Broker Compliance Manager

Reporting into the Group Head of Compliance, you will be a key member of the compliance function, the role holder will contribute to enhancing, embedding and maintaining the Company’s compliance framework. The role holder will be self-motivated, well-organised and enthusiastic about contributing to the success of a rapidly growing business. This is an...

Reporting into the Group Head of Compliance, you will be a key member of the compliance function, the role holder will contribute to enhancing, embedding and maintaining the Company’s compliance framework. The role holder will be self-motivated, well-organised and enthusiastic about contributing to the success of a rapidly growing business. This is an...

**THE COMPANY**: Our client is a subsidiary of an international bank, providing capital market and securities trading services. **THE RESPONSIBILITIES**: - To support the Head of Compliance & MLRO as part of team to cover all aspects of the Compliance Monitoring Program, including AML & KYC and other regulatory issues that affect the Company. - To...

This role is with a specialist Lloyd's insurance brokerage, one that specialises in a niche, highly-interesting area of the market. The current compliance officer is moving into a new position with the business and as such, is hiring for her replacement to take the lead on all compliance matters. The main duty of the role in the first year is to devise and...

Miryco Consultants is working with a market-leading speciality insurance broker who are looking for a Senior Monitoring Officer to join their Compliance team. Development, implementation and maintenance of the CMF and CMP. Conduct thematic reviews for the business. Review, advise and deliver on assigned projects. 3+ years' experience working in...

Reporting into the Group Head of Compliance, you will be a key member of the compliance function, the role holder will contribute to enhancing, embedding and maintaining the Company’s compliance framework. The role holder will be self-motivated, well-organised and enthusiastic about contributing to the success of a rapidly growing business. This is an...

Reporting into the Group Head of Compliance, you will be a key member of the compliance function, the role holder will contribute to enhancing, embedding and maintaining the Company’s compliance framework. The role holder will be self-motivated, well-organised and enthusiastic about contributing to the success of a rapidly growing business. This is an...

Compliance Analyst - Leading Lloyd's Insurance Broker A leading Lloyd's insurance broker is hiring a Compliance Analyst to support the Head of Advice & Guidance, the Advice & Guidance Team and wider Risk & Compliance Team. Support administrative functions, projects and other responsibilities that may be required within the Risk & Compliance Team. ...

THE COMPANY: Our client is a leading, dynamic financial services and Brokerage company. They are seeking a Senior Compliance Analyst to join the expanding team in London. Candidates will ideally have FX Broker generalist experience. THE RESPONSIBILITIES: Preparation and review of documentation for high-risk clients, escalating to the MLRO as required;...

Reporting into the Group Head of Compliance, you will be a key member of the compliance function, the role holder will contribute to enhancing, embedding and maintaining the Company’s compliance framework. The role holder will be self-motivated, well-organised and enthusiastic about contributing to the success of a rapidly growing business. This is an...

Reporting into the Group Head of Compliance, you will be a key member of the compliance function, the role holder will contribute to enhancing, embedding and maintaining the Company’s compliance framework. The role holder will be self-motivated, well-organised and enthusiastic about contributing to the success of a rapidly growing business. This is an...

Reporting into the Group Head of Compliance, you will be a key member of the compliance function, the role holder will contribute to enhancing, embedding and maintaining the Company’s compliance framework. The role holder will be self-motivated, well-organised and enthusiastic about contributing to the success of a rapidly growing business. This is an...

Reporting into the Group Head of Compliance, you will be a key member of the compliance function, the role holder will contribute to enhancing, embedding and maintaining the Company’s compliance framework. The role holder will be self-motivated, well-organised and enthusiastic about contributing to the success of a rapidly growing business. This is an...

Reporting into the Group Head of Compliance, you will be a key member of the compliance function, the role holder will contribute to enhancing, embedding and maintaining the Company’s compliance framework. The role holder will be self-motivated, well-organised and enthusiastic about contributing to the success of a rapidly growing business. This is an...

Job Summary: We operate as a boutique non-bank financial institution broker dealer (non-retail customers) and seek an experienced individual to step into an SMF16 and SMF17 role to help build and support our business and activity. You may currently be reporting to the Head of Compliance or seek change from your current employer or contract. As a small firm...

Broker Location: London, Essex Job Type: Permanent Ref: SJP 220201 Broker Insurance Technician London Job Description Suitable candidates for the position will already have gained at least 5 years’ experience working in a broker backup role and will be looking for a new challenge within a respected Lloyd’s broker. You will need to be able to cope...

Miryco Consultants is working with a leading Lloyd’s Insurance broker to hire a Compliance Monitoring Officer to join their Central Compliance team. Responsibilities: Provide support in the development of relevant management information. Review reporting and understand regulatory performance. Where any risk indicators are identified, verify the...

Miryco Consultants is working with a leading Lloyd’s Insurance broker to hire a Compliance Monitoring Officer to join their Central Compliance team. Responsibilities: Provide support in the development of relevant management information. Review reporting and understand regulatory performance. Where any risk indicators are identified, verify the...

Our client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...

THE COMPANY: Our client is a rapidly growing electronic brokerage firm based in the City. They are looking to hire a Compliance Monitoring Manager to join the team based in London. THE RESPONSIBILITIES: Drive compliance oversight through the testing and monitoring programme Identify areas for enhancements of systems and controls operated by the...