Interim Regulatory Reporting Manager Broker
3 weeks ago
Senior Regulatory Reporting Accountant (IB/Broking/Capital Markets)
We are currently partnering with a boutique investment banking and securities brokerage firm who are searching for 2nd in command in their regulatory reporting department.
This will initially be an interim role with the possibility of moving to permanent in the near future, but the business want to get someone in situ quickly. It is a pivotal role in that you will be accountable for regulatory policy and automation of reportingso there will be lot of interaction with key stakeholders in the business and will have a strong influence on shaping the future.
Hybrid working - currently 3 days a week in the office
Key responsibilities will include but will not be limited to:
- Preparation and review of the monthly and quarterly regulatory capital returns to the FCA (Both IFPR and FCA returns)
- Reviewing new prudential rules and regulatory policy and monitoring regulatory reporting updates which may affect the firm
- Acting as the conduit between the technology team, finance and regulatory reporting team to drive automation and enhancement of reporting
- Provide Pillar III reporting
- Support the ICARA process
- Daily regulatory monitoring
- Some management and supervision of junior members of the regulatory reporting team
- Qualified Accountant (highly preferable)
- 7+ years of working within the regulatory capital reporting at an investment bank / brokerage or similar so that you comprehend the regulatory rules that apply
- Have a strong understanding of IFPR & FCA returns
- Strong comprehension of financial instruments
- A self-starter and strong communicator
- Available to start at short notice
If you feel you have the skills and experience for this position and it sounds appealing then please get in touch
Duration: 3-6 month contract / possibility to go permanent
Day Rate: £500-550 per day via umbrella
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