Legal and Compliance Officer

2 days ago


London, United Kingdom Jameson Legal Full time

A Global Private Equity Firm are looking for an experienced Compliance/Regulatory professional to join their team in London. The role will report to the Global General Counsel and Chief Compliance Officer. This will be a diverse role where you will workacross their global business, as well as taking the lead on regulatory aspects across their portfolio.

**Responsibilities**:

- Regulatory - drafting policies, establishing and maintaining processes around regulations (e.g. GDPR, MIFID, AIFMD, SFDR, both in relation to their London and Paris offices and any Brexit-related differences)
- Reviewing marketing materials and similar presentations
- Familiarity with marketing restrictions across Europe and Asia and ESG considerations
- Corporate - assisting with resolutions and meeting minutes for boards of the Global non-US funds and certain internal functional committees
- Assisting with setup and oversight of international offices
- Reviewing RFPs and information questionnaires

**Skills & Knowledge required**:

- Excellent academic credentials
- Experience with fund marketing rules and regulations under regulatory regimes of various non-US jurisdictions, including European, and Asian and MENA regimes
- English qualification preferred; however, qualifications from other jurisdictions considered
- Minimum of 5 years post-qualification experience with a top tier law firm or asset manager, preferably in the alternative investment funds area
- High level of self-motivation
- Strong interpersonal skills

For a confidential chat about this, or other roles we are handling, please contact Matt Pollard in the Jameson Legal London office:
Jameson Legal acts as an employment business for temporary recruitment and as an employment agency for fixed term contract and permanent recruitment.


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