deputy Head of Compliance
1 week ago
Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Applying for this role is straight forward Scroll down and click on Apply to be considered for this position.We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Designated...
-
Deputy Head of Compliance
2 weeks ago
Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out...
-
Deputy Head of Compliance
2 weeks ago
Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingCarry out regulatory and...
-
Deputy Head of Compliance
2 weeks ago
Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingCarry out regulatory and...
-
Deputy Head of Compliance
2 weeks ago
Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reportingCarry out regulatory and...
-
Senior Compliance Monitoring
3 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Spearheading the development and implementation of the...
-
Senior Compliance Monitoring
3 weeks ago
Greater Manchester, United Kingdom AJ FOX COMPLIANCE Full timeOur client is seeking a Head of Risk & Compliance to join their business. In this broad and exciting role, you will be responsible for ensuring that the firm complies with all relevant legislation and regulations, managing risks to the business, and monitoring the firm’s professional standards. Spearheading the development and implementation of the...
-
Deputy Head of Compliance
5 days ago
City of London, Greater London, United Kingdom Compliance Professionals Full timeWe have been instructed by an international corporate & specialist finance bank who has their European hub in London. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting • Carry out regulatory and various other legal compliance (including AML, ABC, anti-fraud, DPA) advisory, monitoring and ad hoc activities, in...
-
Deputy Head of Compliance
5 days ago
City of London, Greater London, United Kingdom Compliance Professionals Full timeWe have been instructed by an international corporate & specialist finance bank who has their European hub in London. Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting • Carry out regulatory and various other legal compliance (including AML, ABC, anti-fraud, DPA) advisory, monitoring and ad hoc activities, in...
-
Deputy Head of Compliance
5 days ago
City of London, Greater London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Applying for this role is straight forward Scroll down and click on Apply to be considered for this position. We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES: Designated...