Regulatory Reporting
2 weeks ago
**Location: London Area, United Kingdom**:
**Salary: Competitive**:
**Permanent**:
Regulatory Reporting - Financial Services
**About**:
A leading Tier 1 Asset management firm, widely recognized for its commitment to excellence and innovation. With a rich history of success, they continue to push the boundaries of what’s possible in the dynamic world of finance. The team is composed of talented professionals who thrive in a collaborative and fast-paced environment, dedicated to delivering outstanding results.
**Job Overview**:
**Key Responsibilities**:
**You will be responsible for**:
- Monitoring the firm’s regulatory reporting obligations, including MiFID II trade and transaction reporting, short sale reporting, long position reporting, and REMIT reporting.
- Managing regulatory reporting changes, collaborating with Legal & Compliance to interpret rule changes, writing requirements for implementation, and project managing key deliverables.
- Assessing regulatory reporting risks continuously and implementing or enhancing controls as necessary.
- Documenting and implementing processes and procedures for monitoring compliance across transaction reporting regimes.
- Building and managing Management Information (MI) and reporting processes to track control failures and resolution times.
- Assisting with the resolution of failed, inadequate, or missing controls.
- Staying current on the regulatory reporting landscape and ensuring the Operations department’s full compliance with regulatory requirements.
**Qualifications/Skills Required**:
**To be successful in this role, you should have**:
- A project management skill set.
- Exposure to regulatory reporting, preferably MiFID and/or MAS.
- Proven understanding of regulatory reporting obligations and their impact on Operations.
- Good knowledge of financial instruments across equities, fixed income, and commodities.
- The ability to prioritize in a fast-moving, high-pressure, and constantly changing environment.
- Excellent communication and interpersonal skills.
- Strong organizational and problem-solving skills.
- Knowledge of SQL, Alteryx & Tableau.
- Advanced MS Office skills, including Excel, PowerPoint, and Word.
- The ability to manage a range of stakeholders.
- A collaborative and team-oriented mindset with a strong willingness to participate and help others.
**Recruiter: Connie Brownhill**:
-
Regulatory Reporting
16 hours ago
London, United Kingdom BRUIN Financial Full timeTemporary - London, **Ref**: 33831 A leading Investment Bank is looking for an experienced Regulatory Reporting professional to join their Regulatory Reporting team in London for a 12-month contract. **Responsibilities**: - Producing prudential regulatory reports in an effective and timely manner for EMEA Capital Markets entities - Accurately producing...
-
Regulatory Reporting Manager
3 weeks ago
London, United Kingdom Mangopay UK Limited Full timeWe are seeking a highly skilled and detail-oriented Regulatory Reporting Manager to join our team. The successful candidate will play a crucial role in ensuring compliance with financial regulatory obligations and requirements (Statistical and Financial) in Luxembourg, France, Germany, Spain and the UK. The role involves managing the statistical reporting...
-
Regulatory Reporting Manager
16 hours ago
London, United Kingdom Inventum Group Full timeOur client who is a SME bank are looking for a **Regulatory Reporting Manager** to take ownership of the Regulatory Reporting function of the Bank in London. The role will be required to prepare and submit all monthly and quarterly regulatory returns. There are several initiatives in progress to improve regulatory reporting and the role will lead on those....
-
Regulatory Reporting Officer
7 days ago
London, United Kingdom Barbara Houghton Associates Full timeOur client an international bank are looking for an experienced Regulatory Reporting Officer to assist the Accounts Manager in all accounting projects and reporting requirements. The Regulatory Reporting Oficer will be responsible for activities relating to regulatory reporting. Responsibilities include: - Undertake completeness, accuracy and validity of...
-
Regulatory Reporting Analyst
Found in: beBee jobs GB - 3 weeks ago
London, Greater London, United Kingdom Gresham Hunt Full timePosition: Regulatory Reporting AnalystReporting to: Head of Regulatory ReportingDepartment: Finance & TreasuryLocation: London/HybridOverview: Our client, a leading financial institution based in London, is currently seeking a Regulatory Reporting Analyst to join their dynamic team. The successful candidate will play a pivotal role in ensuring accurate and...
-
Regulatory Reporting Accountant
Found in: Talent UK 2A C2 - 2 weeks ago
London, United Kingdom Gresham Hunt Full timePosition: Regulatory Reporting AnalystReporting to: Head of Regulatory ReportingDepartment: Finance & TreasuryLocation: London/HybridOverview: Our client, a SME Bank based in London, is currently seeking a Regulatory Reporting Analyst to join their dynamic team. The successful candidate will play a pivotal role in ensuring accurate and timely regulatory...
-
Regulatory Reporting Accountant
3 weeks ago
London, United Kingdom Gresham Hunt Full timeRegulatory Reporting Manager London/ Hybrid £85,000 + Bonus + Benefits Gresham Hunt are pleased to be partnered with an impressive start up supporting them in theirsearch for a Regulatory Reporting Managerto join theirdynamic team. This is a hybrid role based out of the London Head office working as part of a collaborative and outgoing team. As a...
-
Regulatory Reporting
2 weeks ago
London, United Kingdom eFinancialCareers Full timeRegulatory Reporting: Prepare Large Exposure Monitoring for cash accounts. Prepare CASS Reporting and Reconciliations in accordance with CASS Handbook. Assist in implementation MIFIDPRU rules under IFPR. Prepare returns for submission to the FCA in accordance with the MIFIDPRU handbook under IFPR. Prepare other Financial Reporting to FCA. Prepare the...
-
Regulatory Reporting Accountant
2 days ago
London, United Kingdom High Finance (UK) Limited TA HFG Full timeA London market insurance business are looking for a Regulatory Reporting Accountant to join their finance department to assist the Regulatory Reporting team to ensure the timely, complete and accurate completion and submission of various regulatory returnsand financial statements to our internal and external customers The main responsibilities of this...
-
Regulatory Risk Reporting
7 days ago
London, United Kingdom eFinancialCareers Full time**Key Responsibilities** - Support business readiness plans for the RWA/consolidation teams - Ensure that issues identified have well laid out remediation plans and owning the procedure to sign off from the Directors. - Present testing outcomes to the BAU VPs for sign off - Interfacing with the Project teams to help develop the plans for reg change delivery...
-
Regulatory Reporting Officer
5 days ago
London, United Kingdom Havin Bank Full time**Regulatory Reporting Officer** A International Bank are looking for an experienced Regulatory Reporting Officer to assist the Accounts Manager in all accounting projects and reporting requirements. You will be responsible for activities relating to regulatory reporting. Responsibilities include: - Undertake completeness, accuracy and validity of...
-
Regulatory Reporting
2 weeks ago
London, United Kingdom Eximius Finance Full timeRegulatory Reporting: Prepare Large Exposure Monitoring for cash accounts. Prepare CASS Reporting and Reconciliations in accordance with CASS Handbook. Assist in implementation MIFIDPRU rules under IFPR. Prepare returns for submission to the FCA in accordance with the MIFIDPRU handbook under IFPR. Prepare other Financial Reporting to FCA. Prepare the...
-
Regulatory Reporting Manager
3 weeks ago
London, United Kingdom Mangopay UK Limited Full timeJob Description We are seeking a highly skilled and detail-oriented Regulatory Reporting Manager to join our team. The successful candidate will play a crucial role in ensuring compliance with financial regulatory obligations and requirements (Statistical and Financial) in Luxembourg, France, Germany, Spain and the UK. The role involves managing the...
-
Regulatory Reporting Associate
16 hours ago
London, United Kingdom Danos Group Full timeOur Client, a UK Based Quant Hedge Fund, are looking for a regulatory reporting specialist to join their growing firm in a new Regulatory Reporting team on a permanent basis. Responsibilities: Assisting the team with day-to-day operations of regulatory reporting– Short Selling Disclosure, REMIT, EMIR, MAS, Transaction Reporting etc Improve reporting...
-
Regulatory Reporting
2 weeks ago
London, United Kingdom eFinancialCareers Full timeThis is a diverse and high-profile role where you will act as a lynchpin between Finance and IT withfurther stakeholder interaction with Risk Management, Legal and Operations. Key deliverables for this role are focussed on the development and improvement of regulatory systems to support high-level change and deliver against new reporting requirements driven...
-
Regulatory Reporting Accountant
Found in: beBee jobs GB - 3 weeks ago
London, Greater London, United Kingdom myGwork Full timeThis inclusive employer is a member of myGwork - the largest global platform for the LGBTQ+ business community. The Team: Morningstar's Finance team is responsible for accounting, financial planning and analysis of the company's financial results, ensuring adherence to local statutory requirements, and compliance with relevant regulatory bodies (FCA, etc.)....
-
Regulatory Reporting Accountant
3 weeks ago
London, United Kingdom Morningstar, Inc. Full timeThe Team: Morningstar's Finance team is responsible for accounting, financial planning and analysis of the company's financial results, ensuring adherence to local statutory requirements, and compliance with relevant regulatory bodies (FCA, etc.). The team works closely with our business groups to provide them with timely and insightful...
-
Regulatory Reporting Accountant
Found in: Talent UK C2 - 3 weeks ago
London, United Kingdom Morningstar Full timeThe Team: Morningstar’s Finance team is responsible for accounting, financial planning and analysis of the company’s financial results, ensuring adherence to local statutory requirements, and compliance with relevant regulatory bodies (FCA, etc.). The team works closely with our business groups to provide them with timely and insightful information for...
-
Regulatory Reporting Officer
2 weeks ago
London, United Kingdom eFinancialCareers Full timeResponsibilities: - Undertake completeness, accuracy and validity of regulatory reporting data quality by independently validating various Regulatory Reporting processes and controls from transaction capture through to final regulator reporting. - Conducting walkthroughs, assessing the internal control environment by performing controls and substantive...
-
Regulatory Reporting Accountant
Found in: Appcast UK C C2 - 2 weeks ago
London Area, United Kingdom Gresham Hunt Full timePosition: Regulatory Reporting AnalystReporting to: Head of Regulatory ReportingDepartment: Finance & TreasuryLocation: London/HybridOverview: Our client, a SME Bank based in London, is currently seeking a Regulatory Reporting Analyst to join their dynamic team. The successful candidate will play a pivotal role in ensuring accurate and timely regulatory...